0000899243-23-015810.txt : 20230616 0000899243-23-015810.hdr.sgml : 20230616 20230616184917 ACCESSION NUMBER: 0000899243-23-015810 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230614 FILED AS OF DATE: 20230616 DATE AS OF CHANGE: 20230616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRIFFIN MICHAEL D CENTRAL INDEX KEY: 0001045849 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39560 FILM NUMBER: 231022792 MAIL ADDRESS: STREET 1: 21700 ATLANTIC BLVD STREET 2: ORBITAL SCIENCES CORP CITY: DULLES STATE: VA ZIP: 20166 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocket Lab USA, Inc. CENTRAL INDEX KEY: 0001819994 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3881 MCGOWEN STREET CITY: LONG BEACH STATE: CA ZIP: 90808 BUSINESS PHONE: 714-465-5737 MAIL ADDRESS: STREET 1: 3881 MCGOWEN STREET CITY: LONG BEACH STATE: CA ZIP: 90808 FORMER COMPANY: FORMER CONFORMED NAME: Vector Acquisition Corp DATE OF NAME CHANGE: 20200803 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-14 0 0001819994 Rocket Lab USA, Inc. RKLB 0001045849 GRIFFIN MICHAEL D C/O ROCKET LAB USA, INC. 3881 MCGOWEN STREET LONG BEACH CA 90808 1 0 0 0 0 Common Stock 2023-06-14 4 A 0 39446 0.00 A 77536 D Common Stock 2023-06-16 4 D 0 38090 0.00 D 39446 D Common Stock 2023-06-16 4 A 0 38090 0.00 A 38090 I By LogiQ, Inc. Represents restricted stock units ("RSUs") granted to Michael D. Griffin under the Rocket Lab USA, Inc. Amended and Restated Non-Employee Director Compensation Policy. Such RSUs will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) the next Annual Meeting of Stockholders. The RSUs were granted on June 14, 2023. The reporting person transferred these shares to LogiQ, Inc., a corporation controlled by the reporting person and in which the reporting person holds a 50% economic interest. The reporting person disclaims beneficial ownership of any securities held by LogiQ, Inc. except to the extent of their pecuniary interest therein. /s/ Arjun Kampani as Attorney-in-Fact for Michael D. Griffin 2023-06-16