0001683168-18-000955.txt : 20180409 0001683168-18-000955.hdr.sgml : 20180409 20180409155925 ACCESSION NUMBER: 0001683168-18-000955 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180405 FILED AS OF DATE: 20180409 DATE AS OF CHANGE: 20180409 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Isaac Jon CENTRAL INDEX KEY: 0001512469 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33937 FILM NUMBER: 18745606 MAIL ADDRESS: STREET 1: 501 W. BROADWAY STREET 2: SUITE A212 CITY: SAN DIEGO STATE: CA ZIP: 92101 FORMER NAME: FORMER CONFORMED NAME: Isaac John DATE OF NAME CHANGE: 20110208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIVE VENTURES Inc CENTRAL INDEX KEY: 0001045742 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 850206668 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 325 EAST WARM SPRINGS ROAD STREET 2: SUITE 102 CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: (702) 997-5968 MAIL ADDRESS: STREET 1: 325 EAST WARM SPRINGS ROAD STREET 2: SUITE 102 CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: LIVEDEAL INC DATE OF NAME CHANGE: 20070815 FORMER COMPANY: FORMER CONFORMED NAME: YP CORP DATE OF NAME CHANGE: 20040504 FORMER COMPANY: FORMER CONFORMED NAME: YP NET INC DATE OF NAME CHANGE: 19991112 4/A 1 isaac_f4a.xml FORM 4 AMENDMENT X0306 4/A 2018-04-05 2018-04-05 0 0001045742 LIVE VENTURES Inc LIVE 0001512469 Isaac Jon C/O LIVE VENTURES, INC. 325 EAST WARM SPRINGS ROAD, STE. 102 LAS VEGAS NV 89119 1 1 1 0 CEO and President Common Stock 2018-04-05 4 P 0 1278 12.50 A 1510554 D Common Stock 2018-04-05 4 P 0 222 12.50 A 1510776 D Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021. /s/ Jon Isaac 2018-04-09