0000899243-22-037140.txt : 20221129 0000899243-22-037140.hdr.sgml : 20221129 20221129165806 ACCESSION NUMBER: 0000899243-22-037140 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220909 FILED AS OF DATE: 20221129 DATE AS OF CHANGE: 20221129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRIFFIN MICHAEL D CENTRAL INDEX KEY: 0001045849 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39560 FILM NUMBER: 221433417 MAIL ADDRESS: STREET 1: 21700 ATLANTIC BLVD STREET 2: ORBITAL SCIENCES CORP CITY: DULLES STATE: VA ZIP: 20166 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocket Lab USA, Inc. CENTRAL INDEX KEY: 0001819994 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3881 MCGOWEN STREET CITY: LONG BEACH STATE: CA ZIP: 90808 BUSINESS PHONE: 714-465-5737 MAIL ADDRESS: STREET 1: 3881 MCGOWEN STREET CITY: LONG BEACH STATE: CA ZIP: 90808 FORMER COMPANY: FORMER CONFORMED NAME: Vector Acquisition Corp DATE OF NAME CHANGE: 20200803 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2022-09-09 2022-09-13 0 0001819994 Rocket Lab USA, Inc. RKLB 0001045849 GRIFFIN MICHAEL D C/O ROCKET LAB USA, INC. 3881 MCGOWEN STREET LONG BEACH CA 90808 1 0 0 0 Common Stock 2022-09-09 4 J 0 456190 0.00 D 190156 D Common Stock 2022-09-09 4 J 0 456190 0.00 A 456190 I By LogiQ, Inc. Common Stock 2022-09-09 4 S 0 456190 5.62 D 0 I By LogiQ, Inc. The reporting person transferred these shares to LogiQ, Inc., a corporation controlled by the reporting person and in which the reporting person holds a 50% economic interest. The reporting person disclaims beneficial ownership of any securities held by LogiQ, Inc. except to the extent of their pecuniary interest therein. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.56 to $5.665, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. /s/ Janine Wong as Attorney-in-Fact for Michael D. Griffin 2022-11-29