485BPOS 1 nylseries.htm nylseries.htm
As filed with the Securities and Exchange Commission on August 26, 2011
Commission File Nos.  333-119659
811-08401


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

FORM N-4


REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

 
Pre-Effective Amendment No.
[  ]
     
 
Post-Effective Amendment No.  22
[X]
   
and/or


REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940

 
Amendment No. 206  
[X]



JNLNY SEPARATE ACCOUNT I
(Exact Name of Registrant)


JACKSON NATIONAL LIFE INSURANCE COMPANY OF NEW YORK
(Name of Depositor)


2900 Westchester Avenue, Purchase, New York 10577
(Address of Depositor's Principal Executive Offices)

Depositor's Telephone Number, including Area Code: (517) 381-5500

Thomas J. Meyer, Esq., Senior Vice President, Secretary and General Counsel
Jackson National Life Insurance Company, 1 Corporate Way, Lansing, MI 48951
(Name and Address of Agent for Service)

Copy to:
Frank J. Julian, Esq., Associate General Counsel
Jackson National Life Insurance Company, 1 Corporate Way, Lansing, MI 48951
(Name and Address of Agent for Service)


Approximate Date of Proposed Public Offering:
   
It is proposed that this filing will become effective (check appropriate box)
[   ]
immediately upon filing pursuant to paragraph (b)
[X]
on August 29, 2011 pursuant to paragraph (b)
[   ]
60 days after filing pursuant to paragraph (a)(1)
[   ]
on (date) pursuant to paragraph (a)(1).
 
If appropriate, check the following box:
[   ]
this post-effective amendment designates a new effective date for a previously filed post-effective amendment
 
Title of Securities Being Registered: the variable portion of Flexible Premium Fixed and Variable Deferred Annuity contracts


SEC 2125 (7-09)

 
 

 

EXPLANATORY NOTE:  This Amendment to the Registration Statement on Form N-4 (the “Registration Statement”) is being filed pursuant to Rule 485(b) under the Securities Act of 1933, as amended, and supplements the prospectus and the statement of additional information.  Part C is also amended as reflected therein.  Except as heretofore amended, this Amendment does not otherwise delete, amend, or supersede any prospectus, statement of additional information, exhibit, undertaking, or other information contained in the Registration Statement, which are hereby incorporated by reference to the extent required and/or permitted by applicable law. 


 
 

 

Supplement dated August 29, 2011
To The Prospectus Dated May 1, 2011 For
 
PERSPECTIVESM L SERIES
FLEXIBLE PREMIUM FIXED AND VARIABLE DEFERRED ANNUITY
Issued by
Jackson National Life Insurance Company of New York® and through
JNLNY Separate Account I

This supplement updates the above-referenced prospectus.  Please read and keep it together with your prospectus for future reference.  To obtain an additional copy of the prospectus, please contact us at our Jackson of NY Service Center, P.O. Box 30313, Lansing, Michigan, 48909-7813; 1-800-599-5651; www.jackson.com.
 
 
The purpose of this supplement is to make the following changes to the prospectus:
 
 
1.) Mortality and Expense Risk Charge. The Mortality and Expense Risk Charge is changed to 1.60% for Contracts purchased on or after August 29, 2011.  If you purchased your Contract before August 29, 2011, your existing Mortality and Expense Risk Charge does not change.
 
 
2.)  Availability of Options Under the LifeGuard Freedom Flex Guaranteed Minimum Withdrawal Benefit (GMWB).  Effective June 27, 2011, the LifeGuard Freedom Flex DB optional death benefit is no longer available as an optional feature under the LifeGuard Freedom Flex GMWB.  Effective August 29, 2011, the 8% Bonus and Annual Step-Up option is no longer available as an optional feature under the LifeGuard Freedom Flex GMWB.
 
 
3.)  Changes to Investment Divisions and Other Miscellaneous Changes.  Effective August 29, 2011, changes are being made to the Investment Divisions available under your Contract and to other miscellaneous sections as described herein.
 
 
 
The updates to the prospectus reflecting these changes are described below with references to those parts of the prospectus modified by this supplement.

1.)  Mortality and Expense Risk Charge:
 

Under FEES AND EXPENSES TABLES, the fee table titled “Periodic Expenses” on page 5 of the prospectus, and the accompanying footnotes on page 6 of the prospectus are revised to read as follows:

Periodic Expenses
 
 
Base Contract
 
     
 
Annual Contract Maintenance Charge 6
$30
 
     
 
Separate Account Annual Expenses
   
   
Annual percentage of average daily account value of Investment Divisions
   
     
 
                Mortality And Expense Risk Charge 6.1
1.60%
 
   
 
   
 
                Administration Charge7
0.15%
 
       
 
Total Separate Account Annual Expenses for Base Contract
1.75%
 
       

 
6
This charge is waived on Contract Value of $50,000 or more.  This charge is deducted proportionally from allocations to the Fixed Account and Investment Divisions either annually (on your Contract Anniversary) or in conjunction with a total withdrawal, as applicable.

6.1      This charge is 1.50% on Contracts purchased before August 29, 2011.

 
 

 


 
7
For Contracts purchased on or after September 28, 2009, this charge is waived if the Contract Value on the later of the Issue Date or the most recent Contract Quarterly Anniversary is greater than or equal to $1 million.  If your Contract Value subsequently drops below $1 million on the most recent Contract Quarterly Anniversary, the Administration Charge will be reinstated.

 
For Contracts purchased before September 28, 2009, this charge is waived on initial premiums of $1 million or more, but we may reverse the waiver and reinstate the Administration Charge if your withdrawals during the first year of the Contract cause the Contract Value to drop below $1 million.


The section titled “EXAMPLE” on page 18 of the prospectus is replaced in its entirety with the following:

EXAMPLE

The example below is intended to help you compare the cost of investing in the Contract with the cost of investing in other variable annuity contracts.  These costs include Contract owner transaction expenses, Contract fees, Separate Account annual expenses and Fund fees and expenses.

(The Annual Contract Maintenance Charge is determined by dividing the total amount of such charges collected during the calendar year by the total market value of the Investment Divisions and the Fixed Account.)

The example assumes that you invest $10,000 in the Contract for the time periods indicated.  Neither transfer fees nor premium tax charges are reflected in the example.  The example also assumes that your investment has a 5% annual return on assets each year.

The following example includes maximum Fund fees and expenses and the cost if you select the Highest Anniversary Value Death Benefit, the most expensive Contract Enhancement Endorsement, and the Guaranteed Minimum Withdrawal Benefit (using the maximum possible charge).  Although your actual costs may be higher or lower, based on these assumptions, your costs would be:


If you surrender your Contract at the end of the applicable time period:

1 year
3 years
5 years
10 years
$1,831
$3,159
$4,129
$7,022

If you annuitize at the end of the applicable time period (no additional fees upon annuitization):

1 year*
3 years
5 years
10 years
$1,831
$3,159
$4,129
$7,022

*  Withdrawal charges apply to income payments occurring within one year of the Contract’s Issue Date.

If you do not surrender your Contract:

1 year
3 years
5 years
10 years
$831
$2,409
$3,879
$7,022

The example does not represent past or future expenses.  Your actual costs may be higher or lower.
 

Under CONTRACT CHARGES, in the subsection titled “Mortality and Expense Risk Charges” on page 35 of the prospectus, the first paragraph is replaced with the following.

Mortality and Expense Risk Charges. Each day, as part of our calculation of the value of the Accumulation Units and Annuity Units, we make a deduction for the Mortality and Expense Risk Charge.  On an annual basis, this charge equals 1.60% of the average daily net asset value of your allocations to the Investment Divisions.  For Contracts purchased before August 29, 2011, the Mortality and Expense Risk Charge is 1.50%.  This charge does not apply to the Fixed Account.

 
 

 


2.)  Availability of Options Under the LifeGuard Freedom Flex GMWB:
 

Under ACCESS TO YOUR MONEY, in the subsection titled “Guaranteed Minimum Withdrawal Benefits for a Single Life or two Covered Lives with Combinations of Optional Bonus Percentage Amounts, Annual or Quarterly Contract Value-Based Step-Ups, and Guaranteed Death Benefit (‘LifeGuard Freedom Flex GMWB’ and ‘LifeGuard Freedom Flex with Joint Option GMWB’)” on page 212 of the prospectus, the summary of the available combinations of options under the LifeGuard Freedom Flex GMWB is revised to read as follows:

LifeGuard Freedom Flex GMWB -
Available Option Combinations

                          Freedom Flex                                           
               Step-Up                                                         Death Benefit (DB)
Annual or Highest Quarterly                         (no longer offered on or after
Bonus            Contract Value                                                       June 27, 2011)

                5%                      Annual                                                                           
5%                      Quarterly                                                                                                 
6%                      Annual                                                                 Yes**
6%                      Quarterly
                7%                      Annual                                
7%                      Quarterly
8%*                    Annual

*No longer offered on or after August 29, 2011.

**This Guaranteed Death Benefit is only available in conjunction with the purchase of the 6% Bonus and Annual Step-Up combination of options within the LifeGuard Freedom Flex GMWB (the “LifeGuard Freedom Flex GMWB 6% Bonus and Annual Step-Ups”).  It is no longer offered on or after June 27, 2011.
 

The charge table for the LifeGuard Freedom Flex GMWB is revised to read as set forth below.  The charge table appears in the following three sections in the prospectus:  (a) at footnote 37 (on page 14 of the prospectus) under the FEES AND EXPENSES TABLES in the “Optional Endorsements” subsection; (b) under CONTRACT CHARGES, in the subsection titled “For Life Guaranteed Minimum Withdrawal Benefit With Bonus And Step-Up (‘LifeGuard Freedom Flex GMWB’) Charge” on page 54 of the prospectus; and (c) under ACCESS TO YOUR MONEY, in the subsection titled “Guaranteed Minimum Withdrawal Benefits for a Single Life or two Covered Lives with Combinations of Optional Bonus Percentage Amounts, Annual or Quarterly Contract Value-Based Step-Ups, and Guaranteed Death Benefit (‘LifeGuard Freedom Flex GMWB’ and ‘LifeGuard Freedom Flex with Joint Option GMWB’),” under the “Step-Up” section on page 219 of the prospectus that applies to the LifeGuard Freedom Flex GMWB:

 
LifeGuard Freedom Flex GMWB
 
Annual Charge
Options
Maximum
Current
5% Bonus and Annual Step-Up
1.80%
0.90%
5% Bonus and Annual Step-Up to the Highest Quarterly Contract Value
2.04%
1.02%
6% Bonus and Annual Step-Up
1.92%
0.96%
6% Bonus and Annual Step-Up to the Highest Quarterly Contract Value
2.22%
1.11%
7% Bonus and Annual Step-Up
2.22%
1.11%
7% Bonus and Annual Step-Up to the Highest Quarterly Contract Value
2.52%
1.26%
8% Bonus and Annual Step-Up (no longer offered on or after August 29, 2011)
2.64%
1.32%
Charge Basis
GWB
Charge Frequency
Monthly



 
 

 


3.  Changes to Investment Divisions and Other Miscellaneous Changes:
 

Effective August 29, 2011, the Investment Divisions of the Separate Account investing in the JNL Institutional Alt 65 Fund; JNL/Goldman Sachs Emerging Markets Debt Fund; JNL/Lazard Emerging Markets Fund; JNL/Mellon Capital Management Global Alpha Fund; and JNL/Red Rocks Listed Private Equity Fund (collectively, the “Divisions”) have stopped accepting any additional allocations or transfers. All other Investment Divisions of the Separate Account remain available.

Important Note:  If you currently have an automatic program, such as Dollar Cost Averaging, Dollar Cost Averaging Plus, Earnings Sweep and Rebalancing, and it includes an allocation to any of the Divisions, you can continue to invest in the Divisions based on your existing election until you revise or terminate the automatic program. Any change to the existing automatic program is not permitted if you wish to continue an allocation to the Division. The Divisions are not available for any new or revised allocation instructions under any automatic program.

If you make a subsequent premium payment and have future allocation instructions on file with us that include an allocation to any of the Divisions, you must choose a replacement Investment Division. All such allocations prior to our receipt of new allocation instructions will be allocated to the JNL/WMC Money Market Investment Division. Please consult your representative promptly to assist you in subsequently reallocating the Contract value in the JNL/WMC Money Market Investment Division to any other available Investment Division.

If an application for a Contract is received on or after August 29, 2011, or if a pending application is not in good order by August 26, 2011, and it includes an allocation to any one of the Divisions, that allocation will be allocated to the JNL/WMC Money Market Investment Division.  Please consult your representative promptly to assist you in subsequently reallocating the Contract value in the JNL/WMC Money Market Investment Division to any other available Investment Division.

Amounts invested in any of the Divisions as of August 29, 2011 will remain invested unless we receive instruction from you. You may continue to make transfers and withdrawals out of any of the Divisions in connection with the usual transactions under a Contract, such as partial withdrawals or withdrawals under a GMWB, if available. However, if you transfer out of any of the Divisions on or after August 29, 2011 you will not be able to transfer back in.

For additional information, please see the Supplement dated August 29, 2011 to the JNL® Series Trust prospectus.
 

Effective August 29, 2011, the Investment Division investing in the JNL/BlackRock Global Allocation Fund is no longer closed, and has changed from a master-feeder structure to a sub-advised structure.

