SC 13D/A 1 form13d_9402.htm 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
 
AMENDMENT NO. 1
TO
SCHEDULE 13D
 
 
Under the Securities Exchange Act of 1934
 
OMNI Energy Services Corp.
(Name of Issuer)
 
Common Stock, $0.01 par value per share
(Title of Class of Securities)
 
68210T109
(CUSIP Number)
 
Michael T. Johnson
909 Poydras Street, Suite 2230
New Orleans, Louisiana 70112
504-522-4850
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
 
 
August 30, 2002
(Date of Event which Requires Filing of this Statement)
 
 
 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box □.

 
 

Note:   All numbers of shares included herein have been adjusted to reflect a 1-for-3 reverse split of the Issuer’s common stock effective July 2, 2002.

 

CUSIP No. 68210T109
       

  

1)  

Name of Reporting Person  

 

  

  

Steven T. Stull  

 
       

  

2)  

Check the appropriate box if a member of a group  

 

  

  

(a)  

 x

  

  

(b)  

 
       

  

3)  

 

SEC Use Only  

 

  
       

  

4)  

Source of Funds  

 

  

  

OO  

 
       

  

5)

  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)  

 

_____
       

  

6)  

Citizenship or Place of Organization  

 

  

  

United States  

 
 
         

  

Number of  

  

7)Sole Voting Power  

 8,000

  

Shares Bene-  

  

  

ficially  

 

8)Shared Voting Power  

4,086,550

  

Owned by  

  

  

Each Reporting  

  

9)Sole Dispositive Power  

8,000

  

Person  

 

  

With  

  

10)  Shared Dispositive Power  

4,086,550
       

  

11)  

Aggregate Amount Beneficially Owned by Each  

 

  

  

Reporting Person  

       4,094,550 

       

  

12)  

Check if the Aggregate Amount in Row (11)  

 

  

  

Excludes Certain Shares  

                         

  

13)  

Percent of Class Represented by Amount  

 

  

  

in Row (11)  

                45%
       

  

14)  

Type of Reporting Person  

                    IN
       

 

 

CUSIP No. 68210T109
       

  

1)  

Name of Reporting Person  

 
    Advantage Capital Partners Limited Partnership  
       

  

  

I.R.S. Identification No. of above person:  72-1216872

  
       

  

2)  

Check the appropriate box if a member of a group  

 

  

  

(a)  

 x

  

  

(b)  

 
       

  

3)  

 

SEC Use Only  

 

  
       

  

4)  

Source of Funds  

 

  

  

OO  

 
       

  

5)

  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)  

 

_____
       

  

6)  

Citizenship or Place of Organization  

 

  

  

United States  

 
 
         

  

Number of  

  

7)Sole Voting Power  

 0

  

Shares Bene-  

  

  

ficially  

 

8)Shared Voting Power  

97,994

  

Owned by  

  

  

Each Reporting  

  

9)Sole Dispositive Power  

0

  

Person  

 

  

With  

  

10)  Shared Dispositive Power  

97,994
       

  

11)  

Aggregate Amount Beneficially Owned by Each  

 

  

  

Reporting Person  

            97,994
       

  

12)  

Check if the Aggregate Amount in Row (11)  

 

  

  

Excludes Certain Shares  

                        

  

13)  

Percent of Class Represented by Amount  

 

  

  

in Row (11)  

              1.1%
       

  

14)  

Type of Reporting Person  

                 PN
       

 

 

CUSIP No. 68210T109
       

  

1)  

Name of Reporting Person  

 
    Advantage Capital Partners II Limited Partnership  
       

  

  

I.R.S. Identification No. of above person:  72-1236549

  
       

  

2)  

Check the appropriate box if a member of a group  

 

  

  

(a)  

 x

  

  

(b)  

 
       

  

3)  

 

SEC Use Only  

 

  
       

  

4)  

Source of Funds  

 

  

  

OO  

 
       

  

5)

  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)  

 

_____
       

  

6)  

Citizenship or Place of Organization  

 

  

  

United States  

 
 
         

  

Number of  

  

7)Sole Voting Power  

 0

  

Shares Bene-  

  

  

ficially  

 

8)Shared Voting Power  

331,277

  

Owned by  

  

  

Each Reporting  

  

9)Sole Dispositive Power  

0

  

Person  

 

  

With  

  

10)  Shared Dispositive Power  

331,277
       

  

11)  

Aggregate Amount Beneficially Owned by Each  

 

  

  

Reporting Person  

          331,277
       

  

12)  

Check if the Aggregate Amount in Row (11)  

 

  

  

Excludes Certain Shares  

                        

  

13)  

Percent of Class Represented by Amount  

 

  

  

in Row (11)  

               3.6%
       

  

14)  

Type of Reporting Person  

                 PN
       

 

 

CUSIP No. 68210T109
       

  

1)  

Name of Reporting Person  

 
    Advantage Capital Corporation  
       

  

  

I.R.S. Identification No. of above person:  72-1201602

  
       

  

2)  

Check the appropriate box if a member of a group  

 

  

  

(a)  

 x

  

  

(b)  

 
       

  

3)  

 

SEC Use Only  

 

  
       

  

4)  

Source of Funds  

 

  

  

OO  

 
       

  

5)

  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)  

 

_____
       

  

6)  

Citizenship or Place of Organization  

 

  

  

United States  

 
 
         

  

Number of  

  

7)Sole Voting Power  

 0

  

Shares Bene-  

  

  

ficially  

 

8)Shared Voting Power  

429,271

  

