-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JOULxsB203kQKlKifLXdtghf3QVqv66Up6qmAB2Ba5A5erVuL72ATQugmqFC3DU2 EI8Zsp0xpPuetZAm0nhj7Q== 0001209191-04-056329.txt : 20041207 0001209191-04-056329.hdr.sgml : 20041207 20041207183510 ACCESSION NUMBER: 0001209191-04-056329 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041203 FILED AS OF DATE: 20041207 DATE AS OF CHANGE: 20041207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ON2 TECHNOLOGIES INC CENTRAL INDEX KEY: 0001045280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 841280679 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 145 HUDSON STREET CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 9172370500 MAIL ADDRESS: STREET 1: 645 FIFTH AVE STREET 2: C/O STEVEN SISKIND CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ON2COM INC DATE OF NAME CHANGE: 19990622 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED CAPITAL FUNDING INC DATE OF NAME CHANGE: 19971002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMERES ERIC LOUIS CENTRAL INDEX KEY: 0001284639 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15117 FILM NUMBER: 041189347 BUSINESS ADDRESS: BUSINESS PHONE: 518 348 0099 MAIL ADDRESS: STREET 1: C/O ON2 TECHNOLOGIES INC STREET 2: 21 CORPORATE DRIVE SUITE 103 CITY: CLITON PARK STATE: NY ZIP: 12065 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-12-03 0 0001045280 ON2 TECHNOLOGIES INC ONT 0001284639 AMERES ERIC LOUIS 21 CORPORATE DRIVE SUITE 103 CLIFTON PARK NY 12065 0 1 0 0 EVP - Chief Technology Officer Employee Stock Option (right to buy) 0.57 2004-12-03 4 A 0 200000 0.57 A 2005-12-03 2014-12-03 Common Stock 200000 808974 D Employee stock options granted pursuant to the On2 Technologies, Inc., 2000 Non-Qualified Stock Option Plan. Includes options to purchase (i) 50,000 shares of common stock at a price of $0.80 per share expiring on 08/9/2011, (ii) 108,974 shares of common stock at a price of $0.88 per share expiring on 03/31/2007,(iii) 50,000 shares of common stock at a price of $16.63 expiring on 7/27/2009, (iv) 100,000 shares of common stock at a price of $11.81 expiring on 5/17/2010,(v) 100,000 shares of common stock at a price of $0.40 expiring on 4/1/2013, and (vi) 200,000 shares of common stock at a price of $0.68 expiring on 07/02/2014. /s/ Eric Ameres 2004-12-07 -----END PRIVACY-ENHANCED MESSAGE-----