The following changes are made to your Prospectus in connection with this change:

·  
The asterisk (“*”) following the “JNL/BlackRock Global Allocation Fund” in the fund list for the JNL Series Trust located on the back side of the Prospectus’ front page, and the asterisk’s corresponding information (denoting that “The Investment Division that invests in the JNL/BlackRock Global Allocation Fund currently is not accepting any additional allocations or transfers”) is deleted;

·  
Under INVESTMENT DIVISIONS, the paragraph titled “Important information regarding the Investment Division investing in the JNL/BlackRock Global Allocation Fund (the ‘JNL/BlackRock Global Allocation Investment Division’)” is deleted; and

·  
Under FEES AND EXPENSES TABLES, in the sub-section titled “Total Annual Fund Operating Expenses,” the row applicable to the JNL/BlackRock Global Allocation Fund in the first Fund Operating Expenses table is deleted, and the following row is added to the second Fund Operating Expenses table:

 
Fund Operating Expenses
 
(As an annual percentage of each Fund's average daily net assets)
 
Fund Name
Management and Admin FeeA
 
Distribution and/or
Service
 (12b-1) Fees
 
Other ExpensesB
 
Acquired Fund
Fees and ExpensesC
 
Total Annual Fund Operating Expenses
 
 
JNL/BlackRock Global Allocation
 
0.90%
 
0.20%
 
0.01%
 
0.00%
 
1.11%
 

In addition to these changes, refer to page 6 of this Supplement for the revised investment objective applicable to the JNL/BlackRock Global Allocation Fund.

 
 

 



Under FEES AND EXPENSES TABLES, in the sub-section titled “Total Annual Fund Operating Expenses,” footnote F is deleted in its entirety and replaced with the following:

 
F
JNAM has contractually agreed to waive fees and reimburse expenses of the Fund to the extent necessary to limit the total operating expenses of each class of shares of the Fund, exclusive of brokerage costs, interest, taxes and dividend and extraordinary expenses, to an annual rate (as a percentage of the average daily net assets of the Fund) equal to or less than the Fund’s investment income for the period.  The fee waiver will continue for at least one year from the date of the current Prospectus, unless the Board of Trustees approves a change in or elimination of the waiver. This fee waiver is subject to yearly review and approval by the Board of Trustees.
 

All references to the following Investment Divisions are changed as follows:

 
Old Fund Name
 
 
New Fund Name
 
JNL/S&P Disciplined Moderate Fund
 
JNL Disciplined Moderate Fund
 
 
JNL/S&P Disciplined Moderate Growth Fund
 
JNL Disciplined Moderate Growth Fund
 
 
JNL/S&P Disciplined Growth Fund
 
JNL Disciplined Growth Fund
 


Under INVESTMENT DIVISIONS, for JNL Series Trust, the following Investment Divisions’ corresponding investment objectives are deleted and replaced with the following:


JNL Institutional Alt 20 Fund
Jackson National Asset Management, LLC
 
Seeks long-term growth of capital and income by investing in Class A shares of a diversified group of other Funds (“Underlying Funds”).  The Underlying Funds in which the Fund may invest each are a separate series of the JNL Series Trust and the JNL Variable Fund LLC.  Not all Funds of the JNL Series Trust and the JNL Variable Fund LLC are available as Underlying Funds.  Under normal circumstances, the Fund has a target percentage allocation among the specified Underlying Funds that are categorized as primarily investing in traditional asset classes (approximately 80%), and non-traditional asset classes (approximately 20%).

JNL Institutional Alt 35 Fund
Jackson National Asset Management, LLC
 
Seeks long-term growth of capital and income by investing in Class A shares of a diversified group of other Funds (“Underlying Funds”).  The Underlying Funds in which the Fund may invest each are a separate series of the JNL Series Trust and the JNL Variable Fund LLC.  Not all Funds of the JNL Series Trust and the JNL Variable Fund LLC are available as Underlying Funds.  Under normal circumstances, the Fund has a target percentage allocation among the specified Underlying Funds that are categorized as primarily investing in traditional asset classes (approximately 65%), and non-traditional asset classes (approximately 35%).

JNL Institutional Alt 50 Fund
Jackson National Asset Management, LLC
 
Seeks long-term growth of capital and income by investing in Class A shares of a diversified group of other Funds (“Underlying Funds”).  The Underlying Funds in which the Fund may invest each are a separate series of the JNL Series Trust and the JNL Variable Fund LLC.  Not all Funds of the JNL Series Trust and the JNL Variable Fund LLC are available as Underlying Funds.  Under normal circumstances, the Fund has a target percentage allocation among the specified Underlying Funds that are categorized as primarily investing in traditional asset classes (approximately 50%), and non-traditional asset classes (approximately 50%).

JNL Institutional Alt 65 Fund
Jackson National Asset Management, LLC
 
Seeks long-term growth of capital and income by investing in Class A shares of a diversified group of other Funds (“Underlying Funds”).  The Underlying Funds in which the Fund may invest each are a separate series of the JNL Series Trust and the JNL Variable Fund LLC.  Not all Funds of the JNL Series Trust and the JNL Variable Fund LLC are available as Underlying Funds.  Under normal circumstances, the Fund has a target percentage allocation among the specified Underlying Funds that are categorized as primarily investing in traditional asset classes (approximately 35%), and non-traditional asset classes (approximately 65%).

 
 

 



JNL/BlackRock Commodity Securities Fund
Jackson National Asset Management, LLC (and BlackRock Investment Management, LLC)
 
Seeks long-term capital growth by investing in equity securities and commodity-linked derivative instruments that provide exposure to the natural resources sector, as well as fixed income securities.  The Fund may invest in securities of any market capitalization.
 
Under normal market conditions, the Fund will utilize two strategies and will invest approximately 50% to 75% of its assets in the “Natural Resources Strategy,” and 25% to 50% of its assets in the “Commodity Strategy.”  The “Natural Resources Strategy” will focus on companies active in the extraction, production, and processing of commodities and raw materials. The “Commodities Strategy” will focus on investments in commodity securities.

JNL/BlackRock Global Allocation Fund
Jackson National Asset Management, LLC (and BlackRock Investment Management, LLC)
 
Seeks high total investment return by investing in a portfolio of equity, debt, money market securities and other short-term securities or instruments, of issuers located around the world.  Generally, the Fund will invest in both equity and debt securities. Equity securities include common stock, preferred stock, securities convertible into common stock, or securities or other instruments whose price is linked to the value of common stock.  The Fund uses derivatives as a means of managing exposure to foreign currencies and other adverse market movements, as well as to increase returns.

JNL/Franklin Templeton Mutual Shares Fund
Jackson National Asset Management, LLC (and Franklin Mutual Advisers, LLC)
 
Seeks capital appreciation, which may occasionally be short-term, and secondarily, income by investing in equity securities (including securities convertible into, or that the sub-adviser expects to be exchanged for, common or preferred stock) of U.S. and foreign companies that the sub-adviser believes are available at market prices less than their value based on certain recognized or objective criteria (intrinsic value).  Following this value-oriented strategy, the Fund invests primarily in undervalued securities (securities trading at a discount to intrinsic value). The equity securities in which the Fund invests are primarily common stock.  To a lesser extent, the Fund also invests in merger arbitrage securities and distressed companies.
 
The Fund is not limited to pre-set maximums or minimums governing the size of the companies in which it may invest.  However as a general rule, the Fund currently invests the equity portion of its portfolio primarily to predominately in companies with market capitalizations greater than $5 billion, with a portion or a significant amount in smaller companies.

JNL/Lazard Emerging Markets Fund
Jackson National Asset Management, LLC (and Lazard Asset Management LLC)
 
Seeks long-term capital appreciation by investing, under normal circumstances, at least 80% of its assets in equity securities of companies whose principal business activities are located in emerging market countries.
 
The Fund may engage, to a limited extent, in various investment techniques, such as foreign currency transactions and the use of derivative instruments to gain exposure to foreign currencies and emerging securities, and to hedge the Fund’s investments.

JNL/S&P Managed Conservative Fund
Jackson National Asset Management, LLC (and Standard & Poor's Investment Advisory Services LLC)
 
Seeks capital growth and current income by investing in Class A Shares of a diversified group of other Funds (“Underlying Funds”), which are part of the JNL Series Trust and JNL Variable Fund LLC.  Not all Funds of the JNL Series Trust and the JNL Variable Fund LLC are available as Underlying Funds.
 
Under normal circumstances, the Fund allocates approximately 10% to 30% of its assets to Underlying Funds that invest primarily in equity securities, 50% to 80% to Underlying Funds that invest primarily in fixed-income securities and 0% to 30% to Underlying Funds that invest primarily in money market securities.  The Fund remains flexible with respect to the percentage it will allocate among particular Underlying Funds.

 
 

 



JNL/S&P Managed Moderate Fund
Jackson National Asset Management, LLC (and Standard & Poor's Investment Advisory Services LLC)
 
Seeks capital growth, with current income as a secondary objective, by investing in Class A Shares of a diversified group of other Funds (“Underlying Funds”), which are part of the JNL Series Trust and JNL Variable Fund LLC.  Not all Funds of the JNL Series Trust and the JNL Variable Fund LLC are available as Underlying Funds.
 
Under normal circumstances, the Fund allocates approximately 30% to 50% of its assets to Underlying Funds that invest primarily in equity securities, 35% to 65% to Underlying Funds that invest primarily in fixed-income securities and 0-25% to Underlying Funds that invest primarily in money market securities.  The Fund remains flexible with respect to the percentage it will allocate among particular Underlying Funds.

JNL/S&P Managed Moderate Growth Fund
Jackson National Asset Management, LLC (and Standard & Poor's Investment Advisory Services LLC)
 
Seeks capital growth and current income by investing in Class A Shares of a diversified group of other Funds (“Underlying Funds”), which are part of the JNL Series Trust and JNL Variable Fund LLC.  Not all Funds of the JNL Series Trust and the JNL Variable Fund LLC are available as Underlying Funds.
 
Under normal circumstances, the Fund allocates approximately 50% to 70% of its assets to Underlying Funds that invest primarily in equity securities, 20% to 50% to Underlying Funds that invest primarily in fixed-income securities and 0% to 20% to Underlying Funds that invest primarily in money market securities.  The Fund remains flexible with respect to the percentage it will allocate among particular Underlying Funds.

JNL/S&P Managed Growth Fund
Jackson National Asset Management, LLC (and Standard & Poor's Investment Advisory Services LLC)
 
Seeks capital growth, with current income as a secondary objective, by investing in Class A Shares of a diversified group of other Funds (“Underlying Funds”), which are part of the JNL Series Trust and JNL Variable Fund LLC.  Not all Funds of the JNL Series Trust and the JNL Variable Fund LLC are available as Underlying Funds.
 
Under normal circumstances, the Fund allocates approximately 70% to 90% of its assets to Underlying Funds that invest primarily in equity securities, 5% to 30% to Underlying Funds that invest primarily in fixed-income securities and 0-15% to Underlying Funds that invest primarily in money market securities.  The Fund remains flexible with respect to the percentage it will allocate among particular Underlying Funds.

JNL/S&P Managed Aggressive Growth Fund
Jackson National Asset Management, LLC (and Standard & Poor's Investment Advisory Services LLC)
 
Seeks capital growth by investing in Class A Shares of a diversified group of other Funds (“Underlying Funds”), which are part of the JNL Series Trust and JNL Variable Fund LLC.  Not all Funds of the JNL Series Trust and the JNL Variable Fund LLC are available as Underlying Funds.
 
Under normal circumstances, the Fund allocates up to 80% to 100% of its assets to Underlying Funds that invest primarily in equity securities, 0% to 20% to Underlying Funds that invest primarily in fixed-income securities and 0% to 20% to Underlying Funds that invest primarily in money market securities.  The Fund remains flexible with respect to the percentage it will allocate among particular Underlying Funds.

JNL Disciplined Moderate Fund
Jackson National Asset Management, LLC
 
Seeks capital growth, and secondarily, current income by investing in Class A shares of a diversified group of other Funds (“Underlying Funds”), which are part of the JNL Series Trust and the JNL Variable Fund LLC.  Not all Funds of the JNL Series Trust and the JNL Variable Fund LLC are available as Underlying Funds.
 
Under normal circumstances, the Fund allocates approximately 50% to 70% of its assets to Underlying Funds that invest primarily in equity securities, 20% to 50% to Underlying Funds that invest primarily in fixed-income securities and 0% to 20% of its assets to Underlying Funds that invest primarily in money market securities. The Fund remains flexible with respect to the percentage it will allocate among particular Underlying Funds.

 
 

 


JNL Disciplined Moderate Growth Fund
Jackson National Asset Management, LLC
 
Seeks capital growth and current income by investing in Class A shares of a diversified group of other Funds (“Underlying Funds”), which are part of the JNL Series Trust and the JNL Variable Fund LLC.  Not all Funds of the JNL Series Trust and the JNL Variable Fund LLC are available as Underlying Funds.
 
Under normal circumstances, the Fund allocates approximately 70% to 90% of its assets to Underlying Funds that invest primarily in equity securities, 5% to 30% to Underlying Funds that invest primarily in fixed-income securities and 0% to 15% of its assets to Underlying Funds that invest primarily in money market securities. The Fund remains flexible with respect to the percentage it will allocate among particular Underlying Funds.

JNL Disciplined Growth Fund
Jackson National Asset Management, LLC
 
Seeks capital growth by investing in Class A shares of a diversified group of other Funds (“Underlying Funds”), which are part of the JNL Series Trust and the JNL Variable Fund LLC.  Not all Funds of the JNL Series Trust and the JNL Variable Fund LLC are available as Underlying Funds.
 
Under normal circumstances, the Fund allocates approximately 80% to 100% of its assets to Underlying Funds that invest primarily in equity securities, 0% to 20% to Underlying Funds that invest primarily in fixed-income securities and 0% to 20% of its assets to Underlying Funds that invest primarily in money market securities. The Fund remains flexible with respect to the percentage it will allocate among particular Underlying Funds.
 

Under APPENDIX G for ACCUMULATION UNIT VALUES, the following paragraphs are added to the end of said section:

Set forth below are fund changes since the May 1, 2011 Prospectus for your information in reviewing Accumulation Unit information.

Effective August 29, 2011, the names of the following Investment Divisions changed (whether or not in connection with a sub-adviser change):

JNL/S&P Disciplined Moderate Fund to JNL Disciplined Moderate Fund;
JNL/S&P Disciplined Moderate Growth Fund to JNL Disciplined Moderate Growth Fund; and
JNL/S&P Disciplined Growth Fund to JNL Disciplined Growth Fund.
 