Owned by  

  

  

Each Reporting  

  

9)Sole Dispositive Power  

0

  

Person  

 

  

With  

  

10)  Shared Dispositive Power  

429,271
       

  

11)  

Aggregate Amount Beneficially Owned by Each  

 

  

  

Reporting Person  

429,271
       

  

12)  

Check if the Aggregate Amount in Row (11)  

 

  

  

Excludes Certain Shares  

                      

  

13)  

Percent of Class Represented by Amount  

 

  

  

in Row (11)  

              4.7%
       

  

14)  

Type of Reporting Person  

                 CO
       

 

 

CUSIP No. 68210T109
       

  

1)  

Name of Reporting Person  

 
    Advantage Capital Partners III Limited Partnership  
       

  

  

I.R.S. Identification No. of above person:  72-1264304

  
       

  

2)  

Check the appropriate box if a member of a group  

 

  

  

(a)  

 x

  

  

(b)  

 
       

  

3)  

 

SEC Use Only  

 

  
       

  

4)  

Source of Funds  

 

  

  

OO  

 
       

  

5)

  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)  

 

_____
       

  

6)  

Citizenship or Place of Organization  

 

  

  

United States  

 
 
         

  

Number of  

  

7)Sole Voting Power  

 0

  

Shares Bene-  

  

  

ficially  

 

8)Shared Voting Power  

538,686

  

Owned by  

  

  

Each Reporting  

  

9)Sole Dispositive Power  

0

  

Person  

 

  

With  

  

10)  Shared Dispositive Power  

538,686
       

  

11)  

Aggregate Amount Beneficially Owned by Each  

 

  

  

Reporting Person  

   538,686 

       

  

12)  

Check if the Aggregate Amount in Row (11)  

 

  

  

Excludes Certain Shares  

                       

  

13)  

Percent of Class Represented by Amount  

 

  

  

in Row (11)  

5.9% 

       

 

14)  

Type of Reporting Person  

                PN
       

 

 

CUSIP No. 68210T109
       

  

1)  

Name of Reporting Person  

 
    Advantage Capital Management Corporation  
       

  

  

I.R.S. Identification No. of above person:  72-1262990

  
       

  

2)  

Check the appropriate box if a member of a group  

 

  

  

(a)  

 x

  

  

(b)  

 
       

  

3)  

 

SEC Use Only  

 

  
       

  

4)  

Source of Funds  

 

  

  

OO  

 
       

  

5)

  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)  

 

_____
       

  

6)  

Citizenship or Place of Organization  

 

  

  

United States  

 
 
         

  

Number of  

  

7)Sole Voting Power  

 0

  

Shares Bene-  

  

  

ficially  

 

8)Shared Voting Power  

538,686

  

Owned by  

  

  

Each Reporting  

  

9)Sole Dispositive Power  

0

  

Person  

 

  

With  

  

10)  Shared Dispositive Power  

538,686
       

  

11)  

Aggregate Amount Beneficially Owned by Each  

 

  

  

Reporting Person  

  538,686 

       

  

12)  

Check if the Aggregate Amount in Row (11)  

 

  

  

Excludes Certain Shares  

                       

  

13)  

Percent of Class Represented by Amount  

 

  

  

in Row (11)  

             5.9%
       

  

14)  

Type of Reporting Person  

                CO
        
 
 
 

CUSIP No. 68210T109
       

  

1)  

Name of Reporting Person  

 
    Advantage Capital Partners IV Limited Partnership  
       

  

  

I.R.S. Identification No. of above person:  72-1291972

  
       

  

2)  

Check the appropriate box if a member of a group  

 

  

  

(a)  

 x

  

  

(b)  

 
       

  

3)  

 

SEC Use Only  

 

  
       

  

4)  

Source of Funds  

 

  

  

OO  

 
       

  

5)

  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)  

 

_____
       

  

6)  

Citizenship or Place of Organization  

 

  

  

United States  

 
 
         

  

Number of  

  

7)Sole Voting Power  

 0

  

Shares Bene-  

  

  

ficially  

 

8)Shared Voting Power  

1,008,565

  

Owned by  

  

  

Each Reporting  

  

9)Sole Dispositive Power  

0

  

Person  

 

  

With  

  

10)  Shared Dispositive Power  

1,008,565
       

  

11)  

Aggregate Amount Beneficially Owned by Each  

 

  

  

Reporting Person  

1,008,565 

       

  

12)  

Check if the Aggregate Amount in Row (11)  

 

  

  

Excludes Certain Shares  

                      

  

13)  

Percent of Class Represented by Amount  

 

  

  

in Row (11)  

           11.1%
       

  

14)  

Type of Reporting Person  

                PN
        
 
 

CUSIP No. 68210T109
       

  

1)  

Name of Reporting Person  

 
    Advantage Capital Financial Company, L.L.C.  
       

