0001209191-20-033316.txt : 20200601
0001209191-20-033316.hdr.sgml : 20200601
20200601204845
ACCESSION NUMBER: 0001209191-20-033316
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200529
FILED AS OF DATE: 20200601
DATE AS OF CHANGE: 20200601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Werner Karl William
CENTRAL INDEX KEY: 0001661696
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13425
FILM NUMBER: 20935416
MAIL ADDRESS:
STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC.
STREET 2: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RITCHIE BROS AUCTIONEERS INC
CENTRAL INDEX KEY: 0001046102
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
BUSINESS PHONE: 7783315500
MAIL ADDRESS:
STREET 1: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-05-29
0
0001046102
RITCHIE BROS AUCTIONEERS INC
RBA
0001661696
Werner Karl William
C/O RITCHIE BROS. AUCTIONEERS INC.
9500 GLENLYON PARKWAY
BURNABY
A1
V5J 0C6
BRITISH COLUMBIA, CANADA
0
1
0
0
Ch. Op. & Supp. Dev. Officer
Common Shares
27896
I
Long-Term Investment Plan
Common Shares
1773
I
Employee Stock Purchase Plan
Common Shares
2020-05-29
4
M
0
6556
24.07
A
6556
D
Common Shares
2020-05-29
4
M
0
25263
32.16
A
25263
D
Common Shares
2020-05-29
4
S
0
31819
43.00
D
0
D
Common Shares
2020-05-29
4
M
0
16752
32.16
A
16752
D
Common Shares
2020-05-29
4
M
0
9112
33.79
A
9112
D
Common Shares
2020-05-29
4
S
0
25864
43.15
D
0
D
Employee Stock Option (Right to Buy)
24.07
2020-05-29
4
M
0
6556
0.00
D
2026-03-02
Common Shares
6556
26222
D
Employee Stock Option (Right to Buy)
32.16
2020-05-29
4
M
0
25263
0.00
D
2027-03-02
Common Shares
25263
0
D
Employee Stock Option (Right to Buy)
32.16
2020-05-29
4
M
0
16752
0.00
D
2028-03-01
Common Shares
16752
8375
D
Employee Stock Option (Right to Buy)
33.79
2020-05-29
4
M
0
9112
0.00
D
2029-03-07
Common Shares
9112
18222
D
Includes all Employee Stock Purchase Plan purchases through June 1, 2020.
The option was granted on March 2, 2016 and vests equally in three equal annual installments beginning March 2, 2017.
The option was granted on March 2, 2017 and vests equally in three equal annual installments beginning March 2, 2018.
The option was granted on March 1, 2018 and vests equally in three equal annual installments beginning March 1, 2019.
The option was granted on March 7, 2019 and vests equally in three equal annual installments beginning March 7, 2020.
/s/ Maria Teresa Punsalan as attorney-in-fact for Karl William Werner.
2020-06-01