0001046203-18-000014.txt : 20181130 0001046203-18-000014.hdr.sgml : 20181130 20181130134020 ACCESSION NUMBER: 0001046203-18-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181129 FILED AS OF DATE: 20181130 DATE AS OF CHANGE: 20181130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIVILS JAMES L III CENTRAL INDEX KEY: 0001211739 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23325 FILM NUMBER: 181210702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUARANTY FEDERAL BANCSHARES INC CENTRAL INDEX KEY: 0001046203 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431792717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1341 WEST BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65807 BUSINESS PHONE: 4175204333 MAIL ADDRESS: STREET 1: 1341 WEST BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65807 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-11-29 0 0001046203 GUARANTY FEDERAL BANCSHARES INC GFED 0001211739 SIVILS JAMES L III 4254 CROSS TIMBERS SPRINGFIELD MO 65809 1 0 0 0 COMMON STOCK 2018-11-29 4 M 0 2500 5.3 A 2500 D COMMON STOCK 2018-11-29 4 M 0 2500 5.08 A 2500 D COMMON STOCK 2888 I Restricted COMMON STOCK 6103 I SEP Self COMMON STOCK 10837 D Option Right to Buy 5.3 2018-11-29 4 M 0 2500 5.3 D 2010-01-02 2019-01-02 COMMON STOCK 0 0 D Option Right to Buy 5.08 2018-11-29 4 M 0 2500 5.08 D 2011-01-04 2020-01-04 COMMON STOCK 0 0 D JAMES L SIVILS III 2018-11-30