  

  

I.R.S. Identification No. of above person:  72-1295140

  
       

  

2)  

Check the appropriate box if a member of a group  

 

  

  

(a)  

 x

  

  

(b)  

 
       

  

3)  

 

SEC Use Only  

 

  
       

  

4)  

Source of Funds  

 

  

  

OO  

 
       

  

5)

  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)  

 

_____
       

  

6)  

Citizenship or Place of Organization  

 

  

  

United States  

 
 
         

  

Number of  

  

7)Sole Voting Power  

 0

  

Shares Bene-  

  

  

ficially  

 

8)Shared Voting Power  

1,008,565

  

Owned by  

  

  

Each Reporting  

  

9)Sole Dispositive Power  

0

  

Person  

 

  

With  

  

10)  Shared Dispositive Power  

1,008,565
       

  

11)  

Aggregate Amount Beneficially Owned by Each  

 

  

  

Reporting Person  

1,008,565 

       

  

12)  

Check if the Aggregate Amount in Row (11)  

 

  

  

Excludes Certain Shares  

                      

  

13)  

Percent of Class Represented by Amount  

 

  

  

in Row (11)  

           11.1%
       

  

14)  

Type of Reporting Person  

              OO
        
 
 

CUSIP No. 68210T109
       

  

1)  

Name of Reporting Person  

 
    Advantage Capital Partners V Limited Partnership  
       

  

  

I.R.S. Identification No. of above person:  72-1310986

  
       

  

2)  

Check the appropriate box if a member of a group  

 

  

  

(a)  

 x

  

  

(b)  

 
       

  

3)  

 

SEC Use Only  

 

  
       

  

4)  

Source of Funds  

 

  

  

OO  

 
       

  

5)

  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)  

 

_____
       

  

6)  

Citizenship or Place of Organization  

 

  

  

United States  

 
 
         

  

Number of  

  

7)Sole Voting Power  

 0

  

Shares Bene-  

  

  

ficially  

 

8)Shared Voting Power  

619,197

  

Owned by  

  

  

Each Reporting  

  

9)Sole Dispositive Power  

0

  

Person  

 

  

With  

  

10)  Shared Dispositive Power  

619,197
       

  

11)  

Aggregate Amount Beneficially Owned by Each  

 

  

  

Reporting Person  

619,197  

       

  

12)  

Check if the Aggregate Amount in Row (11)  

 

  

  

Excludes Certain Shares  

                      

  

13)  

Percent of Class Represented by Amount  

 

  

  

in Row (11)  

             6.8%
       

  

14)  

Type of Reporting Person  

                PN
        
 
 

CUSIP No. 68210T109
       

  

1)  

Name of Reporting Person  

 
    Advantage Capital Advisors, L.L.C.  
       

  

  

I.R.S. Identification No. of above person:  72-1310983

  
       

  

2)  

Check the appropriate box if a member of a group  

 

  

  

(a)  

 x

  

  

(b)  

 
       

  

3)  

 

SEC Use Only  

 

  
       

  

4)  

Source of Funds  

 

  

  

OO  

 
       

  

5)

  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)  

 

_____
       

  

6)  

Citizenship or Place of Organization  

 

  

  

United States  

 
 
         

  

Number of  

  

7)Sole Voting Power  

 0

  

Shares Bene-  

  

  

ficially  

 

8)Shared Voting Power  

619,197

  

Owned by  

  

  

Each Reporting  

  

9)Sole Dispositive Power  

0

  

Person  

 

  

With  

  

10)  Shared Dispositive Power  

619,197
       

  

11)  

Aggregate Amount Beneficially Owned by Each  

 

  

  

Reporting Person  

619,197  

       

  

12)  

Check if the Aggregate Amount in Row (11)  

 

  

  

Excludes Certain Shares  

                      

  

13)  

Percent of Class Represented by Amount  

 

  

  

in Row (11)  

             6.8%
       

  

14)  

Type of Reporting Person  

              OO
        
 
 

CUSIP No. 68210T109
       

  

1)  

Name of Reporting Person  

 
    Advantage Capital Partners VI Limited Partnership  
       

  

  

I.R.S. Identification No. of above person:  72-1402146

  
       

  

2)  

Check the appropriate box if a member of a group  

 

  

  

(a)  

 x

  

  

(b)  

 
       

  

3)  

 

SEC Use Only  

 

  
       

  

4)  

Source of Funds  

 

  

  

OO  

 
       

  

5)

  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)  

 

_____
       

  

6)  

Citizenship or Place of Organization  

 

  

  

United States  

 
 
         

  

Number of  

  

7)Sole Voting Power  

 0

  

Shares Bene-  

  

  

ficially  

 

8)Shared Voting Power  

733,090

  

Owned by  

  

  

Each Reporting  

  

9)Sole Dispositive Power  

0

  

Person  

 

  

With  

  

10)  Shared Dispositive Power  

733,090
       

  

11)  

Aggregate Amount Beneficially Owned by Each  

 

  

  

Reporting Person  

733,090 

       

  

12)  

Check if the Aggregate Amount in Row (11)  

 

  

  

Excludes Certain Shares  

                      

  

13)  

Percent of Class Represented by Amount  

 

  

  

in Row (11)  

             8.1%
       

  

14)  

Type of Reporting Person  

               PN
        
 
 

CUSIP No. 68210T109
       

  

1)  

Name of Reporting Person  

 
    Advantage Capital NOLA VI, L.L.C.  
       

