0001209191-18-053513.txt : 20181002 0001209191-18-053513.hdr.sgml : 20181002 20181002195342 ACCESSION NUMBER: 0001209191-18-053513 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180928 FILED AS OF DATE: 20181002 DATE AS OF CHANGE: 20181002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LYONS IRVING F III CENTRAL INDEX KEY: 0001202433 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13545 FILM NUMBER: 181103302 MAIL ADDRESS: STREET 1: C/O ESSEX PROPERTY TRUST, INC. STREET 2: 925 E. MEADOW DRIVE CITY: PALO ALTO STATE: CA ZIP: 94303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Prologis, Inc. CENTRAL INDEX KEY: 0001045609 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 943281941 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PIER 1 BAY 1 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153949000 MAIL ADDRESS: STREET 1: PIER 1 BAY 1 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: AMB PROPERTY CORP DATE OF NAME CHANGE: 19970916 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-28 0 0001045609 Prologis, Inc. PLD 0001202433 LYONS IRVING F III C/O PROLOGIS, INC. PIER 1, BAY 1 SAN FRANCISCO CA 94111 1 0 0 0 Common Stock 2018-09-28 2018-09-28 4 S 0 4808 67.45 D 110816 I The Lyons Family Trust (CP) Common Stock 9863 D Common Stock 1000 I Katherine Ashley Lyons Trust Dividend Equivalent Units 0.00 2018-09-28 2018-09-28 4 A 0 61.5514 0.00 A Common Stock 61.5514 8754.3938 D Dividend Equivalent Units - NQDC 0.00 2018-09-28 2018-09-28 4 A 0 99.4826 0.00 A Common Stock 99.4826 14149.3422 D Dividend Equivalent Units 0.00 2018-09-28 2018-09-28 4 A 0 1.7775 0.00 A Common Stock 1.7775 252.8116 D The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.45 to $67.451. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price. Balance in column 5 includes an adjustment of 1 share due to an administrative error. Represents Dividend Equivalent Units (DEUs) earned on Deferred Stock Units (DSUs) associated with previous service on the board of ProLogis, our merger partner, and assumed by us in June 2011. DEUs accrue on outstanding DSUs at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs vest upon issuance and the receipt of such DEUs is deferred, as are the underlying DSUs, during the period the reporting person serves as a director. DSUs and DEUs are paid in the form of Prologis common stock at the rate of one common share per DSU or DEU. Balance in column 9 includes DSUs and DEUs. Represents DEUs earned on DSUs associated with current service on our board that are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan (the NQDC Plan). DEUs accrue on outstanding DSUs at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs and the underlying DSUs vest 100% on the earlier of the first anniversary of the grant date or the first annual meeting of the stockholders of Prologis after the grant date (generally in May each year). The receipt of such DEUs is deferred along with the underlying DSUs. DSUs and DEUs are paid in the form of Prologis common stock at the rate of one common share per DSU or DEU. Balance in column 9 includes DSUs and DEUs. Represents DEUs earned on phantom shares associated with previous service on the board of ProLogis, our merger partner, and assumed by us in June 2011. DEUs accrue on outstanding phantom shares at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs vest upon issuance and the receipt of such DEUs is deferred in accordance with the deferral election made by the reporting person applicable to the underlying phantom shares. Phantom shares and DEUs are paid in the form of Prologis common stock at the rate of one common share per phantom share or DEU. Balance in column 9 includes phantom shares and DEUs. /s/ Tammy Colvocoresses attorney in fact for Irving F. Lyons III 2018-10-02