0001046025-20-000070.txt : 20200317 0001046025-20-000070.hdr.sgml : 20200317 20200317153635 ACCESSION NUMBER: 0001046025-20-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200316 FILED AS OF DATE: 20200317 DATE AS OF CHANGE: 20200317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VANCE BRIAN L CENTRAL INDEX KEY: 0001219983 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29480 FILM NUMBER: 20720815 MAIL ADDRESS: STREET 1: 2204 57TH WAY NW CITY: OLYMPIA STATE: WA ZIP: 98502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE FINANCIAL CORP /WA/ CENTRAL INDEX KEY: 0001046025 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 911857900 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 FIFTH AVENUE S.W. STREET 2: P O BOX 1578 CITY: OLYMPIA STATE: WA ZIP: 98501 BUSINESS PHONE: 3609431500 MAIL ADDRESS: STREET 1: 205 5TH AVE SW STREET 2: P O BOX 1578 CITY: OLYMPIA STATE: WA ZIP: 98501 4 1 wf-form4_158447377563922.xml FORM 4 X0306 4 2020-03-16 0 0001046025 HERITAGE FINANCIAL CORP /WA/ HFWA 0001219983 VANCE BRIAN L PO BOX 1578 OLYMPIA WA 98507 1 0 0 0 Common Stock 2020-03-16 4 M 0 1492 21.54 A 99679 D Common Stock 2020-03-16 4 M 0 2260 21.54 A 101939 D Common Stock 2020-03-16 4 M 0 1700 21.54 A 103639 D Common Stock 2020-03-16 4 M 0 5763 21.54 A 109402 D Common Stock 2020-03-16 4 F 0 2282 21.54 D 107120 D Restricted Stock Units 0.0 2020-03-16 4 M 0 1492 21.54 D 2021-03-15 2021-03-15 Common Stock 1492.0 1492 D Restricted Stock Units 0.0 2020-03-16 4 M 0 2260 21.54 D 2020-03-15 2022-03-15 Common Stock 2260.0 4520 D Restricted Stock Units 0.0 2020-03-16 4 M 0 1700 21.54 D 2020-03-15 2020-03-15 Common Stock 1700.0 0 D Performance Share Units 0.0 2020-03-16 4 M 0 5763 21.54 D 2020-03-15 Common Stock 5763.0 0 D Represents 5,100 PSU's granted on 02/23/2017. Performance exceeded 100% so an additional 663 shares were granted upon vest. A total of 5,763 shares vested on 03/15/2020. RSU grant 2018 RSU grant 2017 Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics. /s/ Kaylene Lahn Attorney in Fact for Brian Vance 2020-03-17