  

  

I.R.S. Identification No. of above person:  72-1400488

  
       

  

2)  

Check the appropriate box if a member of a group  

 

  

  

(a)  

 x

  

  

(b)  

 
       

  

3)  

 

SEC Use Only  

 

  
       

  

4)  

Source of Funds  

 

  

  

OO  

 
       

  

5)

  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)  

 

_____
       

  

6)  

Citizenship or Place of Organization  

 

  

  

United States  

 
 
         

  

Number of  

  

7)Sole Voting Power  

 0

  

Shares Bene-  

  

  

ficially  

 

8)Shared Voting Power  

733,090

  

Owned by  

  

  

Each Reporting  

  

9)Sole Dispositive Power  

0

  

Person  

 

  

With  

  

10)  Shared Dispositive Power  

733,090
       

  

11)  

Aggregate Amount Beneficially Owned by Each  

 

  

  

Reporting Person  

733,090  
       

  

12)  

Check if the Aggregate Amount in Row (11)  

 

  

  

Excludes Certain Shares  

                     

  

13)  

Percent of Class Represented by Amount  

 

  

  

in Row (11)  

             8.1%
       

  

14)  

Type of Reporting Person  

               OO
        
 
 

CUSIP No. 68210T109
       

  

1)  

Name of Reporting Person  

 
    Advantage Capital Partners VII Limited Partnership  
       

  

  

I.R.S. Identification No. of above person:  72-1402410

  
       

  

2)  

Check the appropriate box if a member of a group  

 

  

  

(a)  

 x

  

  

(b)  

 
       

  

3)  

 

SEC Use Only  

 

  
       

  

4)  

Source of Funds  

 

  

  

OO  

 
       

  

5)

  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)  

 

_____
       

  

6)  

Citizenship or Place of Organization  

 

  

  

United States  

 
 
         

  

Number of  

  

7)Sole Voting Power  

 0

  

Shares Bene-  

  

  

ficially  

 

8)Shared Voting Power  

5,312

  

Owned by  

  

  

Each Reporting  

  

9)Sole Dispositive Power  

0

  

Person  

 

  

With  

  

10)  Shared Dispositive Power  

5,312
       

  

11)  

Aggregate Amount Beneficially Owned by Each  

 

  

  

Reporting Person  

5,312  
       

  

12)  

Check if the Aggregate Amount in Row (11)  

 

  

  

Excludes Certain Shares  

                      

  

13)  

Percent of Class Represented by Amount  

 

  

  

in Row (11)  

            .06%
       

  

14)  

Type of Reporting Person  

               PN
        
 
 

CUSIP No. 68210T109
       

  

1)  

Name of Reporting Person  

 
    Advantage Capital NOLA VII, L.L.C.  
       

  

  

I.R.S. Identification No. of above person:  72-1400489

  
       

  

2)  

Check the appropriate box if a member of a group  

 

  

  

(a)  

 x

  

  

(b)  

 
       

  

3)  

 

SEC Use Only  

 

  
       

  

4)  

Source of Funds  

 

  

  

OO  

 
       

  

5)

  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)  

 

_____
       

  

6)  

Citizenship or Place of Organization  

 

  

  

United States  

 
 
         

  

Number of  

  

7)Sole Voting Power  

 0

  

Shares Bene-  

  

  

ficially  

 

8)Shared Voting Power  

5,312

  

Owned by  

  

  

Each Reporting  

  

9)Sole Dispositive Power  

0

  

Person  

 

  

With  

  

10)  Shared Dispositive Power  

5,312
       

  

11)  

Aggregate Amount Beneficially Owned by Each  

 

  

  

Reporting Person  

5,312

       

  

12)  

Check if the Aggregate Amount in Row (11)  

 

  

  

Excludes Certain Shares  

                      

  

13)  

Percent of Class Represented by Amount  

 

  

  

in Row (11)  

             .06%
       

  

14)  

Type of Reporting Person  

     OO
        
 
 

CUSIP No. 68210T109
       

  

1)  

Name of Reporting Person  

 
    Advantage Capital Partners VIII Limited Partnership  
       

  

  

I.R.S. Identification No. of above person:  72-1402147

  
       

  

2)  

Check the appropriate box if a member of a group  

 

  

  

(a)  

 x

  

  

(b)  

 
       

  

3)  

 

SEC Use Only  

 

  
       

  

4)  

Source of Funds  

 

  

  

OO  

 
       

  

5)

  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)  

 

_____
       

  

6)  

Citizenship or Place of Organization  

 

  

  

United States  

 
 
         

  

Number of  

  

7)Sole Voting Power  

 0

  

Shares Bene-  

  

  

ficially  

 

8)Shared Voting Power  

1,250

  

Owned by  

  

  

Each Reporting  

  

9)Sole Dispositive Power  

0

  

Person  

 

  

With  

  

10)  Shared Dispositive Power  

1,250
       

  

11)  

Aggregate Amount Beneficially Owned by Each  

 

  

  

Reporting Person  

1,250  
       

  

12)  

Check if the Aggregate Amount in Row (11)  

 

  

  

Excludes Certain Shares  

                     

  

13)  

Percent of Class Represented by Amount  

 

  

  

in Row (11)  

             .01%
       

  

14)  

Type of Reporting Person  

                PN
        
 
 

CUSIP No. 68210T109
       

  

1)  

Name of Reporting Person  

 
    Advantage Capital NOLA VIII, L.L.C.  
       

