0001045810-21-000173.txt : 20211203 0001045810-21-000173.hdr.sgml : 20211203 20211203180405 ACCESSION NUMBER: 0001045810-21-000173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211201 FILED AS OF DATE: 20211203 DATE AS OF CHANGE: 20211203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUANG JEN HSUN CENTRAL INDEX KEY: 0001197649 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23985 FILM NUMBER: 211471388 MAIL ADDRESS: STREET 1: 2788 SAN TOMAS EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NVIDIA CORP CENTRAL INDEX KEY: 0001045810 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943177549 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 2788 SAN TOMAS EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 408-486-2000 MAIL ADDRESS: STREET 1: 2788 SAN TOMAS EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 FORMER COMPANY: FORMER CONFORMED NAME: NVIDIA CORP/DE DATE OF NAME CHANGE: 20020612 FORMER COMPANY: FORMER CONFORMED NAME: NVIDIA CORP/CA DATE OF NAME CHANGE: 19980303 4 1 wf-form4_163857263073964.xml FORM 4 X0306 4 2021-12-01 0 0001045810 NVIDIA CORP NVDA 0001197649 HUANG JEN HSUN C/O NVIDIA CORPORATION 2788 SAN TOMAS EXPRESSWAY SANTA CLARA CA 95051 1 1 0 0 President and CEO Common Stock 2021-12-01 4 M 0 440000 3.615 A 5634956 D Common Stock 2021-12-01 4 S 0 4159 314.74 D 5630797 D Common Stock 2021-12-01 4 S 0 11906 315.48 D 5618891 D Common Stock 2021-12-01 4 S 0 11837 316.51 D 5607054 D Common Stock 2021-12-01 4 S 0 19384 317.53 D 5587670 D Common Stock 2021-12-01 4 S 0 10203 318.69 D 5577467 D Common Stock 2021-12-01 4 S 0 7484 319.52 D 5569983 D Common Stock 2021-12-01 4 S 0 15897 320.72 D 5554086 D Common Stock 2021-12-01 4 S 0 21958 321.66 D 5532128 D Common Stock 2021-12-01 4 S 0 31862 322.60 D 5500266 D Common Stock 2021-12-01 4 S 0 20977 323.61 D 5479289 D Common Stock 2021-12-01 4 S 0 5617 324.67 D 5473672 D Common Stock 2021-12-01 4 S 0 5855 325.54 D 5467817 D Common Stock 2021-12-01 4 S 0 15712 326.97 D 5452105 D Common Stock 2021-12-01 4 S 0 32125 327.89 D 5419980 D Common Stock 2021-12-01 4 S 0 69590 328.73 D 5350390 D Common Stock 2021-12-01 4 S 0 61248 329.79 D 5289142 D Common Stock 2021-12-01 4 S 0 51938 330.76 D 5237204 D Common Stock 2021-12-01 4 S 0 34781 331.65 D 5202423 D Common Stock 2021-12-01 4 S 0 7467 332.49 D 5194956 D Common Stock 2021-11-23 5 G 0 E 1218536 0 D 61346960 I By Trust Common Stock 2021-11-23 5 J 0 E 17580 0 A 61364540 I By Trust Common Stock 2021-11-23 5 J 0 E 8790 0 D 2977840 I The Lori Lynn Huang 2016 Annuity Trust II Agreement Common Stock 2021-11-23 5 J 0 E 8790 0 D 2977840 I The Jen-Hsun Huang 2016 Annuity Trust II Agreement Common Stock 2021-12-02 5 G 0 E 34406 0 D 61330134 I By Trust Common Stock 4948956 I By Partnership Common Stock 2228000 I By Irrevocable Trust Common Stock 5007800 I By Irrevocable Remainder Trust Employee Stock Option (Right to Buy) 3.615 2021-12-01 4 M 0 440000 0 A 2022-03-20 Common Stock 440000.0 732340 D This transaction was pursuant to a 10b5-1 Plan. Represents weighted average sales price. The shares were sold at prices ranging from $314.00 to $314.96. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $315.06 to $316.05. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $316.06 to $317.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $317.11 to $318.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $318.11 to $319.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $319.11 to $320.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $320.11 to $321.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $321.11 to $322.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $322.11 to $323.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $323.11 to $324.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $324.12 to $325.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $325.12 to $326.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $326.28 to $327.27. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $327.29 to $328.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $328.29 to $329.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $329.29 to $330.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $330.29 to $331.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $331.29 to $332.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $332.29 to $332.77. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Gift without consideration The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee. On November 23, 2021, 8,790 shares of the Issuer's Common Stock held by The Lori Lynn Huang 2016 Annuity Trust II Agreement, and 8,790 shares of the Issuer's Common Stock held by The Jen-Hsun Huang 2016 Annuity Trust II Agreement were transferred for no consideration to the Trust to satisfy annuity payments. The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner. The shares are held by The Huang 2012 Irrevocable Trust, of which the Reporting Person is a trustee. The shares are held by The Huang Irrevocable Remainder Trust u/a/d February 19, 2016, of which the Reporting Person is a trustee. Adjusted to reflect a four-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on July 19, 2021. Fully vested. /s/ Rebecca Peters, Attorney-in-Fact for Jen-Hsun Huang 2021-12-03