Under PURCHASES, in the subsection titled “Accumulation Units”, the following paragraph is added to the end of the subsection:

In connection with arrangements we have to transact business electronically, we may have agreements in place whereby the time when certain broker-dealers receive your initial Purchase Payment and all required information in good order will be used for initial pricing of your Contract values.  However, if we do not have an agreement with a broker-dealer providing for these pricing procedures, initial Purchase Payments received by the broker-dealer will not be priced until they are received by us. As of the date of this prospectus, we have such an agreement with Morgan Stanley Smith Barney LLC and SBHU Life Agency.  Please check with your financial representative to determine if his/her broker-dealer has an agreement with us that provides for these pricing procedures.




______________________________
(To be used with NV5890 05/11 and NV5890SB 08/11)
NMV7652NY 08/11
 
 

 

Supplement dated August 29, 2011
To The Statement of Additional Information Dated May 1, 2011 For

PERSPECTIVE II®; PERSPECTIVESM L SERIES; PERSPECTIVE ADVISORS II®; RETIREMENT LATITUDESSM;
PERSPECTIVE REWARDS®; PERSPECTIVESM; PERSPECTIVE FOCUS®;
CURIANGARDSM SIMPLIFIED RETIREMENT ANNUITY
Issued By JACKSON NATIONAL LIFE INSURANCE COMPANY®
Through JACKSON NATIONAL SEPARATE ACCOUNT – I

PERSPECTIVE ADVISORSSM
Issued By JACKSON NATIONAL LIFE INSURANCE COMPANY®
Through JACKSON NATIONAL SEPARATE ACCOUNT III

PERSPECTIVE ADVANTAGESM
Issued By JACKSON NATIONAL LIFE INSURANCE COMPANY®
Through JACKSON NATIONAL SEPARATE ACCOUNT V

PERSPECTIVE II®; PERSPECTIVESM L SERIES; PERSPECTIVE ADVISORS II®; PERSPECTIVE REWARDS®;
PERSPECTIVESM; PERSPECTIVE FOCUS®; CURIANGARDSM SIMPLIFIED RETIREMENT ANNUITY
Issued By JACKSON NATIONAL LIFE INSURANCE COMPANY OF NEW YORK®
Through JNLNY SEPARATE ACCOUNT I

PERSPECTIVE ADVISORSSM
Issued By JACKSON NATIONAL LIFE INSURANCE COMPANY OF NEW YORK®
Through JNLNY SEPARATE ACCOUNT II


This supplement updates the above-referenced Statements of Additional Information.  Please read and keep it together with your copy of the Statement of Additional Information for future reference.


Under Condensed Financial Information, Accumulation Unit Values, the following paragraphs are added:

Set forth below are fund changes since the May 1, 2011 Prospectus for your information in reviewing Accumulation Unit information.

Effective August 29, 2011, the names of the following Investment Divisions changed (whether or not in connection with a sub-adviser change):

JNL/S&P Disciplined Moderate Fund to JNL Disciplined Moderate Fund;
JNL/S&P Disciplined Moderate Growth Fund to JNL Disciplined Moderate Growth Fund; and
JNL/S&P Disciplined Growth Fund to JNL Disciplined Growth Fund.



______________________________
(To be used with V5893 05/11, V6017 05/11, NV6017 05/11, V5596 05/11, V3800 05/11, V3799 05/11, V3798 05/11,
NV5661 05/11, NV5936 05/11, NV3957 05/11, NV801 05/11, V5913 05/11, V5996 05/11, V5507 05/11, JMV4248 05/11, NV5893 05/11, NV5639 05/11, NV5913 05/11, NMV5188NY 05/11)

JMV7739 08/11
 
 

 
PART C

OTHER INFORMATION


Item 24. Financial Statements and Exhibits

(a) Financial Statements:

(1) Financial statements and schedules included in Part A:

Not Applicable.

(2) Financial statements and schedules included in Part B -

JNLNY Separate Account - I:
                       Statements of Assets and Liabilities as of December 31, 2010
                       Statements of Operations for the period ended December 31, 2010
                       Statements of Changes in Net Assets for the periods ended December 31, 2010 and 2009
                       Notes to Financial Statements

  Jackson National Life Insurance Company of New York:

                       Consolidated Balance Sheets as of December 31, 2010 and 2009
                       Consolidated Income Statements for the years ended December 31, 2010, 2009, and 2008
                       Consolidated Statements of Stockholder's Equity and Comprehensive Income for the years ended
                       December 31, 2010, 2009, and 2008
                       Consolidated Statements of Cash Flows for the years ended December 31, 2010, 2009, and 2008
                       Notes to Consolidated Financial Statements

 (b) Exhibits

Exhibit              Description
No.
 
 
1.
Resolution of Depositor's Board of Directors authorizing the establishment of the Registrant, incorporated herein by reference to the Registrant’s Registration Statement filed on October 3, 1997 (File Nos. 333-37175 and 811-08401).

2.             Not Applicable.

3.

a.  
General Distributor Agreement dated September 19, 1997, incorporated herein by reference to the Registrant’s Registration Statement filed on October 3, 1997 (File Nos. 333-37175 and 811-08401).

b.  
Amended and Restated General Distributor Agreement dated October 25, 2005, incorporated herein by reference to the Registrant's Post-Effective Amendment No. 21 filed on December 29, 2005 (File Nos. 333-70384 and 811-08401).

c.  
Amended and Restated General Distributor Agreement dated June 1, 2006, incorporated herein by reference to the Registrant's Registration Statement filed on August 10, 2006 (File Nos. 333-136472 and 811-08401).

4.

a.  
Specimen of the Perspective L Series Fixed and Variable Annuity Contract, incorporated herein by reference to the Registrant’s Pre-Effective Amendment No. 1 filed on December 30, 2004 (File Nos. 333-119659 and 811-08401).

b.  
Specimen of Section 403(b) Tax Sheltered Annuity Endorsement, incorporated herein by reference to the Registrant’s Registration Statement filed on August 19, 2004 (File Nos. 333-118370 and 811-08401).

c.  
Specimen of Retirement Plan Endorsement, incorporated herein by reference to the Registrant’s Registration Statement filed on August 19, 2004 (File Nos. 333-118370 and 811-08401).

d.  
Specimen of Individual Retirement Annuity Endorsement, incorporated herein by reference to the Registrant’s Registration Statement filed on August 19, 2004 (File Nos. 333-118370 and 811-08401).

e.  
Specimen of Roth Individual Retirement Annuity Endorsement, incorporated herein by reference to the Registrant’s Registration Statement filed on August 19, 2004 (File Nos. 333-118370 and 811-08401).

f.  
Specimen of Guaranteed Minimum Withdrawal Benefit Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 12 filed on July 22, 2004 (File Nos. 333-70384 and 811-08401).

g.  
Specimen of 5% for Life Guaranteed Minimum Withdrawal Benefit Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 12 filed on July 22, 2004 (File Nos. 333-70384 and 811-08401).

h.  
Specimen of 4% for Life Guaranteed Minimum Withdrawal Benefit  Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 12 filed on July 22, 2004 (File Nos. 333-70384 and 811-08401).

i.  
Specimen of Guaranteed Minimum Income Benefit Endorsement, incorporated herein by reference to the Registrant’s Registration Statement filed on October 4, 2004 (File Nos. 333-119522 and 811-08401).

j.  
Specimen of Highest Anniversary Value Death Benefit Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 12 filed on July 22, 2004 (File Nos. 333-70384 and 811-08401).

k.  
Specimen of 3% Contract Enhancement Endorsement, incorporated herein by reference to the Registrant's Post-Effective Amendment No. 9 filed on September 22, 2003 (File Nos. 333-70384 and 811-08401).

l.  
Specimen of 4% Contract Enhancement Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 12 filed on July 22, 2004 (File Nos. 333-70384 and 811-08401).

m.  
Specimen of 2% Contract Enhancement Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 12 filed on July 22, 2004 (File Nos. 333-70384 and 811-08401).

n.  
Form of Reduced Administration Charge Endorsement, incorporated herein by reference to the Registrant’s Pre-Effective Amendment No. 1 filed on May 8, 2002 (File Nos. 333-81266 and 811-08401).

o.  
Specimen of Charitable Remainder Trust Endorsement, incorporated herein by reference to the Registrant’s Pre-Effective Amendment No. 1 filed on December 30, 2004 (File Nos. 333-119659 and 811-08401).

p.  
Specimen of Enhanced Dollar Cost Averaging Endorsement, incorporated herein by reference to the Registrant’s Pre-Effective Amendment No. 1 filed on December 30, 2004 (File Nos. 333-119659 and 811-08401).

q.  
Specimen of 5% for Life Guaranteed Minimum Withdrawal Benefit Endorsement, incorporated herein by reference to the Registrant’s Registration Statement filed on January 6, 2005 (File Nos. 333-121884 and 811-08401).

r.  
Specimen of Guaranteed Minimum Withdrawal Benefit Endorsement, incorporated herein by reference to the Registrant’s Registration Statement filed on January 6, 2005 (File Nos. 333-121884 and 811-08401).

s.  
Specimen of 2% Contract Enhancement Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 17 filed on April 27, 2005 (File Nos. 333-70384 and 811-08401).

t.  
Specimen of 3% Contract Enhancement Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 17 filed on April 27, 2005 (File Nos. 333-70384 and 811-08401).

u.  
Specimen of 5% Guaranteed Minimum Withdrawal Benefit With Annual Step-up Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 18 filed on June 21, 2005 (File Nos. 333-70384 and 811-08401).

v.  
Specimen of 5% Guaranteed Minimum Withdrawal Benefit Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 18 filed on June 21, 2005 (File Nos. 333-70384 and 811-08401).

w.  
Specimen of Guaranteed Minimum Withdrawal Benefit Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 20 filed on October 20, 2005 (File Nos. 333-70384 and 811-08401).

x.  
Specimen of 5% for Life Guaranteed Minimum Withdrawal Benefit Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 20 filed on October 20, 2005 (File Nos. 333-70384 and 811-08401).

y.  
Specimen of 4% for Life Guaranteed Minimum Withdrawal Benefit Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 20 filed on October 20, 2005 (File Nos. 333-70384 and 811-08401).

z.  
Specimen of Guaranteed Minimum Income Benefit Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 20 filed on October 20, 2005 (File Nos. 333-70384 and 811-08401).

aa.  
Specimen of 5% for Life Guaranteed Minimum Withdrawal Benefit With Annual Step-Up Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 23 filed on April 27, 2006 (File Nos. 333-70384 and 811-08401).

bb.  
Specimen of 5% for Life Guaranteed Minimum Withdrawal Benefit With Bonus and Annual Step-Up Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 23 filed on April 27, 2006 (File Nos. 333-70384 and 811-08401).

cc.  
Specimen of 5% for Life Guaranteed Minimum Withdrawal Benefit With Bonus and Five Year Step-Up Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 23 filed on April 27, 2006 (File Nos. 333-70384 and 811-08401).

dd.  
Specimen of Joint 5% for Life Guaranteed Minimum Withdrawal Benefit With Annual Step-Up Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 23 filed on April 27, 2006 (File Nos.
333-70384 and 811-08401).

ee.  
Specimen of Joint 5% for Life Guaranteed Minimum Withdrawal Benefit With Bonus and Five Year Step-Up Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 23 filed on April 27, 2006 (File Nos. 333-70384 and 811-08401).

ff.  
Specimen of Highest Anniversary Value Death Benefit Endorsement, incorporated herein by reference to the Registrant’s Registration Statement filed on September 20, 2006 (File Nos. 333-137485 and 811-04801).

gg.  
Specimen of Joint 5% for Life Guaranteed Minimum Withdrawal Benefit With Annual Step-Up Endorsement, incorporated herein by reference to the Registrant’s Registration Statement filed on September 20, 2006 (File Nos. 333-137485 and 811-04801).

hh.  
Specimen of Joint 5% for Life Guaranteed Minimum Withdrawal Benefit With Bonus and Five-Year Step-Up Step-Up Endorsement, incorporated herein by reference to the Registrant’s Post- Effective Amendment No. 24 filed on December 21, 2006 (File Nos. 333-70384 and 811-04801).

ii.  
Specimen of the 6% Guaranteed Minimum Withdrawal Benefit With Annual Step-up Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 25 filed on April 26, 2007 (File Nos. 333-70384 and 811-08401).

jj.  
Specimen of the For Life Guaranteed Minimum Withdrawal Benefit With Annual Step-Up Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 25 filed on April 26, 2007 (File Nos. 333-70384 and 811-08401).

kk.  
Specimen of the Joint For Life Guaranteed Minimum Withdrawal Benefit With Annual Step-Up Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 25 filed on April 26, 2007 (File Nos.333-70384 and 811-08401).

ll.  
Specimen of the 5% For Life Guaranteed Minimum Withdrawal Benefit With Bonus and Annual Step-up Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 25 filed on April 26, 2007 (File Nos. 333-70384 and 811-08401).

mm.  
Specimen of 5% Guaranteed Minimum Withdrawal Benefit With Annual Step-Up Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 28 filed on November 29, 2007 (File Nos. 333-70384 and 811-04801).

nn.  
Specimen of 6% Guaranteed Minimum Withdrawal Benefit With Annual Step-up Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment  No. 28 filed on November 29, 2007 (File Nos. 333-70384 and 811-04801).

oo.  
Specimen of 5% For Life Guaranteed Minimum Withdrawal Benefit With Bonus and Annual Step-Up Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 28 filed on November 29, 2007 (File Nos. 333-70384 and 811-04801).

pp.  
Specimen of For Life Guaranteed Minimum Withdrawal Benefit With Annual Step-Up Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 28 filed on November 29, 2007 (File Nos. 333-70384 and 811-04801).

qq.  
Specimen of Joint For Life Guaranteed Minimum Withdrawal Benefit With Annual Step-Up Endorsement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 28 filed on November 29, 2007 (File Nos. 333-70384 and 811-04801).

rr.  
Specimen of Guaranteed Minimum Withdrawal Benefit with 5-Year Step-Up Endorsement, incorporated herein by reference to the Registrant's Post-Effective Amendment No. 46, filed on December 27, 2007 (File Nos.333-70472 and 811-08664).

