0001415889-18-000610.txt : 20180413 0001415889-18-000610.hdr.sgml : 20180413 20180413173821 ACCESSION NUMBER: 0001415889-18-000610 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171130 FILED AS OF DATE: 20180413 DATE AS OF CHANGE: 20180413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Van Daele Dirk Karel CENTRAL INDEX KEY: 0001642945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23153 FILM NUMBER: 18755154 MAIL ADDRESS: STREET 1: BERGSTRASSE 6 CITY: HORGEN STATE: V8 ZIP: CH8810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Track Group, Inc. CENTRAL INDEX KEY: 0001045942 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 870543981 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 200 E. 5TH AVENUE SUITE 100 CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 866-260-2010 MAIL ADDRESS: STREET 1: 200 E. 5TH AVENUE SUITE 100 CITY: NAPERVILLE STATE: IL ZIP: 60563 FORMER COMPANY: FORMER CONFORMED NAME: SecureAlert, Inc. DATE OF NAME CHANGE: 20100216 FORMER COMPANY: FORMER CONFORMED NAME: REMOTE MDX INC DATE OF NAME CHANGE: 20010807 FORMER COMPANY: FORMER CONFORMED NAME: VOLU SOL INC DATE OF NAME CHANGE: 19970910 4 1 form4-04132018_020408.xml X0306 4 2017-11-30 0001045942 Track Group, Inc. TRCK 0001642945 Van Daele Dirk Karel C/O TRACK GROUP, INC. 200 E 5TH AVE, UNIT 100 NAPERVILLE IL 60563 true false false false Options 7.10 2017-11-30 4 D 0 6338 D 2015-10-15 2022-10-14 Common Stock 6338 0 D Options 1.24 2017-11-30 4 A 0 6338 A 2015-10-15 2022-10-14 Common Stock 6338 6338 D Options 5.95 2017-11-30 4 D 0 7563 D 2016-01-15 2023-01-15 Common Stock 7563 0 D Options 1.24 2017-11-30 4 A 0 7563 A 2016-01-15 2023-01-15 Common Stock 7563 7563 D Options 5 2017-11-30 4 D 0 9000 D 2016-07-01 2023-06-30 Common Stock 9000 0 D Options 1.24 2017-11-30 4 A 0 9000 A 2016-07-01 2023-06-30 Common Stock 9000 9000 D The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. /s/ Dirk K. van Daele 2018-04-13