0001045309-16-000239.txt : 20161107
0001045309-16-000239.hdr.sgml : 20161107
20161107154904
ACCESSION NUMBER: 0001045309-16-000239
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161103
FILED AS OF DATE: 20161107
DATE AS OF CHANGE: 20161107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: W R GRACE & CO
CENTRAL INDEX KEY: 0001045309
STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800]
IRS NUMBER: 650773649
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7500 GRACE DRIVE
CITY: COLUMBIA
STATE: MD
ZIP: 21044
BUSINESS PHONE: 410 531 4000
MAIL ADDRESS:
STREET 1: 7500 GRACE DRIVE
CITY: COLUMBIA
STATE: MD
ZIP: 21044
FORMER COMPANY:
FORMER CONFORMED NAME: GRACE SPECIALTY CHEMICALS INC
DATE OF NAME CHANGE: 19970902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FESTA ALFRED E
CENTRAL INDEX KEY: 0001270744
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13953
FILM NUMBER: 161978002
4
1
wf-form4_147855172446537.xml
FORM 4
X0306
4
2016-11-03
0
0001045309
W R GRACE & CO
GRA
0001270744
FESTA ALFRED E
C/O W. R. GRACE & CO.
7500 GRACE DRIVE
COLUMBIA
MD
21044
1
1
0
0
Chairman and CEO
Common Stock, par value $0.01 per share
2016-11-03
4
M
0
80561
39.02
A
311844
D
Common Stock, par value $0.01 per share
2016-11-03
4
S
0
50829
67.9038
D
261015
D
Common Stock, par value $0.01 per share
2016-11-03
4
S
0
29732
68.8999
D
231283
D
Employee Stock Options (rights to buy)
39.02
2016-11-03
4
M
0
80561
0
D
2017-06-28
Common Stock
80561.0
80560
D
Each share of Common Stock also represents one Preferred Stock Purchase Right. Each such Right entitles the holder to purchase Preferred Stock or other securities or property upon the occurrence of certain events and subject to certain conditions.
Exercise and Sale pursuant to Rule 10b5-1 Trading Plan executed by the Reporting Person on February 25, 2016, for options expiring June 28, 2017.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.52 to $68.51, inclusive. The reporting person undertakes to provide W. R. Grace & Co, any security holder of W. R. Grace & Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68,52 to $69.11, inclusive. The reporting person undertakes to provide W. R. Grace & Co, any security holder of W. R. Grace & Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Options became exercisable in three substantially equal annual installments beginning with the first vesting on June 28, 2013.
/s/ Sean E. Dempsey, Attorney-in-Fact
2016-11-07