0001140361-22-013169.txt : 20220405
0001140361-22-013169.hdr.sgml : 20220405
20220405162457
ACCESSION NUMBER: 0001140361-22-013169
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220401
FILED AS OF DATE: 20220405
DATE AS OF CHANGE: 20220405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Castle Creek Capital Partners V, LP
CENTRAL INDEX KEY: 0001580580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23325
FILM NUMBER: 22807235
BUSINESS ADDRESS:
STREET 1: 6051 EL TORDO
CITY: RANCHO SANTA FE
STATE: CA
ZIP: 92067
BUSINESS PHONE: (858) 756-8300
MAIL ADDRESS:
STREET 1: 6051 EL TORDO
CITY: RANCHO SANTA FE
STATE: CA
ZIP: 92067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Castle Creek Capital V LLC
CENTRAL INDEX KEY: 0001589685
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23325
FILM NUMBER: 22807234
BUSINESS ADDRESS:
STREET 1: 11682 EL CAMINO REAL, SUITE 320
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858-756-8300
MAIL ADDRESS:
STREET 1: 11682 EL CAMINO REAL, SUITE 320
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GUARANTY FEDERAL BANCSHARES INC
CENTRAL INDEX KEY: 0001046203
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 431792717
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1341 WEST BATTLEFIELD
CITY: SPRINGFIELD
STATE: MO
ZIP: 65807
BUSINESS PHONE: 4175204333
MAIL ADDRESS:
STREET 1: 1341 WEST BATTLEFIELD
CITY: SPRINGFIELD
STATE: MO
ZIP: 65807
4
1
form4.xml
FORM 4
X0306
4
2022-04-01
true
0001046203
GUARANTY FEDERAL BANCSHARES INC
GFED
0001580580
Castle Creek Capital Partners V, LP
C/O CASTLE CREEK CAPITAL LLC
11682 EL CAMINO REAL, SUITE 320
SAN DIEGO
CA
92130
true
0001589685
Castle Creek Capital V LLC
C/O CASTLE CREEK CAPITAL LLC
11682 EL CAMINO REAL, SUITE 320
SAN DIEGO
CA
92130
true
Common Stock
2022-04-01
4
D
0
918804
D
0
D
These securities are held directly by Castle Creek Capital Partners V, LP ("Fund V"). Castle Creek Capital V LLC is the sole general partner of Fund V. Castle Creek Capital V LLC each disclaims beneficial ownership of such shares of Common Stock, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that Castle Creek Capital V LLC is the beneficial owner of such shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Pursuant to the Agreement and Plan of Merger, dated November 9, 2021 (the "Merger Agreement") between the Issuer and QCR Holdings, Inc., a Delaware corporation whose shares of common stock ("Acquiror Common Stock") trade on the Nasdaq Global Market ("Acquiror"), effective April 1, 2022 (the "Effective Time"), the Issuer merged with and into Acquiror (the "Merger"), with Acquiror as the surviving entity in the Merger. At the Effective Time, each share of the Issuer's common stock outstanding immediately prior to Effective Time (other than shares owned by Guaranty or QCR and any dissenting shares) was converted into the right to receive: (i) $30.50 in cash, (ii) 0.58775 shares of Acquiror Common Stock, or (iii) mixed consideration of $6.10 in cash and 0.4702 shares of Acquiror Common Stock, subject to possible adjustment pursuant to (cont. in footnote 3)
(cont. from footnote 2) the terms and conditions set forth in the Merger Agreement and with cash paid in lieu of fractional shares. At the Effective Time, the price per share of Acquiror Common Stock at market close was $56.26.
CASTLE CREEK CAPITAL PARTNERS V, LP, By: /s/ John M. Eggemeyer, Name: John M. Eggemeyer, Title: President
2022-04-05
CASTLE CREEK CAPITAL V LLC, By: /s/ John M. Eggemeyer, Name: John M. Eggemeyer, Title: President
2022-04-05