EX-99.77O 4 midcapvalue10f-3exhibit.txt EX. 99.77O-Transactions effected pursuant to Rule 10f-3 1. Name of Underwriter From Who Purchased: First Boston Merrill Lynch ABN AMRO 2. Name of Underwriting syndicate members: Goldman Sachs & Co. ABN AMRO Rothschild LLC Banc of America Securities Merrill Lynch UBS Warburg 3. Name of Issuer: Reliant Resources, Inc. 4. Title of Security: Reliant Resources, Inc. 5. Date of First Offering: 04/30/01 6. Dollar Amount Purchased: $594,000.00 7. Number of Shares Purchased: 19,800 Shares 8. Price Per Unit: $30.00 9. Resolution Approved by the Board of Tustees: