0001045309-16-000239.txt : 20161107 0001045309-16-000239.hdr.sgml : 20161107 20161107154904 ACCESSION NUMBER: 0001045309-16-000239 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161103 FILED AS OF DATE: 20161107 DATE AS OF CHANGE: 20161107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: W R GRACE & CO CENTRAL INDEX KEY: 0001045309 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 650773649 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7500 GRACE DRIVE CITY: COLUMBIA STATE: MD ZIP: 21044 BUSINESS PHONE: 410 531 4000 MAIL ADDRESS: STREET 1: 7500 GRACE DRIVE CITY: COLUMBIA STATE: MD ZIP: 21044 FORMER COMPANY: FORMER CONFORMED NAME: GRACE SPECIALTY CHEMICALS INC DATE OF NAME CHANGE: 19970902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FESTA ALFRED E CENTRAL INDEX KEY: 0001270744 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13953 FILM NUMBER: 161978002 4 1 wf-form4_147855172446537.xml FORM 4 X0306 4 2016-11-03 0 0001045309 W R GRACE & CO GRA 0001270744 FESTA ALFRED E C/O W. R. GRACE & CO. 7500 GRACE DRIVE COLUMBIA MD 21044 1 1 0 0 Chairman and CEO Common Stock, par value $0.01 per share 2016-11-03 4 M 0 80561 39.02 A 311844 D Common Stock, par value $0.01 per share 2016-11-03 4 S 0 50829 67.9038 D 261015 D Common Stock, par value $0.01 per share 2016-11-03 4 S 0 29732 68.8999 D 231283 D Employee Stock Options (rights to buy) 39.02 2016-11-03 4 M 0 80561 0 D 2017-06-28 Common Stock 80561.0 80560 D Each share of Common Stock also represents one Preferred Stock Purchase Right. Each such Right entitles the holder to purchase Preferred Stock or other securities or property upon the occurrence of certain events and subject to certain conditions. Exercise and Sale pursuant to Rule 10b5-1 Trading Plan executed by the Reporting Person on February 25, 2016, for options expiring June 28, 2017. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.52 to $68.51, inclusive. The reporting person undertakes to provide W. R. Grace & Co, any security holder of W. R. Grace & Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68,52 to $69.11, inclusive. The reporting person undertakes to provide W. R. Grace & Co, any security holder of W. R. Grace & Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Options became exercisable in three substantially equal annual installments beginning with the first vesting on June 28, 2013. /s/ Sean E. Dempsey, Attorney-in-Fact 2016-11-07