ss.  
Specimen of the For Life GMWB With Bonus and Annual Step-Up Endorsement, incorporated herein by reference to the Registrant's Post-Effective Amendment No. 46, filed on December 27, 2007 (File Nos. 333-70472 and 811-08664).

tt.  
Specimen of the Joint For Life GMWB With Bonus and Annual Step-Up Endorsement, incorporated herein by reference to the Registrant's Post-Effective Amendment No. 46, filed on December 27, 2007 (File Nos. 333-70472 and 811-08664).

uu.  
Specimen of the For Life Guaranteed Minimum Withdrawal Benefit With Bonus and Annual Step-Up Endorsement, incorporated herein by reference to the Registrant's Post-Effective Amendment No. 11, filed on October 6, 2008 (File Nos. 333-119659 and 811-08401).

vv.  
Specimen of the Joint For Life Guaranteed Minimum Withdrawal Benefit With Bonus and Annual Step-Up Endorsement, incorporated herein by reference to the Registrant's Post-Effective Amendment No. 11, filed on October 6, 2008 (File Nos. 333-119659 and 811-08401).

ww.  
Specimen of the For Life Guaranteed Minimum Withdrawal Benefit With Bonus and Annual Step-Up Endorsement, incorporated herein by reference to the Registrant's Post-Effective Amendment No. 11, filed on October 6, 2008 (File Nos. 333-119659 and 811-08401).

xx.  
Specimen of the Guaranteed Minimum Income Benefit Endorsement, incorporated herein by reference to the Registrant's Post-Effective Amendment No. 11, filed on October 6, 2008 (File Nos. 333-119659 and 811-08401).

yy.  
Specimen of the For Life Guaranteed Minimum Withdrawal Benefit With Bonus and Annual Step-Up (Freedom) Endorsement (7587ANY-A 01/09), incorporated herein by reference to the Registrant's Post-Effective Amendment No. 12, filed on December 31, 2008 (File Nos. 333-119659 and 811-08401).

zz.  
Specimen of the Joint For Life Guaranteed Minimum Withdrawal Benefit With Bonus and Annual Step-Up (Joint Freedom) Endorsement (7588ANY-A 01/09), incorporated herein by reference to the Registrant's Post-Effective Amendment No. 12, filed on December 31, 2008 (File Nos. 333-119659 and 811-08401).

aaa.  
Specimen of the For Life Guaranteed Minimum Withdrawal Benefit With Bonus and Annual Step-Up (DB) Endorsement (7589ANY-A 01/09), incorporated herein by reference to the Registrant's Post-Effective Amendment No. 12, filed on December 31, 2008 (File Nos. 333-119659 and 811-08401).

bbb.  
Specimen of the Highest Anniversary Value Death Benefit Option (HAV)Endorsement (7595NY 04/09), incorporated herein by reference to the Registrant's Post-Effective Amendment No. 13, filed on April 2, 2009 (File  Nos. 333-119659 and 811-08401).

ccc.  
Specimen of the For Life Guaranteed Minimum Withdrawal Benefit With Bonus and Annual Step-Up (LifeGuard Freedom DB) Endorsement (7602ANY-A 04/09), incorporated herein by reference to the Registrant's Post-Effective Amendment No. 13, filed on April 2, 2009 (File Nos. 333-119659 and 811-08401).

ddd.  
Specimen of the For Life Guaranteed Minimum Withdrawal Benefit With Bonus and Annual Step-Up (LifeGuard Freedom 6(SM) GMWB) Endorsement (7613 09/09), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 14, filed September 24, 2009 (File Nos. 333-119659 and 811-08401).

eee.  
Specimen of the Joint For Life Guaranteed Minimum Withdrawal Benefit With Bonus and Annual Step-Up (LifeGuard Freedom 6 GMWB With Joint Option) Endorsement (7614 09/09), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 14, filed September 24, 2009 (File Nos. 333-119659 and 811-08401).

fff.  
Specimen of the For Life Guaranteed Minimum Withdrawal Benefit With Bonus, and Annual Step-Up (LifeGuard Freedom 6 DB(SM) Endorsement (7615 09/09), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 14, filed September 24, 2009 (File Nos. 333-119659 and 811-08401).

ggg.  
Specimen of the Reduced Administration Charge Endorsement (7536 09/09), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 14, filed September 24, 2009 (File Nos. 333-119659 and 811-08401).

hhh.  
Specimen of the [2%] Contract Enhancement Endorsement (7567NY 01/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 15, filed April 30, 2010 (File Nos. 333-119659 and 811-08401).

iii.  
Specimen of the [3%] Contract Enhancement Endorsement (7568NY 01/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 15, filed April 30, 2010 (File Nos. 333-119659 and 811-08401).

jjj.  
Specimen of the [4%] Contract Enhancement Endorsement (7569NY 01/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 15, filed April 30, 2010 (File Nos. 333-119659 and 811-08401).

kkk.  
Specimen of the Guaranteed Minimum Withdrawal Benefit With [5] Year Step-Up (SafeGuard Max) Endorsement (7633ANY-A 05/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 15, filed April 30, 2010 (File Nos. 333-119659 and 811-08401).

lll.  
Specimen of For Life Guaranteed Minimum Withdrawal Benefit With Bonus, Annual Step-Up and Earnings-Sensitive Withdrawal Amount (LifeGuard Freedom 6 Net), Endorsement (7619ANY-A 05/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 15, filed April 30, 2010 (File Nos. 333-119659 and 811-08401).

mmm.  
Specimen of Joint For Life Guaranteed Minimum Withdrawal Benefit With Bonus, Annual Step-Up and Earnings-Sensitive Withdrawal Amount (LifeGuard Freedom 6 Net with Joint Option) Endorsement (7620ANY-A 05/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 15, filed April 30, 2010 (File Nos. 333-119659 and 811-08401).

nnn.  
Specimen of the Perspective L Series Fixed and Variable Annuity Contract, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 17 filed on October 7, 2010 (File Nos. 333-119659 and 811-08401).

ooo.  
Specimen of For Life Guaranteed Minimum Withdrawal Benefit With [5%] Bonus and Annual Step-Up (7640ANY-A 10/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 17 filed on October 7, 2010 (File Nos. 333-119659 and 811-08401).

ppp.  
Specimen of For Life Guaranteed Minimum Withdrawal Benefit With [5%] Bonus and Annual Step-Up to the Highest Quarterly Contract Value (7641ANY-A 10/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 17 filed on October 7, 2010 (File Nos. 333-119659 and 811-08401).

qqq.  
Specimen of Joint For Life Guaranteed Minimum Withdrawal Benefit With [5%] Bonus and Annual Step-Up (7642ANY-A 10/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 17 filed on October 7, 2010 (File Nos. 333-119659 and 811-08401).

rrr.  
Specimen of Joint For Life Guaranteed Minimum Withdrawal Benefit With [5%] Bonus and Annual Step-Up to the Highest Quarterly Contract Value (7643ANY-A 10/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 17 filed on October 7, 2010 (File Nos. 333-119659 and 811-08401).

sss.  
Specimen of For Life Guaranteed Minimum Withdrawal Benefit With [6%] Bonus and Annual Step-Up (7646ANY-A 10/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 17 filed on October 7, 2010 (File Nos. 333-119659 and 811-08401).

ttt.  
Specimen of For Life Guaranteed Minimum Withdrawal Benefit With [6%] Bonus and Annual Step-Up to the Highest Quarterly Contract Value (7647ANY-A 10/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 17 filed on October 7, 2010 (File Nos. 333-119659 and 811-08401).

uuu.  
Specimen of Joint For Life Guaranteed Minimum Withdrawal Benefit With [6%] Bonus and Annual Step-Up (7648ANY-A 10/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 17 filed on October 7, 2010 (File Nos. 333-119659 and 811-08401).

vvv.  
Specimen of Joint For Life Guaranteed Minimum Withdrawal Benefit With [6%] Bonus and Annual Step-Up to the Highest Quarterly Contract Value (7649ANY-A 10/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 17 filed on October 7, 2010 (File Nos. 333-119659 and 811-08401).

www.  
Specimen of For Life Guaranteed Minimum Withdrawal Benefit With [6%] Bonus, Annual Step-Up and Death Benefit (7650ANY-A 10/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 17 filed on October 7, 2010 (File Nos. 333-119659 and 811-08401).

xxx.  
Specimen of For Life Guaranteed Minimum Withdrawal Benefit With [7%] Bonus and Annual Step-Up (7652ANY-A 10/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 17 filed on October 7, 2010 (File Nos. 333-119659 and 811-08401).

yyy.  
Specimen of For Life Guaranteed Minimum Withdrawal Benefit With [7%] Bonus and Annual Step-Up to the Highest Quarterly Contract Value (7653ANY-A 10/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 17 filed on October 7, 2010 (File Nos. 333-119659 and 811-08401).

zzz.  
Specimen of For Life Guaranteed Minimum Withdrawal Benefit With [8%] Bonus and Annual Step-Up (7656ANY-A 10/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 17 filed on October 7, 2010 (File Nos. 333-119659 and 811-08401).

aaaa.  
Specimen of For Life Guaranteed Minimum Withdrawal Benefit With Bonus, Annual Step-Up and Earnings-Sensitive Withdrawal Amount (7657ANY-A 10/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 17 filed on October 7, 2010 (File Nos. 333-119659 and 811-08401).


 
 

 

bbbb.  
Specimen of Joint For Life Guaranteed Minimum Withdrawal Benefit With Bonus, Annual Step-Up and Earnings-Sensitive Withdrawal Amount (7658ANY-A 10/10), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 17 filed on October 7, 2010 (File Nos. 333-119659 and 811-08401).

cccc.  
Specimen of [5%] Guaranteed Minimum Withdrawal Benefit with Annual Step-Up Endorsement (7659ANY-A 05/11), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 50 filed on January 20, 2011 (File Nos. 333-70384 and 811-08401).

dddd.  
Specimen of [6%] Guaranteed Minimum Withdrawal Benefit with Annual Step-Up Endorsement (7660ANY-A 05/11), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 50 filed on January 20, 2011 (File Nos. 333-70384 and 811-08401).

eeee.  
Specimen of the Perspective L Series Fixed and Variable Annuity Contract (VA610NY 08/11), attached hereto.

5.

a.  
Form of the Perspective L Series Fixed and Variable Annuity Application, incorporated herein by reference to the Registrant’s Pre-Effective Amendment No. 1 filed on December 30, 2004 (File Nos. 333-119659 and 811-08401).

b.  
Form of the Perspective L Series Fixed and Variable Annuity Application, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 4 filed on September 2, 2005 (File Nos. 333-119659 and 811-08401).

c.  
Form of the Perspective L Series Fixed and Variable Annuity Application, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 5 filed on December 21, 2006 (File Nos. 333-119659 and 811-08401).

d.  
Form of the Perspective L Series Fixed and Variable Annuity Application, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 9 filed on November 29, 2007 (File Nos. 333-119659 and 811-08401).

e.  
Form of the Perspective L Series Fixed and Variable Annuity Application, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 10 filed on March 26, 2008 (File Nos. 333-119659 and 811-08401).

f.  
Form of the Perspective L Series Fixed and Variable Annuity Application, incorporated herein by reference to the Registrant's Post-effective Amendment No. 11, filed on October 6, 2008 (File Nos. 333-119659 and 811-08401).

g.  
Form of the Perspective L Series Fixed and Variable Annuity Application, incorporated herein by reference to the Registrant's Post-Effective Amendment No.13, filed on April 2, 2009 (File Nos. 333-119659 and 811-08401).

h.  
Form of the Perspective L Series Fixed and Variable Annuity Application, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 14, filed September 24, 2009, (File Nos. 333-119659 and 811-08401.

i.  
Form of the Fixed and Variable Annuity Application, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 15, filed April 30, 2010 (File Nos. 333-119659 and 811-08401).

j.  
Form of the Perspective L Series Fixed and Variable Annuity Application, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 17 filed on October 7, 2010 (File Nos. 333-119659 and 811-08401).

k.  
Form of the Fixed and Variable Annuity Application, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 17 filed on October 7, 2010 (File Nos. 333-119659 and 811-08401).

l.  
Form of the Perspective L Series Variable and Fixed Annuity Application (NV610 05/11), incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 18 filed on April 27, 2011 (File Nos. 333-119659 and 811-08401).

m.  
Form of the Variable and Fixed Annuity Application (NV3573 05/11),  incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 18 filed on April 27, 2011 (File Nos. 333-119659 and 811-08401).


 
 

 

n.  
Form of the Perspective L Series Variable and Fixed Annuity Application (NV610 08/11), incorporated herein by reference to Registrant’s Registration Statement, filed on July 22, 2011 (File Nos. 333-175721 and 811-08401).

o.  
Form of the Variable and Fixed Annuity Application (NV3573 08/11), incorporated herein by reference to Registrant’s Registration Statement, filed on July 22, 2011 (File Nos. 333-175721 and 811-08401).

6.

a.  
Declaration and Charter of Depositor, incorporated herein by reference to the Registrant’s Registration Statement filed on October 3, 1997 (File Nos. 333-37175 and 811-08401).

b.  
By-laws of Depositor, incorporated herein by reference to the Registrant’s Registration Statement filed on October 3, 1997 (File Nos. 333-37175 and 811-08401).