  

  

I.R.S. Identification No. of above person:  72-1401236

  
       

  

2)  

Check the appropriate box if a member of a group  

 

  

  

(a)  

 x

  

  

(b)  

 
       

  

3)  

 

SEC Use Only  

 

  
       

  

4)  

Source of Funds  

 

  

  

OO  

 
       

  

5)

  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)  

 

_____
       

  

6)  

Citizenship or Place of Organization  

 

  

  

United States  

 
 
         

  

Number of  

  

7)Sole Voting Power  

 0

  

Shares Bene-  

  

  

ficially  

 

8)Shared Voting Power  

1,250

  

Owned by  

  

  

Each Reporting  

  

9)Sole Dispositive Power  

0

  

Person  

 

  

With  

  

10)  Shared Dispositive Power  

1,250
       

  

11)  

Aggregate Amount Beneficially Owned by Each  

 

  

  

Reporting Person  

1,250  
       

  

12)  

Check if the Aggregate Amount in Row (11)  

 

  

  

Excludes Certain Shares  

                        

  

13)  

Percent of Class Represented by Amount  

 

  

  

in Row (11)  

              .01%
       

  

14)  

Type of Reporting Person  

                OO
        
 
 

CUSIP No. 68210T109
       

  

1)  

Name of Reporting Person  

 
    Advantage Capital Partners IX Limited Partnership  
       

  

  

I.R.S. Identification No. of above person:  72-1401733

  
       

  

2)  

Check the appropriate box if a member of a group  

 

  

  

(a)  

 x

  

  

(b)  

 
       

  

3)  

 

SEC Use Only  

 

  
       

  

4)  

Source of Funds  

 

  

  

OO  

 
       

  

5)

  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)  

 

_____
       

  

6)  

Citizenship or Place of Organization  

 

  

  

United States  

 
 
         

  

Number of  

  

7)Sole Voting Power  

 0

  

Shares Bene-  

  

  

ficially  

 

8)Shared Voting Power  

255,555

  

Owned by  

  

  

Each Reporting  

  

9)Sole Dispositive Power  

0

  

Person  

 

  

With  

  

10)  Shared Dispositive Power  

255,555
       

  

11)  

Aggregate Amount Beneficially Owned by Each  

 

  

  

Reporting Person  

255,555  
       

  

12)  

Check if the Aggregate Amount in Row (11)  

 

  

  

Excludes Certain Shares  

                      

  

13)  

Percent of Class Represented by Amount  

 

  

  

in Row (11)  

             2.8%
       

  

14)  

Type of Reporting Person  

                PN
        
 
 

CUSIP No. 68210T109
       

  

1)  

Name of Reporting Person  

 
    Advantage Capital NOLA IX, L.L.C.  
       

  

  

I.R.S. Identification No. of above person:  72-1401731

  
       

  

2)  

Check the appropriate box if a member of a group  

 

  

  

(a)  

 x

  

  

(b)  

 
       

  

3)  

 

SEC Use Only  

 

  
       

  

4)  

Source of Funds  

 

  

  

OO  

 
       

  

5)

  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)  

 

_____
       

  

6)  

Citizenship or Place of Organization  

 

  

  

United States  

 
 
         

  

Number of  

  

7)Sole Voting Power  

 0

  

Shares Bene-  

  

  

ficially  

 

8)Shared Voting Power  

255,556

  

Owned by  

  

  

Each Reporting  

  

9)Sole Dispositive Power  

0

  

Person  

 

  

With  

  

10)  Shared Dispositive Power  

255,556
       

  

11)  

Aggregate Amount Beneficially Owned by Each  

 

  

  

Reporting Person  

255,556  
       

  

12)  

Check if the Aggregate Amount in Row (11)  

 

  

  

Excludes Certain Shares  

                     

  

13)  

Percent of Class Represented by Amount  

 

  

  

in Row (11)  

                    2.8%
       

  

14)  

Type of Reporting Person  

              OO
        
 
 

CUSIP No. 68210T109
       

  

1)  

Name of Reporting Person  

 
    Advantage Capital Partners X Limited Partnership  
       

  

  

I.R.S. Identification No. of above person:  72-1452790

  
       

  

2)  

Check the appropriate box if a member of a group  

 

  

  

(a)  

 x

  

  

(b)  

 
       

  

3)  

 

SEC Use Only  

 

  
       

  

4)  

Source of Funds  

 

  

  

OO  

 
       

  

5)

  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)  

 

_____
       

  

6)  

Citizenship or Place of Organization  

 

  

  

United States  

 
 
         

  

Number of  

  

7)Sole Voting Power  

 0

  

Shares Bene-  

  

  

ficially  

 

8)Shared Voting Power  

495,000

  

Owned by  

  

  

Each Reporting  

  

9)Sole Dispositive Power  

0

  

Person  

 

  

With  

  

10)  Shared Dispositive Power  

495,000
       

  

11)  

Aggregate Amount Beneficially Owned by Each  

 

  

  

Reporting Person  

495,000 

       

  

12)  

Check if the Aggregate Amount in Row (11)  

 

  

  

Excludes Certain Shares  

                      

  

13)  

Percent of Class Represented by Amount  

 

  

  

in Row (11)  

             5.4%
       

  

14)  

Type of Reporting Person  

               PN
        
 
 

CUSIP No. 68210T109
       

  

1)  

Name of Reporting Person  

 
    Advantage Capital NOLA X, L.L.C.  
       

  

  

I.R.S. Identification No. of above person:  72-1452786

  
       

  

2)  

Check the appropriate box if a member of a group  

 

  

  

(a)  

 x

  

  

(b)  

 
       

  

3)  

 

SEC Use Only  

 

  
       

  

4)  

Source of Funds  

 

  

  

OO  

 
       

  

5)

  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)  

 

_____
       

  

6)  

Citizenship or Place of Organization  

 

  

  

United States  

 
 
         

  

Number of  

  

7)Sole Voting Power  

 0

  

Shares Bene-  

  

  

ficially  

 

8)Shared Voting Power  

495,000

  

Owned by  

  

  

Each Reporting  

  

9)Sole Dispositive Power  

0

  

Person  

 

  

With  

  

10)  Shared Dispositive Power  

495,000
       

  

11)  

Aggregate Amount Beneficially Owned by Each  

 

  

  

Reporting Person  

495,000  
       

  

12)  

Check if the Aggregate Amount in Row (11)  

 

  

  

Excludes Certain Shares  

                      

  

13)  

Percent of Class Represented by Amount  

 

  

  

in Row (11)  

            5.4%
       

  

14)  

Type of Reporting Person  

               OO
        
 
 

CUSIP No. 68210T109
       

  

1)  

Name of Reporting Person  

 
    Advantage Capital Technology Fund, L.L.C.  
       

