-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MDUt+/tPEvh1qZIhY8kKQ7EMkVI9ALAOr30yzWkCSeS9+ICjJV5jp9zaXOb2K6iX //4XHfepQ9Pp2DL3uMrPqQ== 0001209191-09-059194.txt : 20091231 0001209191-09-059194.hdr.sgml : 20091231 20091231163535 ACCESSION NUMBER: 0001209191-09-059194 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20091231 DATE AS OF CHANGE: 20091231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILKEN MICHAEL R CENTRAL INDEX KEY: 0001045218 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31396 FILM NUMBER: 091268799 MAIL ADDRESS: STREET 1: 1250 4TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEAPFROG ENTERPRISES INC CENTRAL INDEX KEY: 0001138951 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 954700094 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6401 HOLLIS ST STREET 2: STE 150 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 5104205000 MAIL ADDRESS: STREET 1: 6401 HOLLIS STREET STREET 2: SUITE 150 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 c94240_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2009-12-31 0001138951 LEAPFROG ENTERPRISES INC LF 0001045218 MILKEN MICHAEL R 1250 FOURTH STREET SANTA MONICA CA 90401 0 0 1 0 Class A Common Stock, $.0001 par value 2009-12-31 4 S 0 1000000 4.078 D 601789 D Class B Common Stock, $.0001 par value 5039937 D Class B Common Stock, $.0001 par value 4336216 I By ET Holdings, LLC Class B Common Stock, $.0001 par value 11579 I By Hampstead Associates, L.L.C. One half of the purchase price was paid in the form of a secured promissory note in the aggregate principal amount of $2,039,000. The note accrues interest at 4% per annum and is due on June 30, 2010. The remainder of the purchase price was paid in cash. The shares of Class B common stock are held of record by each of ET Holdings, L.L.C., a Delaware limited liability company ("ET Holdings") and Hampstead Associates, L.L.C., a Delaware limited liability company ("Hampstead"), respectively. Hampstead is the sole manager and the sole member of ET Holdings, and in such capacities may be deemed to have the power to direct the voting and disposition of, and to share beneficial ownership of, any securities owned of record by ET Holdings. Ridgeview Associates, LLC, a California limited liability company ("Ridgeview"), is the manager and a member of Hampstead, and in such capacities may be deemed to have the power to direct the voting and disposition of, and to share beneficial ownership of, any securities owned of record by Hampstead. Michael R. Milken may be deemed to be a controlling person of each of ET Holdings, Hampstead and Ridgeview and in such capacities may be deemed to have the power to direct the voting and disposition of, and to share beneficial ownership of, any securities owned of record, or beneficially owned, by each of ET Holdings, Hampstead and Ridgeview, but disclaims such beneficial ownership except to the extent of his pecuniary interest therein. The Reporting Person, ET Holdings, Hampstead and Ridgeview may be deemed to be a group, and also may be deemed to be a group with Lowell J. Milken. The Reporting Person disclaims such group membership. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, or otherwise, the Reporting Person is the beneficial owner of equity securities covered by this statement or any other statement that are beneficially owned, directly or indirectly, by any other person. /s/ Michael R. Milken By: Michael R. Milken, An individual 2009-12-31 -----END PRIVACY-ENHANCED MESSAGE-----