7.

a.  
Variable Annuity GMIB Reinsurance Agreement, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 20 filed on October 20, 2005 (File Nos. 333-70384 and 811-08401).

b.  
Amendment No. 9 to the Variable Annuity GMIB Reinsurance Agreement Effective March 1, 2005 between Jackson National Life Insurance Company of New York ("Ceding Company") and Ace Tempest Life Reinsurance LTD. ("Reinsurer"), with effective date June 15, 2008, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 11 filed on October 6, 2008 (Files Nos. 333-119659 and 08401).

c.  
Amendment No. 10 to the Variable Annuity GMIB Reinsurance Agreement Effective March 1, 2005 between Jackson National Life Insurance Company of New York ("Ceding Company") and Ace Tempest Life Reinsurance LTD. ("Reinsurer"), with effective date October 6, 2008, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 11 filed on October 6, 2008 (Files Nos. 333-119659 and 08401).

d.  
Amendment No. 11 to the Variable Annuity GMIB Reinsurance Agreement Effective March 1, 2005 between Jackson National Life Insurance Company of New  York ("Ceding Company") and Ace Tempest Life Reinsurance LTD. ("Reinsurer"), with effective date April 6, 2009, incorporated herein by reference to the Registrant's Post-Effective Amendment No. 13, filed on April 2, 2009 (File Nos. 333-119659 and 811-08401).

e.  
Amendment No. 12 to the Variable Annuity GMIB Reinsurance Agreement Effective March 1, 2005 between Jackson National Life Insurance Company of New York ("Ceding Company") and Ace Tempest Life Reinsurance LTD. ("Reinsurer"), with effective date September 28, 2009, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 15, filed April 30, 2010 (File Nos. 333-119659 and 811-08401).

f.  
Amendment No. 13 to the Variable Annuity GMIB Reinsurance Agreement Effective March 1, 2005 between Jackson National Life Insurance Company of New York ("Ceding Company") and Ace Tempest Life Reinsurance LTD ("Reinsurer"), with effective date May 3, 2010 and October 11, 2010 where specifically noted, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 50, filed on January 20, 2011 (File Nos. 333-70384 and 811-08401).

g.  
Amendment No. 14 to the Variable Annuity GMIB Reinsurance Agreement Effective March 1, 2005 between Jackson National Life Insurance Company of New York ("Ceding Company") and Ace Tempest Life Reinsurance LTD. ("Reinsurer"), with effective date May 2, 2011, incorporated herein by reference to the Registrant’s Post-Effective Amendment No. 18, filed on April 27, 2011 (File Nos. 333-119659 and 811-08401).

h.  
Amendment No. 15 to the Variable Annuity GMIB Reinsurance Agreement Effective March 1, 2005 between Jackson National Life Insurance Company of New York ("Ceding Company") and Ace Tempest Life Reinsurance LTD. ("Reinsurer"), with effective date August 29, 2011, attached hereto.

8.              Not Applicable.

9.              Opinion and Consent of Counsel, attached hereto.

10.
Consent of Independent Registered Public Accounting Firm, attached hereto.

11.            Not Applicable.

12.            Not Applicable.

Item 25. Directors and Officers of the Depositor

Name and Principal Business Address
Positions and Offices with Depositor
   
Donald B. Henderson, Jr.
Director
4A Rivermere Apartments
 
Bronxville, NY 10708
 
   
David L. Porteous
Director
20434 Crestview Drive
 
Reed City, MI 49777
 
   
Donald T. DeCarlo
Director
200 Manor Road
 
Douglaston, New York 11363
 
   
Gary H. Torgow
Director
220 West Congress
 
Detroit, MI 48226-3213
 
   
John C. Colpean
Director
1640 Haslett Road, Suite 160
 
Haslett, MI 48840
 
   
Richard David Ash
Vice President, Actuary & Appointed
1 Corporate Way
Actuary
Lansing, MI 48951
 
   
Savvas (Steve) Panagiotis Binioris
Vice President
1 Corporate Way
 
Lansing, MI  48951
 
   
Jeffry Ross Borton
Vice President
1 Corporate Way
 
Lansing, MI 48951
 
   
John Howard Brown
Vice President & Director
1 Corporate Way
 
Lansing, MI 48951
 
   
Dennis Allen Blue
Vice President
1 Corporate Way
 
Lansing, MI  48951
 
   
Teresa Lynn Caldwell
Senior Vice President
6550 Carothers Pkwy.
 
Suite 170
 
Franklin, TN  27067
 
   
Michael Alan Costello
Vice President & Director
1 Corporate Way
 
Lansing, MI  48951
 
   
Joseph Mark Clark
Senior Vice President, Chief Information Officer & Director
1 Corporate Way
 
Lansing, MI 48951
 
   
James Bradley Croom
Vice President
1 Corporate Way
 
Lansing, MI 48951
 
   
George D. Daggett
Illustration Officer
7601 Technology Way
 
Denver, CO 80237
 
   
Lisa Carol Drake
Senior Vice President & Chief Actuary
1 Corporate Way
 
Lansing, MI 48951
 
   
Phillip Brian Eaves
Vice President
1 Corporate Way
 
Lansing, MI 48951
 
   
Charles Fox Field, Jr.
Vice President
6550 Carothers Pkwy.
 
Suite 170
 
Franklin, TN  27067
 
   
Robert Arthur Fritts
Senior Vice President & Controller
1 Corporate Way
 
Lansing, MI 48951
 
   
James Douglas Garrison
Vice President
1 Corporate Way
 
Lansing, MI 48951
 
   
Julia Anne Goatley
Vice President, Assistant Secretary &
1 Corporate Way
Director
Lansing, MI 48951
 
   
Robert William Hajdu
Vice President
1 Corporate Way
 
Lansing, MI 48951
 
   
Clifford Schuyler Hale, M.D.
Vice President
1 Corporate Way
 
Lansing, MI 48951
 
   
Laura Louise Hanson
Vice President
1 Corporate Way
 
Lansing, MI 48951
 
   
Herald Dean Hosfield
Vice President
1 Corporate Way
 
Lansing, MI 48951
 
   
Clifford James Jack
Executive Vice President,
7601 Technology Way
Head of Retail, Chairman & Director
Denver, CO 80237
 
   
Scott Francis Klus
Vice President
1 Corporate Way
 
Lansing, MI 48951
 
   
Everett William Kunzelman
Vice President
1 Corporate Way
 
Lansing, MI 48951
 
   
Herbert George May III
Chief Administrative Officer &
275 Grove St Building
Director
4th floor
 
Auburndale, MA 02466
 
   
Thomas John Meyer
Senior Vice President, General
1 Corporate Way
Counsel, Secretary & Director
Lansing, MI 48951
 
   
Keith Richard Moore
Vice President
1 Corporate Way
 
Lansing, MI 48951
 
   
Paul Chad Myers
Executive Vice President and Chief Financial Officer
1 Corporate Way
 
Lansing, MI 48951
 
   
Russell Erwin Peck
Vice President
1 Corporate Way
 
Lansing, MI 48951
 
   
Laura Louene Prieskorn
Senior Vice President & Director
1 Corporate Way
 
Lansing, MI 48951
 
   
Gregory Brandon Salsbury
Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
William Robert Schulz
Vice President
1 Corporate Way
 
Lansing, MI 48951
 
   
Muhammad Sajid Shami
Vice President
1 Corporate Way
 
Lansing, MI 48951
 
   
Kathleen Marie Smith
Vice President
1 Corporate Way
 
Lansing, MI 48951
 
   
James Ronald Sopha
Chief Operating Officer
1 Corporate Way
 
Lansing, MI 48951
 
   
Kenneth Harold Stewart
Senior Vice President
1 Corporate Way
 
Lansing, MI 48951
 
   
Heather Rachelle Strang
Vice President
1 Corporate Way
 
Lansing, MI 48951
 
   
Marcia Lynn Wadsten
Vice President
1 Corporate Way
 
Lansing, MI  48951
 
   
Michael Andrew Wells
President & Chief Executive Officer
1 Corporate Way
 
Lansing, MI 48951
 


Item 26. Persons Controlled by or Under Common Control with the Depositor or Registrant.

 
Company
 
 
State of Organization
 
 
Control/Ownership
 
Alcona Funding LLC
 
Delaware
 
100% Jackson National Life Insurance Company
 
 
Ascent Insurance Brokers Limited
 
United Kingdom
 
50% Prudential Property Investment Managers Limited
 
 
BOCI – Prudential Asset Management Limited
 
Hong Kong
 
36% Prudential Corporation Holdings Limited
 
 
BOCI – Prudential Trustee Limited
 
Hong Kong
 
 
36% Prudential Corporation Holdings Limited
 
 
Berrien Funding LLC
 
Delaware
 
100% Jackson National Life Insurance Company
 
 
Brooke LLC
 
Delaware
 
77% Prudential (US Holdco2) Limited
 
23% Brooke (Jersey) Limited
 
 
Brooke (Holdco 1) Inc.
 
 
Delaware
 
100% Prudential (US Holdco 3) BV
 
 
Brooke Holdings LLC
 
 
Delaware
 
100% Nicole Finance Inc.
 
Brooke Holdings (UK) Limited
 
 
United Kingdom
 
100% Brooke UK LLC
 
Brooke Investment, Inc.
 
 
Delaware
 
100% Brooke Holdings LLC
 
Brooke (Jersey) Limited
 
 
Jersey
 
100% Prudential (US Holdco 2) Limited
 
 
Brooke Life Insurance Company
 
 
Michigan
 
100% Brooke Holdings LLC
 
Brooke UK LLC
 
Delaware
 
100% Brooke
(Holdco 1) Inc.
 
 
Buying Force Limited
 
United Kingdom
 
50% Prudential Property Investment Managers Limited
 
 
CIMPL Pty Limited
 
Australia
 
100% PPM Capital (Holdings) Limited
 
 
CITIC  Prudential Life Insurance Company Limited
 
China
 
50% Prudential Corporation Holdings Limited
 
 
CITIC – Prudential Fund Management Company Limited
 
China
 
49% Prudential Corporation Holdings Limited
 
 
CSU One Limited
 
United Kingdom
 
100% Prudential Group Holdings Limited
 
 
Calhoun Funding LLC
 
 
Delaware
 
100% Jackson National Life Insurance Company
 
 
Calvin Asset Management Limited
 
 
England
 
100% Calvin Capital Limited
 
 
Calvin Capital Limited (formerly Marlin Acquisitions Limited)
 
 
England
 
100% Marlin Acquisitions Holdings Limited
 
Canada Property (Trustee) No 1 Limited
 
 
Jersey
 
100% Canada Property Holdings Limited
 
 
Canada Property Holdings Limited
 
England
 
100% M&G Limited
 
 
Curian Capital, LLC
 
 
Michigan
 
100% Jackson National Life Insurance Company
 
 
Curian Clearing LLC
 
 
Michigan
 
100% Jackson National Life Insurance Company
 
 
Curian Series Trust
 
Massachusetts
 
100% Curian Capital, LLC
 
 
Earth and Wind Energias Removables, S.L.
 
 
Spain
 
100% Infracapital E&W B.V.
 
 
FA II Limited
 
England
 
100% FA III Limited
 
 
FA III Limited
 
England
 
100% Infracapital Nominees Limited
 
 
Falcon Acquisitions Limited
 
 
United Kingdom
 
100% FA II Limited
 
 
Falcon Acquisitions Holdings  Limited
 
 
United Kingdom
 
100% Infracapital Nominees Limited
 
Falcon Acquisitions Subholdings Limited
 
 
United Kingdom
 
90% Falcon Acquisitions Holdings Limited
 
First Dakota, Inc.
 
North Dakota
 
100% IFC Holdings, Inc.
 
 
First Dakota of Montana, Inc.
 
 
Montana
 
100% IFC Holdings, Inc.
 
First Dakota of New Mexico, Inc.
 
 
New Mexico
 
100% IFC Holdings, Inc.
 
First Dakota of Texas, Inc.
 
 
Texas
 
100% IFC Holdings, Inc.
 
First Dakota of Wyoming, Inc.
 
 
Wyoming
 
100% IFC Holdings, Inc.
 
Furnival Insurance Company Limited
 
 
Guernsey
 
100% Prudential Corporation Holdings Limited
 
 
GS Five plc
 
England
 
100% Prudential Group Holdings Limited
 
 
GS Twenty Two Limited
 
 
United Kingdom
 
100% Prudential Group Holdings Limited
 
 
Geoffrey Snushall Limited
 
 
United Kingdom
 
100% Snushalls Team Limited
 
Giang Vo Development JV Company
 
 
Vietnam
 
65% Prudential Vietnam Assurance Private Limited
 
 
Hermitage Management, LLC
 
 
Michigan
 
100% Jackson National Life Company Insurance
 
 
Holborn Bars Nominees Limited
 
 
United Kingdom
 
100% M&G Investment Management Limited
 
 
Holborn Delaware LLC
 
 
Delaware
 
100% Prudential Four Limited
 
 
Holborn Finance Holding Company
 
 
United Kingdom
 
100% Prudential Securities Limited
 
Hyde Holdco 1 Limited
 
 
United Kingdom
 
100% Prudential Corporation Holdings Limited
 
 
Hyde Holdco 3 Limited
 
 
United Kingdom
 
100% Prudential Capital Holding Company Limited
 
 
ICICI Prudential Asset Management Company Limited
 
 
India
 
49% Prudential Corporation Holdings Limited
 
ICICI Prudential Life Insurance Company Limited
 
 
India
 
25.96% Prudential Corporation Holdings Limited
 
ICICI Prudential Pension Funds Management Company Ltd.
 
India
 
100% ICICI Prudential Life Insurance Company Limited
 
 
ICICI Prudential Trust Limited
 
 
India
 
49% Prudential Corporation Holdings Limited
 
 
IFC Holdings, Inc.
d/b/a INVEST Financial Corporation
 
 
Delaware
 
100% National Planning Holdings Inc.
 
