SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Borinquen Container Corp

(Last) (First) (Middle)
P.O. BOX 4744

(Street)
SAN JUAN PR 00936

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SecureAlert, Inc. [ SCRA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/01/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/01/2013 P 147,500 A (1) 556,637(2)(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series D Convertible Preferred Stock (4) 03/01/2013 J(1) 3,900 (4) (4) Common Stock 117,000(2) (1) 0 D
Call Options (obligation to sell) $9.531 02/01/2013 J(5) 1(5) 02/01/2013 02/28/2013 Common Stock 524,572(2) $0 1(5) D
Call Options (obligation to sell) $9.531 02/28/2013 E(5) 1(5) 02/01/2013 02/28/2013 Common Stock 524,572(2) $0 0 D
1. Name and Address of Reporting Person*
Borinquen Container Corp

(Last) (First) (Middle)
P.O. BOX 4744

(Street)
SAN JUAN PR 00936

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Gonzalez Hector L

(Last) (First) (Middle)
P.O. BOX 4744

(Street)
SAN JUAN PR 00936

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. The reporting person received 147,500 shares of common stock in exchange for 3,000 shares of Series D Convertible Preferred Stock in an issuer exchange offer.
2. Share numbers reflect 1-for-200 reverse common stock split subsequent to these transactions.
3. The total shares in Column 5 include 9,289 shares received since the reporting person's last filed Form 4 as dividend payment on Series D COnvertible Preferred Stock held by the reporting person.
4. The Series D Convertible Preferred Stock is convertible at any time at the holder's election and has no expiration date, with each share convertible into 30 shares of common stock.
5. On February 1, 2013, the reporting person entered into a Settlement Agreement and Royalty and Share Buy Back with the issuer and Sapinda Asia Limited pursuant to which among other things the reporting person granted Sapinda Asia Limited the right to purchase all of the reporting person's common stock and Series D Convertible Preferred Stock for $5,000,000 by February 28, 2013. The right to purchase was not exercised and expired on February 28, 2013.
/s/ Borinquen Container Corporation, by Livette Gonzalez, its President 07/16/2013
/s/ Hector L. Gonzalez 07/16/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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