-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WREQM/CbNyZlf0GNcwSmuDhJcG865G1gE2Q+4+cqIzmPHpJuNvyqReeu4jSp77gr vUb6Hc5UetamyDLEIUaxKA== 0001209191-03-031079.txt : 20031118 0001209191-03-031079.hdr.sgml : 20031118 20031118172112 ACCESSION NUMBER: 0001209191-03-031079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031114 FILED AS OF DATE: 20031118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ON2 TECHNOLOGIES INC CENTRAL INDEX KEY: 0001045280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 841280679 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 145 HUDSON STREET CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 9172370500 MAIL ADDRESS: STREET 1: 645 FIFTH AVE STREET 2: C/O STEVEN SISKIND CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ON2COM INC DATE OF NAME CHANGE: 19990622 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED CAPITAL FUNDING INC DATE OF NAME CHANGE: 19971002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWMAN WILLIAM A CENTRAL INDEX KEY: 0001228764 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15117 FILM NUMBER: 031011142 BUSINESS ADDRESS: STREET 1: ON2 TECHNOLOGIES STREET 2: 21 CORPORATE DRIVE SUITE 103 CITY: CLIFTON PARK STATE: NY ZIP: 12065 BUSINESS PHONE: 5183480099 MAIL ADDRESS: STREET 1: ON2 TECHNOLOGIES STREET 2: 21 CORPORATE DRIVE SUITE 103 CITY: CLIFTON PARK STATE: NY ZIP: 12065 4 1 doc4.xml FORM 4 SUBMISSION X0201 42003-11-1400001045280ON2 TECHNOLOGIES INC ont0001228764NEWMAN WILLIAM A21 CORPORATE DR.STE. 103CLIFTON PARKNY120651000Option to Purchase Common Stock1.39002003-11-144A075000.00001.3900A2003-11-142013-11-14Common Stock75000.0000 390000.0000DConsists of options to purchase (i) 200,000 common shares at a price of $0.42 per share expiring on 1/2/2002, (ii) 55,000 common shares at a price of $0.46 per share expiring on 4/7/2013, (iii) 75,000 common shares at a price of $1.39 per share expiring on 11/14/2003, (iv) 30,000 common shares at a price of $0.80 per share expiring on 8/9/2011 and (v) 30,000 shares at a price of $3.56 per share expiring on August 7, 2010./s/ William A. Newman2003-11-18 -----END PRIVACY-ENHANCED MESSAGE-----