0001415889-18-000608.txt : 20180413 0001415889-18-000608.hdr.sgml : 20180413 20180413132852 ACCESSION NUMBER: 0001415889-18-000608 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171130 FILED AS OF DATE: 20180413 DATE AS OF CHANGE: 20180413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POLI PETER K CENTRAL INDEX KEY: 0001700243 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23153 FILM NUMBER: 18753853 MAIL ADDRESS: STREET 1: 1215 W. LAKEVIEW COURT CITY: ROMEOVILLE STATE: IL ZIP: 60446 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Track Group, Inc. CENTRAL INDEX KEY: 0001045942 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 870543981 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 200 E. 5TH AVENUE SUITE 100 CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 866-260-2010 MAIL ADDRESS: STREET 1: 200 E. 5TH AVENUE SUITE 100 CITY: NAPERVILLE STATE: IL ZIP: 60563 FORMER COMPANY: FORMER CONFORMED NAME: SecureAlert, Inc. DATE OF NAME CHANGE: 20100216 FORMER COMPANY: FORMER CONFORMED NAME: REMOTE MDX INC DATE OF NAME CHANGE: 20010807 FORMER COMPANY: FORMER CONFORMED NAME: VOLU SOL INC DATE OF NAME CHANGE: 19970910 4 1 form4-04132018_100439.xml X0306 4 2017-11-30 0001045942 Track Group, Inc. TRCK 0001700243 POLI PETER K C/O TRACK GROUP 200 E 5TH AVE, UNIT 100 NAPERVILLE IL 60563 false true false false CHIEF FINANCIAL OFFICER Options 3.95 2017-11-30 4 D 0 100000 D 2016-12-19 2022-01-01 Common Stock 100000 0 D Options 1.24 2017-11-30 4 A 0 100000 A 2016-12-19 2022-01-01 Common Stock 100000 100000 D The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively. /s/ Peter K. Poli 2018-04-13