  

  

I.R.S. Identification No. of above person:  72-1339619

  
       

  

2)  

Check the appropriate box if a member of a group  

 

  

  

(a)  

 x

  

  

(b)  

 
       

  

3)  

 

SEC Use Only  

 

  
       

  

4)  

Source of Funds  

 

  

  

OO  

 
       

  

5)

  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)  

 

_____
       

  

6)  

Citizenship or Place of Organization  

 

  

  

United States  

 
 
         

  

Number of  

  

7)Sole Voting Power  

 0

  

Shares Bene-  

  

  

ficially  

 

8)Shared Voting Power  

625

  

Owned by  

  

  

Each Reporting  

  

9)Sole Dispositive Power  

0

  

Person  

 

  

With  

  

10)  Shared Dispositive Power  

625
       

  

11)  

Aggregate Amount Beneficially Owned by Each  

 

  

  

Reporting Person  

625  
       

  

12)  

Check if the Aggregate Amount in Row (11)  

 

  

  

Excludes Certain Shares  

                     

  

13)  

Percent of Class Represented by Amount  

 

  

  

in Row (11)  

      .006%
       

  

14)  

Type of Reporting Person  

             OO
        
 
 

CUSIP No. 68210T109
       

  

1)  

Name of Reporting Person  

 
    Advantage Capital Technology Advisors, L.L.C.  
       

  

  

I.R.S. Identification No. of above person:  72-1339620

  
       

  

2)  

Check the appropriate box if a member of a group  

 

  

  

(a)  

 x

  

  

(b)  

 
       

  

3)  

 

SEC Use Only  

 

  
       

  

4)  

Source of Funds  

 

  

  

OO  

 
       

  

5)

  

Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)  

 

_____
       

  

6)  

Citizenship or Place of Organization  

 

  

  

United States  

 
 
         

  

Number of  

  

7)Sole Voting Power  

 0

  

Shares Bene-  

  

  

ficially  

 

8)Shared Voting Power  

625

  

Owned by  

  

  

Each Reporting  

  

9)Sole Dispositive Power  

0

  

Person  

 

  

With  

  

10)  Shared Dispositive Power  

625
       

  

11)  

Aggregate Amount Beneficially Owned by Each  

 

  

  

Reporting Person  

625  

       

  

12)  

Check if the Aggregate Amount in Row (11)  

 

  

  

Excludes Certain Shares  

                     

  

13)  

Percent of Class Represented by Amount  

 

  

  

in Row (11)  

         .006%
       

  

14)  

Type of Reporting Person  

                       OO
        
 
 

Item 1. Security and Issuer.

 

            This statement relates to the common stock, $.0.01 par value per share (the “Common Stock”), of OMNI Energy Services Corp. (the “Issuer”), a Louisiana corporation.  The address of the principal executive offices of the Issuer is 4500 N.E. Evangeline Thruway, Carencro, Louisiana 70520.

 

Item 2. Identity and Background

 

  

(a)  

Names of Reporting Persons:
     

  

  

Steven T. Stull

  

  

Advantage Capital Partners Limited Partnership

  

  

Advantage Capital Partners II Limited Partnership

  

  

Advantage Capital Corporation

  

  

Advantage Capital Partners III Limited Partnership

  

  

Advantage Capital Management Corporation

  

  

Advantage Capital Partners IV Limited Partnership

  

  

Advantage Capital Financial Company, L.L.C.

  

  

Advantage Capital Partners V Limited Partnership

  

  

Advantage Capital Advisors, L.L.C.

  

  

Advantage Capital Partners VI Limited Partnership

  

  

Advantage Capital NOLA VI, L.L.C.

  

  

Advantage Capital Partners VII Limited Partnership

  

  

Advantage Capital NOLA VII, L.L.C.

  

  

Advantage Capital Partners VIII Limited Partnership

  

  

Advantage Capital NOLA VIII, L.L.C.

  

  

Advantage Capital Partners IX Limited Partnership

  

  

Advantage Capital NOLA IX, L.L.C.

  

  

Advantage Capital Partners X Limited Partnership

  

  

Advantage Capital NOLA X, L.L.C.

  

  

Advantage Capital Technology Fund, L.L.C.

  

  

Advantage Capital Technology Advisors, L.L.C.
     

  

(b)  

Principal Business Address of Reporting Persons
     

  

  

909 Poydras Street, Suite 2230

  

  

New Orleans, Louisiana 70112
     

  

(c)  

 

Mr. Stull is a founding partner of the Advantage Capital partnerships, which are institutional venture capital funds.
     

  

(d)  

 

The Reporting Persons have not been convicted in a criminal proceeding (excluding traffic violations or   similar misdemeanors) during the past five years.
     

  

(e)  

 

 

 

 

The Reporting Persons have not been parties to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding were or are subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws during the past five years.
     

  

(f)  

 

The Reporting Persons are United States citizens or are organized under the laws of a state of the United States.

 

Item 3. Source and Amount of Funds or Other Consideration.

 

  

N/A

 

Item 4. Purpose of Transaction.

