0001562180-22-003991.txt : 20220512 0001562180-22-003991.hdr.sgml : 20220512 20220512122044 ACCESSION NUMBER: 0001562180-22-003991 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220510 FILED AS OF DATE: 20220512 DATE AS OF CHANGE: 20220512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWANZ DONALD K CENTRAL INDEX KEY: 0001046239 STANDARD INDUSTRIAL CLASSIFICATION: AUTO CONTROLS FOR REGULATING RESIDENTIAL & COMML ENVIRONMENT [3822] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32462 FILM NUMBER: 22916738 MAIL ADDRESS: STREET 1: 414 SILVER AVE SW MS 1275 CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PNM RESOURCES INC CENTRAL INDEX KEY: 0001108426 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 850019030 STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 414 SILVER AVE. SW CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 BUSINESS PHONE: 5052412700 MAIL ADDRESS: STREET 1: 414 SILVER AVE. SW STREET 2: ATTN: MS 0905 - CATHY MARTINEZ CITY: ALBUQUERQUE STATE: NM ZIP: 87102-3289 FORMER COMPANY: FORMER CONFORMED NAME: MANZANO CORP DATE OF NAME CHANGE: 20000303 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2022-05-10 false 0001108426 PNM RESOURCES INC PNM 0001046239 SCHWANZ DONALD K 9964 E. SIENNA HILLS DRIVE SCOTTSDALE AZ 85262 true false false false Common Stock 2022-05-10 4 A false 2753.00 0.00 A 8307.00 D Common Stock 38368.00 I By Trust These shares represent restricted stock units granted on May 10, 2022 that will vest on May 10, 2023 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. /s/ Angela L. Pino, POA for Donald K. Schwanz 2022-05-12 EX-24 2 schwanzpoa.txt SCHWANZ POA Power of Attorney I, Donald K. Schwanz, reside at 9964 E. Sienna Hills Drive, Scottsdale, Arizona 85262. I appoint Laurie S. Monfiletto, Vice President, Human Resources, Corporate Headquarters, MS-0705, Albuquerque, New Mexico 87158; Angela Pino, Manager, Compensation, Corporate Headquarters, MS-0755, Albuquerque, New Mexico 87158; or Donna Briggs, Administrator III, Corporate Headquarters, MS-0705, Albuquerque, New Mexico 87158 to serve as my attorneys-in-fact to: (1) execute for me in my capacity as a Director of PNM Resources, Inc. (Company), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 (1934 Act) and the associated rules; (2) perform for me all acts which may be necessary or desirable to complete and execute Forms 3, 4, and 5, complete and execute any amendments, and timely file the forms with the United States Securities and Exchange Commission and the New York Stock Exchange, or similar authority; or (3) take any other action related to the powers identified in items (1) and (2), which, in the opinion of the attorneys-in-fact, may be legally required or beneficial to me. I acknowledge that the attorneys-in-fact are serving at my request and neither they nor the Company are assuming any of my responsibilities to comply with Section 16 of the 1934 Act. This Power of Attorney shall remain in full force and effect until I am no longer required to file Forms 3, 4, and 5 with respect to my holdings of and transactions in securities issued by the Company, unless earlier revoked by me in a signed writing delivered to the attorneys-in-fact. /s/ Donald K. Schwanz Donald K. Schwanz ACKNOWLEDGEMENT State of New Mexico ) ) ss. County of Bernalillo ) The foregoing instrument was acknowledged before me on February 24, 2016 by Donald K. Schwanz. /s/Susan G. Gordon Notary Public My Commission Expires: September 12, 2016