0001045810-21-000125.txt : 20210804 0001045810-21-000125.hdr.sgml : 20210804 20210804185752 ACCESSION NUMBER: 0001045810-21-000125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210802 FILED AS OF DATE: 20210804 DATE AS OF CHANGE: 20210804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUANG JEN HSUN CENTRAL INDEX KEY: 0001197649 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23985 FILM NUMBER: 211145683 MAIL ADDRESS: STREET 1: 2788 SAN TOMAS EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NVIDIA CORP CENTRAL INDEX KEY: 0001045810 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943177549 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 2788 SAN TOMAS EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 408-486-2000 MAIL ADDRESS: STREET 1: 2788 SAN TOMAS EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 FORMER COMPANY: FORMER CONFORMED NAME: NVIDIA CORP/DE DATE OF NAME CHANGE: 20020612 FORMER COMPANY: FORMER CONFORMED NAME: NVIDIA CORP/CA DATE OF NAME CHANGE: 19980303 4 1 wf-form4_162811784674619.xml FORM 4 X0306 4 2021-08-02 0 0001045810 NVIDIA CORP NVDA 0001197649 HUANG JEN HSUN C/O NVIDIA CORPORATION 2788 SAN TOMAS EXPRESSWAY SANTA CLARA CA 95051 1 1 0 0 President and CEO Common Stock 2021-08-02 4 M 0 400000 3.6163 A 5583192 D Common Stock 2021-08-02 4 S 0 46909 194.38 D 5536283 D Common Stock 2021-08-02 4 S 0 44938 195.28 D 5491345 D Common Stock 2021-08-02 4 S 0 55662 196.05 D 5435683 D Common Stock 2021-08-02 4 S 0 83842 197.40 D 5351841 D Common Stock 2021-08-02 4 S 0 119960 198.46 D 5231881 D Common Stock 2021-08-02 4 S 0 48689 199.06 D 5183192 D Common Stock 62565496 I By Trust Common Stock 4948956 I By Partnership Common Stock 2986630 I The Lori Lynn Huang 2016 Annuity Trust II Agreement Common Stock 2986630 I The Jen-Hsun Huang 2016 Annuity Trust II Agreement Common Stock 2228000 I By Irrevocable Trust Common Stock 5007800 I By Irrevocable Remainder Trust Employee Stock Option (Right to Buy) 3.6163 2021-08-02 4 M 0 400000 0 D 2021-09-20 Common Stock 400000.0 200000 D This transaction was pursuant to a 10b5-1 Plan, as adjusted to give effect to a four-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on July 19, 2021 (the "stock split"). Adjusted to reflect the stock split. Represents weighted average sales price. The shares were sold at prices ranging from $193.75 to $194.72. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $194.76 to $195.75. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $195.76 to $196.75. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $196.85 to $197.84. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $197.85 to $198.85. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $198.85 to $199.48. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. As previously disclosed, on June 22, 2021, 2,930 pre-stock split shares of the Issuer's Common Stock held by The Lori Lynn Huang 2016 Annuity Trust II Agreement, and 2,930 pre-stock split shares of the Issuer's Common Stock held by The Jen-Hsun Huang 2016 Annuity Trust II Agreement were transferred for no consideration to the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 to satisfy annuity payments (collectively, the "GRAT transfer shares"). Additional shares issued in connection with the stock split with respect to the GRAT transfer shares were delivered to The Lori Lynn Huang 2016 Annuity Trust II Agreement and The Jen-Hsun Huang 2016 Annuity Trust II Agreement. The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee. The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner. The shares are held by The Huang 2012 Irrevocable Trust, of which the Reporting Person is a trustee. The shares are held by The Huang Irrevocable Remainder Trust u/a/d February 19, 2016, of which the Reporting Person is a trustee. Fully vested. /s/ Rebecca Peters, Attorney-in-Fact for Jen-Hsun Huang 2021-08-04