 

  

Securities of the Issuer were acquired by the Reporting Persons for investment purposes.
     

  

(a)  

See Item 6 for information on the proposed disposition of securities of the Issuer by the Reporting Persons.
     

  

(b)-(j)

 

 

 

The Reporting Persons have no plans or proposals that relate to or that would result in any of the actions specified in clauses (b) through (j) of Item 4 of Schedule 13D, except that changes to the membership of the Board of Directors of the Issuer may occur following the proposed sale of securities of the Issuer described in Item 6 hereof.

 

Item 5. Interest in Securities of the Issuer

 

  

(a)  

 

As of August 30, 2002, the Reporting Persons beneficially owned shares of the Common Stock listed below:

 

 

 

 

Reporting Person                                           

  

Number of Shares Beneficially Owned

  

Percentage of Shares Beneficially Owned

  

Shares Which Reporting Person has Right to Acquire

Steven T. Stull  

  4,094,550   45%   1,232,165

Advantage Capital Partners Limited Partnership  

  97,994   1.1%   –

Advantage Capital Partners II Limited Partnership  

  331,277   3.6%   –

Advantage Capital Corporation  

  429,271   4.7%   –

Advantage Capital Partners III Limited Partnership

  

538,686

   5.9%   –
Advantage Capital Management Corporation    

538,686

   5.9%   –

Advantage Capital Partners IV Limited Partnership

   1,008,565   11.1%   –

Advantage Capital Financial Company, L.L.C.  

  1,008,565   11.1%   –

Advantage Capital Partners V Limited Partnership  

 

619,197

  

6.8%

  

–

Advantage Capital Advisors, L.L.C.  

  619,197   6.8%   –

Advantage Capital Partners VI Limited Partnership

   733,090   8.1%   733,090

Advantage Capital NOLA VI, L.L.C.  

  733,090   8.1%   733,090

Advantage Capital Partners VII Limited Partnership

   5,312   .06%   5,312

Advantage Capital NOLA VII, L.L.C.  

  5,312   .06%   5,312

Advantage Capital Partners VIII Limited Partnership

   1,250   .01%   1,250

Advantage Capital NOLA VIII, L.L.C.  

  1,250   .01%   1,250

Advantage Capital Partners IX Limited Partnership

   255,556   2.8%   255,555

Advantage Capital NOLA IX, L.L.C.  

  255,556   2.8%   255,555

Advantage Capital Partners X Limited Partnership  

  495,000   5.4%   228,333

Advantage Capital NOLA X, L.L.C.  

  495,000   5.4%   228,333

Advantage Capital Technology Fund, L.L.C.  

  625   .006%   625

Advantage Capital Technology Advisors, L.L.C.  

  625   .006%   625
             

 

  

(b)  

See Items 7 through 10 of the Cover Pages for information as to the voting power and

dispositive power of shares of Common Stock beneficially owned by each Reporting Person.
 

  

(c)  

The Reporting Persons had no transactions in Common Stock of the Issuer in the past

60 days.
 

  

(d)  

Other party with right to receive or direct receipt of dividends or proceeds:

 

  

  

Not applicable.

 

  

(e)  

Date Reporting Person ceased to beneficially own more than 5% of shares:

 

  

  

Not Applicable.

 

Item 6.

 

Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

 

            On August 30, 2002, Advantage Capital Partners Limited Partnership, Advantage Capital Partners II Limited Partnership, Advantage Capital Partners III Limited Partnership, Advantage Capital Partners IV Limited Partnership, Advantage Capital Partners V Limited Partnership, Advantage Capital Partners VI Limited Partnership, Advantage Capital Partners VII Limited Partnership, Advantage Capital Partners VIII Limited Partnership, Advantage Capital Partners X Limited Partnership and Advantage Capital Technology Fund, L.L.C. (collectively, the “Sellers”) entered into a Stock Purchase Agreement (the “ Agreement”) with OESC Investors, a Texas limited liability company (the “Purchaser”) for the sale of common and preferred stock of the Issuer.  The Sellers believe that the Purchaser is 100% owned by current executive officers of the Issuer.  The Agreement is filed as Exhibit B hereto.

 

            Sellers own, beneficially and of record, 7,500 shares of Series A Preferred Stock, par value $1,000 per share, of the Issuer (the “Series A Preferred Stock”), 4,600 shares of Series B Preferred Stock, par value $1,000 per share, of the Issuer (the “Series B Preferred Stock”) 2,862,385 shares of the Common Stock, and warrants or options to purchase 1,232,165 shares.  Sellers have agreed to sell to Purchaser an aggregate of 2,000 shares of Series A Preferred Stock, 600 shares of Series B Preferred Stock and 2,862,385 shares of Common Stock (collectively the “ Initial Shares”) for an aggregate purchase price of $8,000,000, plus the amount of all accrued and unpaid dividends on the Initial Shares through the date of the closing.  The Agreement also provides for the sale of an option by Sellers to Purchaser (the “OESC Option”) for $2,000,000 (the “Option Purchase Price”) to buy 5,500 shares of Series A Preferred Stock and 4,000 shares of Series B Preferred Stock (“Option Shares”) from Sellers.  The purchase price payable by the Purchaser to the Sellers to exercise the Option and purchase the Option Shares is $7,500,000, plus the amount of all accrued and unpaid dividends on the Option Shares through the closing of the purchase of the Option Shares.  The OESC Option will expire if it has not been exercised or if the Option Shares have not been sold to the Purchaser by December 31, 2003.

