EX-99.28.H.IV 5 fp0024996_ex9928hiv.htm
 
Exhibit (h)(iv)
 
AMENDMENT TO
TRANSFER AGENCY AND SERVICE AGREEMENT

THIS AMENDMENT is made as of April 3, 2017, by and between The James Advantage Funds (the “Trust”), organized as a Ohio business trust, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.

WHEREAS, the Trust and ALPS have entered into a Transfer Agency and Service Agreement dated February 22, 2010 (the “Agreement”);

WHEREAS, effective April 3, 2017, the James Balanced: Golden Rainbow Fund added a Class T share class to the series; and

WHEREAS, the Trust and ALPS wish to modify the Agreement to reflect the addition of the Class T share class to the James Balanced: Golden Rainbow Fund.

NOW, THEREFORE, the parties hereto, intending to be legally bound, agree as follows:

1.
Effective as of April 3, 2017, Appendix A of the Agreement is hereby deleted in its entirety and replaced with a new Appendix A attached hereto.
 
2.
All other provisions of the Agreement shall remain unchanged.
 
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IN WITNESS WHEREOF, this Amendment has been executed by a duly authorized representative of each of the parties hereto as of the date of this Amendment first set forth above.
 
The James Advantage Funds 
 
ALPS Fund Services, Inc.
     
By:
/s/ Thomas L. Mangan
 
By:
/s/ Jeremy O. May
Name: Thomas L. Mangan
 
Name: Jeremy O. May
Title: Chief Financial Officer
 
Title: President

APPENDIX A
 
LIST OF FUNDS
 
Dated as of April 3, 2017
 
James Balanced: Golden Rainbow Fund
Institutional Class Shares: GLRIX
Retail Class Shares: GLRBX
Class T Shares: GLRTX
James Small Cap Fund (JASCX)
James Mid Cap Fund (JAMDX)
James Micro Cap Fund (JMCRX)
James Long-Short Fund (JAZZX)
James Aggressive Allocation Fund (JAVAX)