INVEST Financial Corporation Insurance Agency Inc. of Alabama
 
 
Alabama
 
100% INVEST Financial Corporation Insurance Agency, Inc. of Delaware
 
 
INVEST Financial Corporation Insurance Agency Inc. of Connecticut
 
 
Connecticut
 
100% INVEST Financial Corporation Insurance Agency, Inc. of Delaware
 
INVEST Financial Corporation Insurance Agency Inc. of Delaware
 
 
Delaware
 
100% IFC Holdings, Inc. d/b/a INVEST Financial Corporation
 
INVEST  Financial Corporation Insurance Agency Inc. of Georgia
 
 
Georgia
 
 
100% INVEST Financial Corporation Insurance Agency Inc. of Delaware
 
 
INVEST Financial Corporation Insurance Agency Inc. of Illinois
 
 
Illinois
 
100% INVEST Financial Corporation Insurance Agency Inc. of Delaware
 
 
INVEST Financial Corporation Insurance Agency Inc. of Maryland
 
 
Maryland
 
100% INVEST Financial Corporation Insurance Agency Inc. of Delaware
 
INVEST Financial Corporation Insurance Agency Inc. of Massachusetts
 
 
Massachusetts
 
100% INVEST Financial Corporation Insurance Agency Inc. of Delaware
 
INVEST Financial Corporation Insurance Agency Inc. of Montana
 
 
Montana
 
100% INVEST Financial Corporation Insurance Agency Inc. of Delaware
 
 
INVEST Financial Corporation Insurance Agency Inc. of Nevada
 
 
Nevada
 
100% INVEST Financial Corporation Insurance Agency Inc. of Delaware
 
 
INVEST Financial Corporation Insurance Agency Inc. of New Mexico
 
 
New Mexico
 
100% INVEST Financial Corporation Insurance Agency Inc. of Delaware
 
INVEST Financial Corporation Insurance Agency Inc. of Ohio
 
 
Ohio
 
100% INVEST Financial Corporation Insurance Agency Inc. of Delaware
 
 
INVEST Financial Corporation Insurance Agency Inc. of Oklahoma
 
Oklahoma
 
100% INVEST Financial Corporation Insurance Agency Inc. of Delaware
 
 
INVEST Financial Corporation Insurance Agency Inc. of South Carolina
 
 
South Carolina
 
100% INVEST Financial Corporation Insurance Agency Inc. of Delaware
 
INVEST Financial Corporation Insurance Agency Inc. of Texas
 
 
Texas
 
100% INVEST Financial Corporation Insurance Agency Inc. of Delaware
 
 
INVEST Financial Corporation Insurance Agency Inc. of Wyoming
 
 
Wyoming
 
100% INVEST Financial Corporation Insurance Agency Inc. of Delaware
 
INVEST Financial Corporation Insurance Agency PA of Mississippi
 
 
Mississippi
 
100% INVEST Financial Corporation Insurance Agency Inc. of Delaware
 
Infracapital CI II Limited
 
Scotland
 
100% M&G Limited
 
 
Infracapital EF II Limited
 
Scotland
 
100% M&G Limited
 
 
Infracapital E&W B.V.
 
 
Netherlands
 
100% Infracapital F1 S.a.r.l.
 
Infracapital Employee Feeder GP Limited
 
 
Scotland
 
100% M&G Limited
 
 
Infracapital GP II Limited
 
 
England
 
100% M&G Limited
 
Infracapital F1 S.a.r.l.
 
Luxembourg
 
100% Infracapital F1 Holdings S.a.r.l
 
 
Infracapital F1 Holdings S.a.r.l.
 
Luxembourg
 
 
100% Infracapital Nominees Limited
 
Infracapital GP Limited
 
 
United Kingdom
 
100% M&G Limited
 
Infracapital Nominees Limited
 
 
United Kingdom
 
100% M&G Limited
 
Infracapital SLP Limited
 
United Kingdom
 
100% M&G Limited
 
 
Innisfree M&G PPP LLP
 
 
United Kingdom
 
35% M&G IMPPP1 Limited
 
International Opportunities Shari’a Funds (OEIC) Limited
 
 
United Arab Emirates
 
100% Prudential Asset Management Limited
 
Investment Centers of America, Inc.
 
 
North Dakota
 
100% IFC Holdings, Inc.
 
 
JNL Investors Series Trust
 
 
Massachusetts
 
100% Jackson National Life Insurance Company
 
 
Jackson Investment Management LLC
 
 
Michigan
 
100% Brooke Holdings LLC
 
 
Jackson National Asset Management, LLC
 
 
Michigan
 
100% Jackson National Life Insurance Company
 
 
Jackson National Life (Bermuda) Ltd.
 
 
Bermuda
 
100% Jackson National Life Insurance Company
 
 
Jackson National Life Distributors LLC
 
 
Delaware
 
100% Jackson National Life Insurance Company
 
 
Jackson National Life Insurance Company of New York
 
 
New York
 
100% Jackson National Life Insurance Company
 
 
JNLI LLC
 
Delaware
 
100% Jackson National Life Insurance Company
 
 
JNL Series Trust
 
Massachusetts
 
Common Law Trust with contractual association with Jackson National Life Insurance Company of New York
 
 
JNL Southeast Agency, LLC
 
 
Michigan
 
100% Jackson National Life Insurance Company
 
 
JNL Variable Fund LLC
 
 
Delaware
 
100% Jackson National Separate Account – I
 
 
M&G (Guernsey) Limited
 
 
Guernsey
 
100% M&G Limited
 
 
M&G Financial Services Limited
 
United Kingdom
 
100% M&G Limited
 
 
M&G Founders 1 Limited
 
 
United Kingdom
 
100% M&G Limited
 
M&G General Partner Inc.
 
 
Cayman Islands
 
100% M&G Limited
 
M&G Group Limited
 
 
United Kingdom
 
100% Prudential plc
 
M&G IMPPP 1 Limited
 
 
United Kingdom
 
100% M&G Limited
 
 
M&G International Investments Limited
 
 
United Kingdom
 
100% M&G Limited
 
M&G International Investments Limited
 
 
France (Representative Bureau)
 
100% M&G International Investments Limited
 
M&G International Investments Limited
 
Germany (Branch only)
 
100% M&G International Investments Limited
 
 
M&G International Investments Limited
 
 
Italy (Branch only)
 
100% M&G International Investments Limited
 
M&G International Investments Limited
 
 
Spain (Representative Bureau)
 
100% M&G International Investments Limited
 
M&G International Investments Nominees Limited
 
 
United Kingdom
 
100% M&G International Investments Limited
 
M&G Investment Management Limited
 
 
United Kingdom
 
100% M&G Limited
 
M&G Life Assurance Company Limited
 
 
United Kingdom
 
100% M&G Limited
 
M&G Limited
 
 
 United Kingdom
 
100% M&G Group Limited
 
 
M&G Management Services Limited
 
 
United Kingdom
 
100% M&G Limited
 
M&G Nominees Limited
 
 
United Kingdom
 
100% M&G Limited
 
M&G Pensions and Annuity Company Limited
 
 
United Kingdom
 
100% M&G Limited
 
M&G RED Employee Feeder GP Limited
 
 
Scotland
 
100% M&G Limited
 
M&G RED GP Limited
 
Guernsey
 
100% M&G Limited
 
 
M&G RED SLP GP Limited
 
 
Scotland
 
100% M&G Limited
 
M&G Real Estate Finance 1 Co S.a.r.l
 
Luxemborg
 
100% M&G RED GP Limited
 
 
M&G Securities Limited
 
 
United Kingdom
 
100% M&G Limited
 
M&G Support Services Limited
 
 
United Kingdom
 
100% M&G Limited
 
MM&S (2375) Limited
 
 
Scotland
 
100% The Prudential Assurance Company Limited
 
 
Marlin Acquisitions Holdings Limited
 
 
United Kingdom
 
100% Infracapital GP Limited
 
National Planning Corporation
 
 
Delaware
 
100% National Planning Holdings, Inc.
 
 
National Planning Corporation Insurance Agency Inc. of Nevada
 
 
Nevada
 
100% National Planning Corporation
 
National Planning Holdings, Inc.
 
 
Delaware
 
100% Brooke Holdings LLC
 
 
National Planning Insurance Agency Inc.
 
 
Alabama
 
100% National Planning Corporation
 
National Planning Insurance Agency Inc.
 
 
Florida
 
100% National Planning Corporation
 
 
National Planning Insurance Agency Inc.
 
 
Georgia
 
100% National Planning Corporation
 
 
National Planning Insurance Agency Inc.
 
 
Idaho
 
100% National Planning Corporation
 
 
National Planning Insurance Agency Inc.
 
 
Massachusetts
 
100% National Planning Corporation
 
 
National Planning Insurance Agency Inc.
 
 
Montana
 
100% National Planning Corporation
 
 
National Planning Insurance Agency Inc.
 
 
Oklahoma
 
100% National Planning Corporation
 
 
National Planning Insurance Agency Inc.
 
 
Texas
 
100% National Planning Corporation
 
 
National Planning Insurance Agency Inc.
 
 
Wyoming
 
100% National Planning Corporation
 
 
Nicole Finance Inc.
 
 
Delaware
 
100% Brooke UK LLC
 
North Sathorn Holdings Company Limited
 
 
Thailand
 
100% Prudential Corporation Holdings Limited
 
Nova Sepadu Sdn Bhd
 
 
Malaysia
 
96% Sri Han Suria Sdn Berhad
 
P&A Holdco Limited
 
England
 
100% Prudential Four Limited
 
 
P&A Opco Limited
 
 
England
 
100% P&A Holdco Limited
 
PCA Asset Management Limited
 
 
Japan
 
100% Prudential Corporation Holdings Limited
 
 
PCA Asset Management Co. Ltd.
 
Korea
 
100% Prudential Corporation Holdings Limited
 
 
PCA Life Assurance Company Limited
 
 
Taiwan
 
99.79% Prudential Corporation Holdings Limited
 
PCA Life Insurance Company Limited (Japan)
 
 
Japan
 
100% Prudential Corporation Holdings Limited
 
PCA Life Insurance Company Limited (Korea)
 
 
Korea
 
100% Prudential Corporation Holdings Limited
 
PCA Securities Investment Trust Company Limited
 
 
Taiwan
 
99.54% Prudential Corporation Holdings Limited
 
PGDS (UK One) Limited
 
 
United Kingdom
 
 
100% Prudential IP Services Limited
 
PGDS (UK Two) Limited
 
 
United Kingdom
 
100% PDGS (UK One) Limited
 
PGDS (US One) LLC
 
 
Delaware
 
100% Jackson National Life Insurance Company
 
 
Piedmont CDO Trust
 
 
Delaware
 
100% Piedmont Funding LLC
 
 
Piedmont Funding LLC
 
 
Delaware
 
100% Jackson National Life Insurance Company
 
 
PPEM Pte. Limited
 
 
Singapore
 
100% Prudential Singapore Holdings Pte Limited
 
 
PPM America, Inc.
 
 
Delaware
 
100% PPM Holdings, Inc.
 
 
PPM Capital (Holdings) Limited
 
 
United Kingdom
 
100% M&G Limited
 
PPM Finance, Inc.
 
Delaware
 
100% PPM Holdings, Inc.
 
 
PPM Holdings, Inc.
 
 
Delaware
 
100% Brooke Holdings LLC
 
 
PPM Ventures (Asia) Limited
 
 
Hong Kong
 
100% PPM Capital (Holdings) Limited
 
PPM Ventures Pty Limited
 
 
Australia
 
100% CIMPL Pty Limited
 
PPMC First Nominees Limited
 
United Kingdom
 
100% M&G Limited
 
 
PPS Five Limited
 
 
United Kingdom
 
100% Reeds Rains Prudential Limited
 
 
PPS Nine Limited
 
 
United Kingdom
 
100% Prudential Property Services Limited
 
 
PPS Twelve Limited
 
United Kingdom
 
100% Prudential Property Services Limited
 
 
PT  Paja Indonesia
 
 
Indonesia
 
100% PT Prudential Life Assurance
 
PT Prudential Life Assurance
 
 
Indonesia
 
94.6% Prudential Corporation Holdings  Limited
 
 
PVM Partnerships Limited
 
 
United Kingdom
 
100% The Prudential Assurance Company Limited
 
 
Pacus (UK) Limited
 
 
United Kingdom
 
100% The Prudential Assurance Company Limited
 
 
Park Avenue (Singapore Two) Limited
 
 
Gibraltar
 
100% Prudential Group Holdings Limited
 
 
Park Avenue Investments (Guernsey) Limited
 
 
Guernsey
 
 
50% Prudential (Netherlands) BV
 
Pru Life Assurance Limited
 
 
Singapore
 
100% Prudential Singapore Holdings Pte Limited
 
 
Pru Life Insurance Corporation of UK
 
 
Philippines
 
100% Prudential Corporation Holdings Limited
 
 
Pru Pte Limited
 
 
Singapore
 
100% Prudential Singapore Holdings Pte Limited
 
 
Prudential (AN) Limited
 
 
United Kingdom
 
100% The Prudential Assurance Company Limited
 
 
Prudential (B1) Limited
 
 
Gibraltar
 
100% Prudential (Netherlands) BV
 
Prudential (B2) Limited
 
 
Gibraltar
 
100% Prudential (Netherlands) BV
 
Prudential (Gibraltar Five) Limited
 
 
Gibraltar
 
100% Prudential (Gibraltar Four) Limited
 
 
Prudential (Gibraltar Four) Limited
 
 
Gibraltar
 
100% Prudential (US Holdco 1) Limited
 
 
Prudential (Gibraltar Three)
 
 
Gibraltar
 
100% Prudential (Gibraltar Four) Limited
 
 
Prudential (Gibraltar Two) S.a.r.l.
 
