-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K+cbltiI2PT9qpzntmyh5f873LkuyZSnoC9B2GBRZQqOulZHXA5PD/v6GjEGQ0Bb a812sm9Ar36X+cYYkLtgqA== 0001209191-06-059031.txt : 20061113 0001209191-06-059031.hdr.sgml : 20061113 20061113153853 ACCESSION NUMBER: 0001209191-06-059031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061109 FILED AS OF DATE: 20061113 DATE AS OF CHANGE: 20061113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRATFOLD CARLA CENTRAL INDEX KEY: 0001229278 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23137 FILM NUMBER: 061208735 MAIL ADDRESS: STREET 1: P.O. BOX 91123 CITY: SEATTLE STATE: WA ZIP: 98111-9223 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-09 0 0001046327 REALNETWORKS INC RNWK 0001229278 STRATFOLD CARLA 2601 ELLIOTT AVENUE SUITE 1000 SEATTLE WA 98121 0 1 0 0 Sr. VP, North American Sales Employee Stock Option (Right to Buy) 11.38 2006-11-09 4 A 0 30000 0.00 A 2007-05-09 2013-11-09 Common Stock 30000 30000 D Restricted Stock Unit Award 0.00 2006-11-09 4 A 0 10000 0.00 A 2007-11-09 2010-11-09 Common Stock 10000 10000 D 12.5% of the options vest on May 9, 2007, and an additional 12.5% of the options vest upon the completion of each successive six months of employment until the options become fully vested on November 9, 2010. Converts into Common Stock on a one-for-one basis. 2,500 restricted stock units vest on each of November 9, 2007, November 9, 2008, November 9, 2009 and November 9, 2010. /s/ Carla Stratfold 2006-11-10 -----END PRIVACY-ENHANCED MESSAGE-----