0001209191-20-057376.txt : 20201106 0001209191-20-057376.hdr.sgml : 20201106 20201106195654 ACCESSION NUMBER: 0001209191-20-057376 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201105 FILED AS OF DATE: 20201106 DATE AS OF CHANGE: 20201106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jaffe Bruce A. CENTRAL INDEX KEY: 0001464759 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37745 FILM NUMBER: 201295795 MAIL ADDRESS: STREET 1: 9235 NE 37TH PLACE CITY: YARROW POINT STATE: WA ZIP: 98004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1501 FIRST AVENUE SOUTH STREET 2: SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98134 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 1501 FIRST AVENUE SOUTH STREET 2: SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-05 0 0001046327 REALNETWORKS INC RNWK 0001464759 Jaffe Bruce A. 1501 FIRST AVENUE SOUTH SUITE 600 SEATTLE WA 98134 1 0 0 0 Common Stock 2020-11-05 4 M 0 28481 0.00 A 103847 D Restricted Stock Units 0.00 2020-11-05 4 M 0 28481 0.00 D 2020-11-05 2020-11-05 Common Stock 28481 0 D The recipient has made an irrevocable election to defer the share distribution date to a date that is five years following the grant date or concurrent with the Director's separation from the Board. Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis. Converts into common stock on a unit-for-share basis on the share distribution date. The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board. /s/ Michael Parham, attorney-in-fact 2020-11-06