-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VMm78N4IT7OJGvwHFC1bMhF6PfELeK1ksrb7yKcl2wMCPAblu1Iu+G5XMXnLDRvd cgQmpkNEkp85TdQTrY6bgA== 0000928385-02-000002.txt : 20020413 0000928385-02-000002.hdr.sgml : 20020413 ACCESSION NUMBER: 0000928385-02-000002 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20011210 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20020102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUARANTY FEDERAL BANCSHARES INC CENTRAL INDEX KEY: 0001046203 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 431792717 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-23325 FILM NUMBER: 2500101 BUSINESS ADDRESS: STREET 1: 1341 WEST BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65807 BUSINESS PHONE: 4175204333 MAIL ADDRESS: STREET 1: 1341 WEST BATTLEFIELD CITY: SPRINGFIELD STATE: MO ZIP: 65807 8-K 1 d8k.txt GUARANTY FEDERAL BANCSHARES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2001 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 43-1792717 (State or other jurisdiction of (I.R.S. employer incorporation or organization) identification number) Commission file number: 0-23325 1341 West Battlefield Springfield, Missouri 65807 (Address of principal executive offices and zip code) Registrant's telephone number, including area code: (417) 520-4333 Not applicable (Former name or former address, if changed since last report) INCLUDED INFORMATION Item 5. Other Events Guaranty Federal Bancshares, Inc. ("Company"), the holding company of Guaranty Federal Savings Bank ("Bank"), announced that it had not recently authorized any material repurchases of the common stock of the Company in either private or public transactions. The board of directors stated that any attempts to effect a material repurchase of shares would have been unauthorized. The repurchase plan of the Company has been temporarily suspended. Furthermore, the board of directors announced that the President and Chief Executive Officer of the Company and the Bank, James E. Haseltine, has resigned, effective immediately, from all positions held with the Bank and the Company. The board of directors has appointed Keith Noble as Acting President of the Company. A copy of the press release issued by the Company on December 10, 2001 is attached as Exhibit 99.1 hereto and is incorporated herein by reference in its entirety. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits Exhibit 99.1 Press release, issued on December 10, 2001, by Guaranty Federal Bancshares, Inc. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Guaranty Federal Bancshares, Inc. By: /s/ Keith Noble ---------------------------- Keith Noble Acting President (principal executive officer) Date: December 13, 2001 EXHIBIT INDEX Exhibit 99.1 Press release, issued on December 10, 2001, by Guaranty Federal Bancshares, Inc. EX-99.1 3 dex991.txt GUARANTY FEDERAL IMMEDIATE RELEASE LTR. EXHIBIT 99.1 [Guaranty Federal Logo] 1341 W. Battlefield.Springfield, MO 65807 .417-520-GFED (433).FAX: 520-6074 1510 E. Sunshine.2109 N. Glenstone .330 E. Walnut.4343 S. National .Inside Wal.Mart Supercenter, Nixa, NO .65714.www.gfed.com Guaranty Federal Bancshares, Inc. Subject Stock Transactions; Resignation of President and CEO 1341 W. Battlefield Springfield, Missouri 65807-4181 Contact: Keith Noble Acting President (417) 520-4333 Date: December 10, 2001 FOR IMMEDIATE RELEASE - --------------------- Springfield, Missouri - The board of directors of Guaranty Federal Bancshares, Inc., the holding company of Guaranty Federal Savings Bank, in an effort to end possible speculation, announced today that it has not authorized any material repurchases of the common stock of the company in either private or public transactions. The board of directors stated that any attempts to effect a material repurchase of shares would have been unauthorized. The repurchase plan of the company has been suspended. The board of directors announced that the President and Chief Executive Officer of the company and the bank, James E. Haseltine, has resigned, effective immediately, from all positions held with the bank and the company. The board of directors has appointed Keith Noble as Acting President of the company. The company's common stock trades on the on the Nasdaq National Market under the symbol "GFED." -----END PRIVACY-ENHANCED MESSAGE-----