Luxembourg
 
 
100% Prudential Capital Holding Company Limited
 
 
Prudential (Gibraltar) Limited
 
 
Gibraltar
 
100% Prudential Group Holdings Limited
 
 
Prudential (LPH One) Limited
 
 
Gibraltar
 
100% Prudential Group Holdings Limited
 
 
Prudential (LPH Two) Limited
 
 
Gibraltar
 
100% Prudential Group Holdings Limited
 
 
Prudential (Namibia) Unit Trusts Limited
 
 
Namibia
 
93% Prudential Portfolio Managers (Namibia) (Pty) Limited
 
Prudential (Netherlands One) Limited
 
 
United Kingdom
 
100% Prudential Group Holdings Limited
 
 
Prudential (Netherlands) BV
 
 
Netherlands
 
100% Prudential Corporation Holdings Limited
 
 
Prudential (US Holdco 1) BV
 
 
Netherlands
 
100% Prudential (US Holdco 1) Limited
 
 
Prudential (US Holdco 1) Limited
 
United Kingdom
 
76.72% Brooke LLC
 
23.28% Prudential Four Limited
 
 
Prudential (US Holdco 2) BV
 
 
Netherlands
 
100% Prudential (US Holdco 1) BV
 
Prudential (US Holdco 2) Limited
 
 
Gibraltar
 
100% Holborn Delaware LLC
 
Prudential (US Holdco 3) BV
 
 
Netherlands
 
100% Prudential (US Holdco 2) BV
 
Prudential – AA Office Joint Venture Company
 
 
Vietnam
 
70% Prudential Vietnam Assurance Private Limited
 
Prudential / M&G UKCF GP Limited
 
United Kingdom
 
100% M&G Limited
 
 
Prudential Al-Wara’ Asset Management Berhad
 
 
Malaysia
 
100% Prudential Corporation Holdings Limited
 
Prudential Annuities Limited
 
 
United Kingdom
 
100% The Prudential Assurance Company Limited
 
 
Prudential Asset Management (Hong Kong) Limited
 
 
Hong Kong
 
100% Prudential Corporation Holdings Limited
 
Prudential Asset  Management (Singapore) Limited
 
 
Singapore
 
100% Prudential Singapore Holdings Pte Limited
 
Prudential Asset Management Limited
 
 
United Arab Emirates
 
100% Prudential Corporation Holdings Limited
 
Prudential Assurance Company Singapore (Pte) Limited
 
 
Singapore
 
100% Prudential Singapore Holdings Pte Limited
 
Prudential Assurance Malaysia Bhd
 
 
Malaysia
 
100% Sri Han Suria Sdn Berhad
 
Prudential Assurance Singapore (Property Services) Pte Limited
 
 
Singapore
 
100% Prudential Singapore Holdings Pte Limited
 
Prudential Atlantic Reinsurance Company Limited
 
 
Ireland
 
100% Prudential Corporation Holdings Limited
 
Prudential Australia One Limited
 
 
United Kingdom
 
100% Prudential Corporation Holdings Limited
 
 
Prudential BSN Takaful Berhad
 
 
Malaysia
 
49% Prudential Corporation Holdings Limited
 
 
Prudential Capital (Singapore) Pte.  Ltd. Prudential Tower
 
 
Singapore
 
 
100% Prudential Capital Holding Company Ltd.
 
Prudential Capital Holding Company Limited
 
 
United Kingdom
 
100% Prudential plc
 
Prudential Capital PLC
 
 
United Kingdom
 
100% Prudential Capital Holding Company Limited
 
 
Prudential Capital Luxembourg S.a.r.l.
 
 
Luxembourg
 
 
100% Prudential Capital Holding Company Ltd.
 
Prudential Corporate Pensions Trustee Limited
 
 
United Kingdom
 
100% The Prudential Assurance Company Limited
 
Prudential Corporation Asia Limited
 
 
Hong Kong
 
100% Prudential Corporation Holdings Limited
 
 
Prudential Corporation Australasia Holdings Pty Limited
 
 
Australia
 
100% Prudential Group Holdings Limited
 
Prudential plc
 
 
United Kingdom
 
Publicly Traded
 
Prudential Corporation Holdings Limited
 
 
United Kingdom
 
100% Prudential Holdings Limited
 
 
Prudential Corporation Limited
 
 
United Kingdom
 
100% Prudential Group Holdings Limited
 
 
Prudential Distribution Limited
 
 
United Kingdom
 
100% Prudential Financial Services Limited
 
 
Prudential Europe Assurance Holdings plc
 
 
Scotland
 
100% MM&S (2375) Limited
 
Prudential Finance BV
 
 
Netherlands
 
100% Prudential Corporation Holdings Limited
 
 
Prudential Financial Services Limited
 
 
United Kingdom
 
100% Prudential plc
 
Prudential Five Limited
 
 
United Kingdom
 
100% Prudential Group Holdings Limited
 
 
Prudential Four Limited
 
United Kingdom
 
97.62% Prudential Corporation Holdings Limited
 
2.38% Prudential plc
 
 
Prudential Fund Management Berhad
 
 
Malaysia
 
100% Nova Sepadu Sdn Bhd
 
Prudential Fund Management Services Private Limited
 
 
Singapore
 
100% Prudential Singapore Holdings Pte Limited
 
Prudential GP Limited
 
 
Scotland
 
100% M&G Limited
 
Prudential General Insurance Hong Kong Limited
 
 
Hong Kong
 
100% The Prudential Assurance Company Limited
 
Prudential Group Holdings Limited
 
 
United Kingdom
 
100% Prudential plc
 
Prudential Group Pensions Limited
 
 
United Kingdom
 
100% Prudential Financial Services Limited
 
 
Prudential Group Secretarial Services Limited
 
 
United Kingdom
 
100% Prudential Group Holdings Limited
 
Prudential Health Holdings Limited
 
 
United Kingdom
 
25% The Prudential Assurance Company Limited
 
 
Prudential Health Limited
 
 
United Kingdom
 
100% Prudential Health Holdings Limited
 
Prudential Health Insurance Limited
 
England
 
100% Prudential Health Holdings Limited
 
 
Prudential Health Services Limited
 
 
United Kingdom
 
100% Prudential Health Holdings Limited
 
 
Prudential Holborn Life Limited
 
 
United Kingdom
 
100% The Prudential Assurance Company Limited
 
 
Prudential Holdings Limited
 
Scotland
 
100% Prudential plc
 
 
Prudential Hong Kong Limited
 
 
Hong Kong
 
100% The Prudential Assurance Company Limited
 
 
Prudential IP Services Limited
 
 
United Kingdom
 
100% Prudential Group Holdings Limited
 
 
Prudential International Assurance plc
 
 
Ireland
 
100% Prudential Europe Assurance Holdings plc
 
 
Prudential International Management Services Limited
 
 
Ireland
 
100% Prudential Europe Assurance Holdings plc
 
Prudential Investments (UK) Limited
 
 
United Kingdom
 
100% Prudential Capital Holding Company
 
Prudential Jersey (No 2) Limited
 
 
Jersey
 
100% Prudential Corporation Holdings Limited
 
 
Prudential Jersey Limited
 
 
Jersey
 
100% Prudential Corporation Holdings Limited
 
 
Prudential Lalondes Limited
 
 
United Kingdom
 
100% Prudential Property Services Limited
 
 
Prudential Life Assurance (Thailand) Public Company Limited
 
 
Thailand
 
42.59% North Sathorn Holdings Company Limited
 
32.11% Staple Limited
 
24.82% Prudential Corporation Holdings Limited
 
0.48% Others
 
 
Prudential Lifetime Mortgages Limited
 
 
Scotland
 
100% The Prudential Assurance Company Limited
 
Prudential Pensions Administration Limited
 
 
United Kingdom
 
100% Prudential Financial Services Limited
 
Prudential Pensions Limited
 
 
United Kingdom
 
100% The Prudential Assurance Company Limited
 
 
Prudential Personal Equity Plans Limited
 
 
United Kingdom
 
100% M&G Limited
 
Prudential Portfolio Managers (Namibia) (Pty) Limited
 
 
Namibia
 
75% Prudential Portfolio Managers (South Africa) (Pty) Limited
 
Prudential Portfolio Managers (South Africa) (Pty) Limited
 
 
South Africa
 
75% M&G Limited
 
Prudential Portfolio Managers (South Africa) Life Limited
 
 
South Africa
 
99.4% Prudential Portfolio Managers (South Africa) (Pty) Limited
 
Prudential Portfolio Managers Unit Trusts Limited
 
 
South Africa
 
94% Prudential Portfolio Managers (South Africa) (Pty) Limited
 
Prudential Process Management Services India Private Limited
 
 
India
 
99.97% Prudential Corporation Holdings Limited
 
0.03% Prudential UK Services Limited
 
 
Prudential Properties Trusty Pty Limited
 
 
Australia
 
100% The Prudential Assurance Company Limited
 
Prudential Property Investment Management (Singapore) Pte Limited
 
 
Singapore
 
50% Prudential Singapore Holdings Pte Limited
 
50% PruPIM Ltd
 
 
Prudential Property Investment Managers Limited
 
 
United Kingdom
 
100% M&G Limited
 
Prudential Property Services (Bristol) Limited
 
 
United Kingdom
 
100% Prudential Property Services Limited
 
Prudential Property Services Limited
 
 
United Kingdom
 
100% Prudential plc
 
Prudential Protect Limited
 
 
United Kingdom
 
100% Prudential Health Holdings Limited
 
 
Prudential Pte Ltd
 
 
Singapore
 
100% Prudential Singapore Holdings Pte Limited
 
 
Prudential Quest Limited
 
 
United Kingdom
 
100% Prudential Group Holdings Limited
 
 
Prudential Retirement Income Limited
 
United Kingdom
 
100% The Prudential Assurance Company Limited
 
 
Prudential Securities Limited
 
 
United Kingdom
 
50% Prudential (B1) Limited
 
50% Prudential (B2) Limited
 
 
Prudential Services Asia Sdn Bhd
 
 
Malaysia
 
100% Prudential Corporation Holdings Limited
 
 
Prudential Services Limited
 
 
United Kingdom
 
100% Prudential Corporation Holdings Limited
 
 
Prudential Services Singapore Pte Limited
 
 
Singapore
 
100% Prudential Singapore Holdings Pte Limited
 
Prudential Singapore Holdings Pte Limited
 
Singapore
 
100% Prudential Corporation Holdings Limited
 
 
Prudential Staff Pensions Limited
 
 
United Kingdom
 
100% Prudential Group Holdings Limited
 
 
Prudential Trustee Company Limited
 
 
United Kingdom
 
100% M&G Limited
 
Prudential UK Services Limited
 
 
United Kingdom
 
100% Prudential Financial Services Limited
 
 
Prudential Unit Trusts Limited
 
 
United Kingdom
 
100% M&G Limited
 
Prudential Vietnam Assurance Private Limited
 
 
Vietnam
 
100% Prudential Corporation Holdings Limited
 
Prudential Vietnam Finance Company Limited
 
Vietnam
 
100% Prudential Holborn Life Limited
 
 
Prudential Vietnam Fund Management Private Limited Company
 
 
Vietnam
 
100% Prudential Vietnam Assurance Private Limited
 
Prulink Pte Limited
 
 
Singapore
 
100% Prudential Singapore Holdings Pte Limited
 
 
Prutec Limited
 
 
United Kingdom
 
100% The Prudential Assurance Company Limited
 
 
Quinner AG
 
 
Germany
 
100% Prudential Corporation Holdings Limited
 
 
Reeds Rain Prudential Limited
 
 
United Kingdom
 
100% Prudential Property Services Limited
 
 
Securities Lending Cash Collateral Fund LLC
 
 
Delaware
 
100% Jackson Funds
 
 
Securities Lending Liquidating Fund LLC
 
 
Delaware
 
100% Jackson Funds
 
 
SII Insurance Agency, Inc.
 
 
Massachusetts
 
100% SII Investments, Inc.
 
SII Insurance Agency, Inc.
 
 
Wisconsin
 
100% SII Investments, Inc.
 
SII Investments, Inc.
 
 
Wisconsin
 
100% National Planning Holdings, Inc.
 
 
SII Ohio Insurance Agency, Inc.
 
 
Ohio
 
100% SII Investments, Inc.
 
Scottish Amicable Finance plc
 
 
Scotland
 
100% The Prudential Assurance Company Limited
 
 
Scottish Amicable ISA Managers Limited
 
 
Scotland
 
100% The Prudential Assurance Company Limited
 
Scottish Amicable Life Assurance Society
 
 
Scotland
 
100% The Prudential Assurance Company Limited
 
Scottish Amicable Life Limited
 
 
Scotland
 
100% The Prudential Assurance Company Limited
 
 
Scottish Amicable PEP and ISA Nominees Limited
 
 
Scotland
 
100% Scottish Amicable Life Assurance Society
 
Snushalls Team Limited
 
 
United Kingdom
 
100% Prudential Property Services Limited
 
 
Squire Reassurance Company LLC
 
 
Michigan
 
100% Jackson National Life Insurance Company
 
 
Squire Capital I LLC
 
 
Michigan
 
100% Jackson National Life Insurance Company
 
 
Squire Capital II LLC
 
 
Michigan
 
100% Jackson National Life Insurance Company
 
 
Sri Han Suria Sdn Berhad
 
 
Malaysia
 
51% Prudential Corporation Holdings Limited
 
 
Stableview Limited
 
 
United Kingdom
 
100% M&G Limited
 
Staple Limited
 
 
Thailand
 
100% Prudential Corporation Holdings Limited
 
 
Staple Nominees Limited
 
 
United Kingdom
 
100% Prudential Personal Equity Plans Limited
 
 
The First British Fixed Trust Company Limited
 
 
United Kingdom
 
100% M&G Limited
 
The Forum, Solent, Management Company Limited
 
 
United Kingdom
 
100% The Prudential Assurance Company Limited
 
The Prudential Assurance Company Limited
 
 
United Kingdom
 
100% Prudential plc
 
True Prospect Limited
 
 
British Virgin Islands
 
100% Prudential Corporation Holdings Limited
 
 
Wharfedale Acquisitions Limited
 
 
United Kingdom
 
100% Wharfedale Acquisitions Subholdings Limited
 
 
Wharfedale Acquisitions Holdings Limited
 
 
United Kingdom
 
100% Infracapital Nominees Limited
 
Wharfedale Acquisitions Subholdings Limited
 
 
United Kingdom
 
100% Wharfedale Acquisitions Holdings Limited
 
Yeslink Interco Limited
 
 
United Kingdom
 
100% Prudential Group Holdings Limited
 
 
Zelda Acquisitions Holdings Limited
 
 
United Kingdom
 
100% Infracapital Nominees Limited
 
Zelda Acquisitions Limited
 
 
United Kingdom
 
100% Zelda Acquisitions Holdings Limited
 



 
 

 

Item 27. Number of Contract Owners as of June 30, 2011

Qualified – 6,464

Non-qualified – 3,409

Item 28. Indemnification

Provision is made in the Company's By-Laws for indemnification by the Company of any person made or threatened to be made a party to an action or proceeding, whether civil or criminal by reason of the fact that he or she is or was a director, officer or employee of the Company or then serves or has served any other corporation in any capacity at the request of the Company, against expenses, judgments, fines and amounts paid in settlement to the full extent that officers and directors are permitted to be  indemnified  by the laws of the State of New York.