 

            The consummation of the transaction is subject to financing and other conditions.

 

Item 7. Material to be Filed as Exhibits.

 

      Exhibits

 

  

A.  

 

A written agreement relating to the filing of a joint Amendment No. 1 to Schedule 13D as required by Rule 13d-1(f) under the Securities Exchange Act of 1934.

 

  

B.  

Stock Purchase Agreement dated August 30, 2002 and exhibits.

 

SIGNATURE

 

            After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct as of August 30, 2002.

 

 

    August 30, 2002                                                              /s/ Steven T. Stull

Date  

  

Steven T. Stull

       

 

ADVANTAGE CAPITAL PARTNERS LIMITED

  

 

PARTNERSHIP

 

ADVANTAGE CAPITAL PARTNERS II

  

 

LIMITED PARTNERSHIP

  

By:  

 

Advantage Capital Corporation,

General Partner

 

  

  

By:  

    /s/ Steven T. Stull

  

Steven T. Stull, President

 

 

       

 

ADVANTAGE CAPITAL CORPORATION

 

  

  

By:  

    /s/ Steven T. Stull

  

Steven T. Stull, President

 

 

       

 

ADVANTAGE CAPITAL PARTNERS III

  

 

LIMITED PARTNERSHIP

  

By:  

 

Advantage Capital Management

Corporation, General Partner

 

  

  

By:  

    /s/ Steven T. Stull

  

Steven T. Stull, President

 

 

 

 

ADVANTAGE CAPITAL

  

 

MANAGEMENT CORPORATION

 

  

  

By:  

    /s/ Steven T. Stull

  

Steven T. Stull, President

 

 

 

 

ADVANTAGE CAPITAL PARTNERS IV

  

 

LIMITED PARTNERSHIP

  

By:  

 

Advantage Capital Financial Company,

L.L.C., General Partner

 

  

  

By:  

    /s/ Steven T. Stull

  

Steven T. Stull, President

 

 

 

ADVANTAGE CAPITAL FINANCIAL

  

 

COMPANY, L.L.C.

 

  

  

By:  

    /s/ Steven T. Stull

  

Steven T. Stull, President

 

 

 

 

ADVANTAGE CAPITAL PARTNERS V

  

 

LIMITED PARTNERSHIP

  

By:  

 

Advantage Capital Advisors, L.L.C.,

General Partner

 

  

  

By:  

    /s/ Steven T. Stull

  

Steven T. Stull, President

 

 

 

 

ADVANTAGE CAPITAL ADVISORS, L.L.C.

 

  

  

By:  

    /s/ Steven T. Stull

  

Steven T. Stull, President

 

 

 

 

ADVANTAGE CAPITAL PARTNERS VI

  

 

LIMITED PARTNERSHIP

  

By:  

 

Advantage Capital NOLA VI,

L.L.C., General Partner

 

  

  

By:  

    /s/ Steven T. Stull

  

Steven T. Stull, President

 

 

 

 

ADVANTAGE CAPITAL NOLA VI, L.L.C.

 

  

  

By:  

    /s/ Steven T. Stull

  

Steven T. Stull, President

 

 

 

 

ADVANTAGE CAPITAL PARTNERS VII

  

 

LIMITED PARTNERSHIP

  

By:  

 

Advantage Capital NOLA VII

L.L.C., General Partner

 

  

  

By:  

    /s/ Steven T. Stull

  

Steven T. Stull, President

 

 

 

 

ADVANTAGE CAPITAL NOLA VII, L.L.C.

 

  

  

By:  

    /s/ Steven T. Stull

  

Steven T. Stull, President

 

 

 

 

ADVANTAGE CAPITAL PARTNERS VIII

  

 

LIMITED PARTNERSHIP

  

By:  

 

Advantage Capital NOLA VIII

L.L.C., General Partner

 

  

  

By:  

    /s/ Steven T. Stull

  

Steven T. Stull, President

 

 

 

 

ADVANTAGE CAPITAL NOLA VIII, L.L.C.

 

  

  

By:  

    /s/ Steven T. Stull

  

Steven T. Stull, President

 

 

 

 

ADVANTAGE CAPITAL PARTNERS IX

  

 

LIMITED PARTNERSHIP

  

By:  

 

Advantage Capital NOLA IX,

L.L.C., General Partner

 

  

  

By:  

    /s/ Steven T. Stull

  

Steven T. Stull, President

 

 

 

ADVANTAGE CAPITAL NOLA IX, L.L.C.

 

  

  

By:  

    /s/ Steven T. Stull

  

Steven T. Stull, President

 

 

 

 

ADVANTAGE CAPITAL PARTNERS X

  

 

LIMITED PARTNERSHIP

  

By:  

 

Advantage Capital NOLA X,

L.L.C., General Partner

 

  

  

By:  

    /s/ Steven T. Stull

  

Steven T. Stull, President

 

 

 

 

ADVANTAGE CAPITAL NOLA X, L.L.C.

 

  

  

By:  

    /s/ Steven T. Stull

  

Steven T. Stull, President

 

 

 

ADVANTAGE CAPITAL TECHNOLOGY

  

 

FUND, L.L.C.

  

By:  

 

Advantage Capital Technology

Advisors, L.L.C.,

Managing Member

 

  

  

By:  

    /s/ Steven T. Stull

  

Steven T. Stull, President

 

 

 

ADVANTAGE CAPITAL TECHNOLOGY

  

 

ADVISORS, L.L.C.

 

  

  

By:  

    /s/ Steven T. Stull

  

Steven T. Stull, President