0001415889-18-000608.txt : 20180413
0001415889-18-000608.hdr.sgml : 20180413
20180413132852
ACCESSION NUMBER: 0001415889-18-000608
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171130
FILED AS OF DATE: 20180413
DATE AS OF CHANGE: 20180413
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: POLI PETER K
CENTRAL INDEX KEY: 0001700243
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23153
FILM NUMBER: 18753853
MAIL ADDRESS:
STREET 1: 1215 W. LAKEVIEW COURT
CITY: ROMEOVILLE
STATE: IL
ZIP: 60446
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Track Group, Inc.
CENTRAL INDEX KEY: 0001045942
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 870543981
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 200 E. 5TH AVENUE SUITE 100
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
BUSINESS PHONE: 866-260-2010
MAIL ADDRESS:
STREET 1: 200 E. 5TH AVENUE SUITE 100
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
FORMER COMPANY:
FORMER CONFORMED NAME: SecureAlert, Inc.
DATE OF NAME CHANGE: 20100216
FORMER COMPANY:
FORMER CONFORMED NAME: REMOTE MDX INC
DATE OF NAME CHANGE: 20010807
FORMER COMPANY:
FORMER CONFORMED NAME: VOLU SOL INC
DATE OF NAME CHANGE: 19970910
4
1
form4-04132018_100439.xml
X0306
4
2017-11-30
0001045942
Track Group, Inc.
TRCK
0001700243
POLI PETER K
C/O TRACK GROUP
200 E 5TH AVE, UNIT 100
NAPERVILLE
IL
60563
false
true
false
false
CHIEF FINANCIAL OFFICER
Options
3.95
2017-11-30
4
D
0
100000
D
2016-12-19
2022-01-01
Common Stock
100000
0
D
Options
1.24
2017-11-30
4
A
0
100000
A
2016-12-19
2022-01-01
Common Stock
100000
100000
D
The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.
/s/ Peter K. Poli
2018-04-13