0001046025-20-000071.txt : 20200317 0001046025-20-000071.hdr.sgml : 20200317 20200317153700 ACCESSION NUMBER: 0001046025-20-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200316 FILED AS OF DATE: 20200317 DATE AS OF CHANGE: 20200317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Deuel Jeffrey J CENTRAL INDEX KEY: 0001485896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29480 FILM NUMBER: 20720820 MAIL ADDRESS: STREET 1: 201 5TH AVENUE SW CITY: OLYMPIA STATE: WA ZIP: 90501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE FINANCIAL CORP /WA/ CENTRAL INDEX KEY: 0001046025 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 911857900 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 FIFTH AVENUE S.W. STREET 2: P O BOX 1578 CITY: OLYMPIA STATE: WA ZIP: 98501 BUSINESS PHONE: 3609431500 MAIL ADDRESS: STREET 1: 205 5TH AVE SW STREET 2: P O BOX 1578 CITY: OLYMPIA STATE: WA ZIP: 98501 4 1 wf-form4_158447380266443.xml FORM 4 X0306 4 2020-03-16 0 0001046025 HERITAGE FINANCIAL CORP /WA/ HFWA 0001485896 Deuel Jeffrey J 201 5TH AVE SW OLYMPIA WA 98501 1 1 0 0 President & CEO Common Stock 2020-03-16 4 M 0 765 21.54 A 30684 D Common Stock 2020-03-16 4 M 0 945 21.54 A 31629 D Common Stock 2020-03-16 4 M 0 765 21.54 A 32394 D Common Stock 2020-03-16 4 M 0 2593 21.54 A 34987 D Common Stock 2020-03-16 4 F 0 1027 21.54 D 33960 D Restricted Stock Units 0.0 2020-03-16 4 M 0 765 21.54 D 2020-03-15 2021-03-15 Common Stock 765.0 764 D Restricted Stock Units 0.0 2020-03-16 4 M 0 945 21.54 D 2022-03-15 2022-03-15 Common Stock 945.0 1888 D Restricted Stock Units 0.0 2020-03-16 4 M 0 765 0 D 2020-03-15 2020-03-15 Common Stock 765.0 0 D Performance Share Units 0.0 2020-03-16 4 M 0 2593 21.54 D 2020-03-15 Common Stock 2593.0 0 D Represents 2,295 PSU's granted on 02/23/2017. Performance exceeded 100% so an additional 298 shares were granted upon vest. A total of 2,593 vested on 03/15/2020. RSU grant 2018 RSU grant 2019 RSU grant 2017 Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics. /s/ Kaylene Lahn Attorney in Fact for Jeffrey J. Deuel 2020-03-17