0001209191-20-033316.txt : 20200601 0001209191-20-033316.hdr.sgml : 20200601 20200601204845 ACCESSION NUMBER: 0001209191-20-033316 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200529 FILED AS OF DATE: 20200601 DATE AS OF CHANGE: 20200601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Werner Karl William CENTRAL INDEX KEY: 0001661696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13425 FILM NUMBER: 20935416 MAIL ADDRESS: STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC. STREET 2: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC CENTRAL INDEX KEY: 0001046102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 BUSINESS PHONE: 7783315500 MAIL ADDRESS: STREET 1: 9500 GLENLYON PARKWAY CITY: BURNABY STATE: A1 ZIP: V5J 0C6 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-29 0 0001046102 RITCHIE BROS AUCTIONEERS INC RBA 0001661696 Werner Karl William C/O RITCHIE BROS. AUCTIONEERS INC. 9500 GLENLYON PARKWAY BURNABY A1 V5J 0C6 BRITISH COLUMBIA, CANADA 0 1 0 0 Ch. Op. & Supp. Dev. Officer Common Shares 27896 I Long-Term Investment Plan Common Shares 1773 I Employee Stock Purchase Plan Common Shares 2020-05-29 4 M 0 6556 24.07 A 6556 D Common Shares 2020-05-29 4 M 0 25263 32.16 A 25263 D Common Shares 2020-05-29 4 S 0 31819 43.00 D 0 D Common Shares 2020-05-29 4 M 0 16752 32.16 A 16752 D Common Shares 2020-05-29 4 M 0 9112 33.79 A 9112 D Common Shares 2020-05-29 4 S 0 25864 43.15 D 0 D Employee Stock Option (Right to Buy) 24.07 2020-05-29 4 M 0 6556 0.00 D 2026-03-02 Common Shares 6556 26222 D Employee Stock Option (Right to Buy) 32.16 2020-05-29 4 M 0 25263 0.00 D 2027-03-02 Common Shares 25263 0 D Employee Stock Option (Right to Buy) 32.16 2020-05-29 4 M 0 16752 0.00 D 2028-03-01 Common Shares 16752 8375 D Employee Stock Option (Right to Buy) 33.79 2020-05-29 4 M 0 9112 0.00 D 2029-03-07 Common Shares 9112 18222 D Includes all Employee Stock Purchase Plan purchases through June 1, 2020. The option was granted on March 2, 2016 and vests equally in three equal annual installments beginning March 2, 2017. The option was granted on March 2, 2017 and vests equally in three equal annual installments beginning March 2, 2018. The option was granted on March 1, 2018 and vests equally in three equal annual installments beginning March 1, 2019. The option was granted on March 7, 2019 and vests equally in three equal annual installments beginning March 7, 2020. /s/ Maria Teresa Punsalan as attorney-in-fact for Karl William Werner. 2020-06-01