Insofar as indemnification for liabilities arising under the Securities Act of 1933 ("Act") may be permitted to directors, officers and controlling persons of the Company pursuant to the foregoing provisions, or otherwise, the Company has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against liabilities  (other than the payment by the Company of expenses incurred or paid by a director, officer or controlling person of the Company in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Company will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.

Item 29. Principal Underwriter

(a)     Jackson National Life Distributors LLC acts as general distributor for the JNLNY Separate Account I. Jackson  National Life  Distributors LLC also acts as general  distributor  for the Jackson  National  Separate Account - I, the Jackson  National  Separate  Account III, the Jackson National Separate Account IV, the Jackson National Separate Account V, the JNLNY Separate Account II, and the JNLNY Separate Account IV.

(b)    Directors and Officers of Jackson National Life Distributors LLC:

Name and Business Address
Positions and Offices with Underwriter
   
Greg Cicotte
Manager, President & Chief Executive Officer
7601 Technology Way
 
Denver, CO  80237
 
   
Clifford J. Jack
Manager
7601 Technology Way
 
Denver, CO 80237
 
   
Thomas J. Meyer
Manager and Secretary
1 Corporate Way
 
Lansing, MI 48951
 
   
Paul Chad Myers
Manager
1 Corporate Way
 
Lansing, MI  48951
 
   
Stephen M. Ash
Vice President
7601 Technology Way
 
Denver, CO 80237
 
   

 
 

 


Pamela Aurbach
Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Jeffrey Bain
Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Brad Baker
Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Lawrence Barredo
Assistant Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Mercedes Biretto
Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
James Bossert
Senior Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
J. Edward Branstetter, Jr.
Assistant Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Kristina Brendlinger
Assistant Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Tori Bullen
Senior Vice President
210 Interstate North Parkway
 
Suite 401
 
Atlanta, GA 30339-2120
 
   
Bill J. Burrow
Senior Vice President
7601 Technology Way
 
Denver, CO  80237
 
   
Michelle L. Carroll
Assistant Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Maura Collins
Executive Vice President, Chief Financial Officer and FinOP
7601 Technology Way
 
Denver, CO 80237
 
   
Christopher Cord
Assistant Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
George Daggett
Assistant Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Paul Fitzgerald
Senior Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Julia A. Goatley
Assistant Secretary
1 Corporate Way
 
Lansing, MI 48951
 
   
Luis Gomez
Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Kevin Grant
Senior Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Bonnie Howe
Vice President and General Counsel
7601 Technology Way
 
Denver, CO 80237
 
   
Thomas Hurley
Senior Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Mark Jones
Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
John Koehler
Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Doug Mantelli
Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
James McCorkle
Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Tamu McCreary
Assistant Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Brook Meyer
Vice President
1 Corporate Way
 
Lansing, MI 48951
 
   
Jack Mishler
Senior Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Diane Montana
Assistant Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Steven O’Connor
Assistant Vice President
7601 Technology Way
 
Denver, CO  80237
 
   
Eric Palumbo
Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Allison Pearson
Assistant Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Jeremy Rafferty
Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Alison Reed
Senior Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Traci Reiter
Assistant Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Scott Romine
Executive Vice President
7601 Technology Way
 
Denver, CO  80237
 
   
Gregory B. Salsbury
Executive Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Marilynn Scherer
Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Kathleen Schofield
Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Barbara Logsdon Smith
Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Daniel Starishevsky
Senior Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Brian Sward
Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Jeremy Swartz
Vice President
7601 Technology Way
 
Denver, CO 80237
 
   

 
 

 


Robin Tallman
Vice President and Controller
7601 Technology Way
 
Denver, CO 80237
 
   
Daniel W. Thomas
Vice President
7601 Technology Way
 
Denver, CO  80237
 
   
Doug Townsend
Executive Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Brad Whiting
Vice President
7601 Technology Way
 
Denver, CO  80237
 
   
Matt Witulski
Assistant Vice President
7601 Technology Way
 
Denver, CO  80237
 
   
Daniel Wright
Vice President and Chief Compliance Officer
7601 Technology Way
 
Denver, CO 80237
 
   
Phil Wright
Vice President
7601 Technology Way
 
Denver, CO 80237
 
   
Matthew Yellott
Assistant Vice President
7601 Technology Way
 
Denver, CO 80237
 

    (c)

Name of Principal Underwriter
Net Underwriting           Discounts and Commissions
Compensation on Redemption or               Annuitization
Brokerage Commissions
Compensation
Jackson National Life           Distributors LLC
Not Applicable
Not Applicable
Not Applicable
Not Applicable


Item. 30. Location of Accounts and Records

Jackson National Life Insurance Company
1 Corporate Way
Lansing, Michigan 48951

Jackson National Life Insurance Company
Institutional Marketing Group Service Center
1 Corporate Way
Lansing, Michigan 48951

Jackson National Life Insurance Company
7601 Technology Way
Denver, Colorado 80237

Jackson National Life Insurance Company
225 West Wacker Drive, Suite 1200
Chicago, IL  60606

Item. 31. Management Services

Not Applicable.

Item. 32. Undertakings and Representations

a.  
Jackson National Life Insurance Company of New York hereby undertakes to file a post-effective amendment to this registration statement as frequently as is necessary to ensure that the audited financial statements in the registration statement are never more than sixteen (16) months old for so long as payment under the variable annuity contracts may be accepted.

b.  
Jackson National Life Insurance Company of New York hereby undertakes to include either (1) as part of any application to purchase a contract offered by the Prospectus, a space that an applicant can check to request a Statement of Additional Information, or (2) a postcard or similar written communication affixed to or included in the Prospectus that the applicant can remove to send for a Statement of Additional Information.

c.  
Jackson National Life Insurance Company of New York hereby undertakes to deliver any Statement of Additional Information and any financial statement required to be made available under this Form promptly upon written or oral request.

d.  
Jackson National Life Insurance Company of New York represents that the fees and charges deducted under the contract, in the aggregate, are reasonable in relation to the services rendered, the expenses to be incurred, and the risks assumed by Jackson National Life Insurance Company of New York.

e.  
The Registrant hereby represents that any contract offered by the prospectus and which is issued pursuant to Section 403(b) of the Internal Revenue Code of 1986 as amended, is issued by the Registrant in reliance upon, and in compliance with, the Securities and Exchange Commission's industry-wide no-action letter to the American Council of Life Insurance (publicly available November 28, 1988) which permits withdrawal restrictions to the extent necessary to comply with IRS Section 403(b)(11).

 
 

 




SIGNATURES

As required by the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets the requirements of Securities Act Rule 485(b) for effectiveness of this post-effective amendment and has caused this post-effective amendment to be signed on its behalf, in the City of Lansing, and State of Michigan, on this 26th day of August, 2011.

JNLNY Separate Account I
(Registrant)

Jackson National Life Insurance Company of New York
 
 
By:  /s/ Thomas J. Meyer                                                                           
Thomas J. Meyer
Senior Vice President, General Counsel
and Secretary

Jackson National Life Insurance Company of New York
(Depositor)
 
 
By:  /s/ Thomas J. Meyer                                                                           
Thomas J. Meyer
Senior Vice President, General Counsel
and Secretary

As required by the Securities Act of 1933, this post-effective amendment to the Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

*
   
  /s/ Thomas J. Meyer 
August 26, 2011
 
Michael A. Wells, President and
   
Chief Executive Officer
   
     
*
   
  /s/ Thomas J. Meyer 
August 26, 2011
 
James R. Sopha, Chief Operating Officer
   
     
*
   
  /s/ Thomas J. Meyer 
August 26, 2011
 
Clifford J. Jack, Executive Vice President,
   
Head of Retail & Chairman
   
     
*
   
  /s/ Thomas J. Meyer 
August 26, 2011
 
P. Chad Myers, Executive Vice President,
and Chief Financial Officer
   
     
*
   
  /s/ Thomas J. Meyer 
August 26, 2011
 
Herbert G. May III, Chief Administrative Officer
and Director
   

 
 

 


*
   
  /s/ Thomas J. Meyer 
August 26, 2011
 
Joseph M. Clark, Senior Vice President,
Chief Information Officer and Director
   
     
 
   
  /s/ Thomas J. Meyer 
August 26, 2011
 
Thomas J. Meyer, Senior Vice President,
General Counsel, Secretary and Director
   
     
*
   
  /s/ Thomas J. Meyer 
August 26, 2011
 
Laura L. Prieskorn, Senior Vice President and
Director
   
     
*
   
  /s/ Thomas J. Meyer 
August 26, 2011
 
John H. Brown, Vice President and Director
   
     
*
   
  /s/ Thomas J. Meyer 
August  26, 2011
 
Michael A. Costello, Vice President and Director
   
     
*
   
  /s/ Thomas J. Meyer 
August 26, 2011
 
Julia A. Goatley, Vice President,
   
Assistant Secretary and Director
   
     
*
   
  /s/ Thomas J. Meyer 
August 26, 2011
 
Donald B. Henderson, Jr., Director
 
   
*
   
  /s/ Thomas J. Meyer 
August 26, 2011
 
David L. Porteous, Director
   
     
*
   
  /s/ Thomas J. Meyer 
August 26, 2011
 
Donald T. DeCarlo, Director
 
   
*
   
  /s/ Thomas J. Meyer 
August 26, 2011
 
Gary H. Torgow, Director
   
     
*
   
  /s/ Thomas J. Meyer 
August 26, 2011
 
John C. Colpean, Director
   


* Thomas J. Meyer, Senior Vice President,
General Counsel, Secretary and Attorney-in-Fact
pursuant to Power of Attorney effective
April 7, 2011

 
 

 



POWER OF ATTORNEY

KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned as directors and/or officers of JACKSON NATIONAL LIFE INSURANCE COMPANY OF NEW YORK (the Depositor), a New York corporation, hereby appoint Michael A. Wells, P. Chad Myers, Thomas J. Meyer, Patrick W. Garcy, Susan S. Rhee and Anthony L. Dowling (each with power to act without the others) his/her attorney-in-fact and agent, with full power of substitution and resubstitution, for and in his/her name, place and stead, in any and all capacities, to sign applications and registration statements, and any and all amendments, with power to affix the corporate seal and to attest it, and to file the applications, registration statements, and amendments, with all exhibits and requirements, in accordance with the Securities Act of 1933, the Securities and Exchange Act of 1934, and/or the Investment Company Act of 1940.  This Power of Attorney concerns JNLNY Separate Account I (File Nos. 333-37175, 333-48822, 333-70384, 333-81266, 333-118370, 333-119659, 333-137485, 333-163323 and 333-172873), JNLNY Separate Account II (File No. 333-86933), and JNLNY Separate Account IV (File Nos. 333-109762 and 333-118132), as well as any future separate account(s) and/or future file number(s) within any separate account(s) that the Depositor establishes through which securities, particularly variable annuity contracts and variable universal life insurance policies, are to be offered for sale.  The undersigned grant to each attorney-in-fact and agent full authority to take all necessary actions to effectuate the above as fully, to all intents and purposes, as he/she could do in person, thereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, may lawfully do or cause to be done by virtue hereof.  This instrument may be executed in one or more counterparts.

IN WITNESS WHEREOF, the undersigned have executed this Power of Attorney effective as of the 7th day of April, 2011.

MICHAEL A. WELLS
 
______________________________________________
 
Michael A. Wells
 
President and Chief Executive Officer
 
   
JAMES R. SOPHA
 
______________________________________________
 
James R. Sopha
 
Chief Operating Officer
 
   
CLIFFORD J. JACK
 
______________________________________________
 
Clifford J. Jack
 
Executive Vice President, Chief Distribution Officer
 
and Director
 
   
P. CHAD MYERS
 
______________________________________________
 
P. Chad Myers
 
Executive Vice President and Chief Financial Officer
 
   
HERBERT G. MAY III
 
______________________________________________
 
Herbert G. May III
 
Chief Administrative Officer and Director
 
   
JOSEPH M. CLARK
 
______________________________________________
 
Joseph M. Clark
 
Senior Vice President, Chief Information Officer and Director
 

 
 

 


   
THOMAS J. MEYER
 
______________________________________________
 
Thomas J. Meyer
 
Senior Vice President, General Counsel, Secretary and Director
 
   
LAURA L. PRIESKORN
 
_____________________________________________
 
Laura L. Prieskorn
 
Senior Vice President and Director
 
   
JOHN H. BROWN
 
______________________________________________
 
John H. Brown
 
Vice President and Director
 
   
MICHAEL A. COSTELLO
 
______________________________________________
 
Michael A. Costello
 
Vice President and Director
 
   
JULIA A. GOATLEY
 
______________________________________________
 
Julia A. Goatley
 
Vice President, Assistant Secretary and Director
 
   
DONALD B. HENDERSON, JR.
 
______________________________________________
 
Donald B. Henderson, Jr.
 
Director
 
   
DAVID L. PORTEOUS
 
______________________________________________
 
David L. Porteous
 
Director
 
   
DONALD T. DECARLO
 
______________________________________________
 
Donald T. DeCarlo
 
Director
 
   
GARY H. TORGOW
 
______________________________________________
 
Gary H. Torgow
 
Director
 
   
JOHN C. COLPEAN
 
______________________________________________
 
John C. Colpean
 
Director
 


 
 

 

EXHIBIT LIST

Exhibit No.  Description

4.

eeee.
Specimen of the Perspective L Series Fixed and Variable Annuity Contract (VA610NY 08/11), attached hereto as EX-4eeee.

7.

h.
Amendment No. 15 to the Variable Annuity GMIB Reinsurance Agreement Effective March 1, 2005 between Jackson National Life Insurance Company of New York ("Ceding Company") and Ace Tempest Life Reinsurance LTD. ("Reinsurer"), with effective date August 29, 2011, attached hereto as EX-7h.

9.
Opinion and Consent of Counsel, attached hereto as EX-9.

10.           Consent of Independent Registered Public Accounting Firm, attached hereto as EX-10.