0001044905-21-000001.txt : 20210119 0001044905-21-000001.hdr.sgml : 20210119 20210119150007 ACCESSION NUMBER: 0001044905-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210119 DATE AS OF CHANGE: 20210119 EFFECTIVENESS DATE: 20210119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATTEN & PATTEN INC/TN CENTRAL INDEX KEY: 0001044905 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06515 FILM NUMBER: 21535204 BUSINESS ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 BUSINESS PHONE: 4237563480 MAIL ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001044905 XXXXXXXX 12-31-2020 12-31-2020 PATTEN & PATTEN INC/TN
520 LOOKOUT STREET CHATTANOOGA TN 37403
13F HOLDINGS REPORT 028-06515 N
Grant Moore Chief Compliance Officer 4237563480 Grant Moore Chattanooga TN 12-31-2020 0 259 1147745 false
INFORMATION TABLE 2 inftable.xml 3M CO COM COM 88579Y101 7662 43835 SH SOLE 43835 0 0 A.O. Smith Corp. COM 831865209 13925 254014 SH SOLE 254014 0 0 Abbott Laboratories COM 002824100 22358 204197 SH SOLE 204197 0 0 AbbVie Inc. COM 00287y109 21463 200311 SH SOLE 200311 0 0 Abiomed Inc. COM 003654100 926 2857 SH SOLE 2857 0 0 Activision, Inc. COM 00507V109 481 5182 SH SOLE 5182 0 0 Adobe Inc. COM 00724F101 18588 37167 SH SOLE 37167 0 0 AFLAC Inc. COM 001055102 238 5356 SH SOLE 5356 0 0 Air Products and Chemical Co. COM 009158106 933 3413 SH SOLE 3413 0 0 Alibaba Group Holding Ltd COM 01609w102 637 2738 SH SOLE 2738 0 0 AllianzGI Convertible & Income COM 018825109 53 10500 SH SOLE 10500 0 0 Alphabet Inc Cl A COM 02079K305 20602 11755 SH SOLE 11755 0 0 Alphabet Inc Cl C COM 02079K107 9115 5203 SH SOLE 5203 0 0 ALPS Trust Alerian MLP ETF COM 00162q452 212 8272 SH SOLE 8272 0 0 Altria Group, Inc. COM 02209S103 561 13688 SH SOLE 13688 0 0 Amazon.com, Inc. COM 023135106 3758 1154 SH SOLE 1154 0 0 American Express COM 025816109 1002 8288 SH SOLE 8288 0 0 American International Group I COM 026874784 362 9555 SH SOLE 9555 0 0 American Lithium Corp. COM 027259209 10 10715 SH SOLE 10715 0 0 American Tower Corporation COM 03027x100 909 4050 SH SOLE 4050 0 0 American Water Works, Inc. COM 030420103 4838 31525 SH SOLE 31525 0 0 Amgen COM 031162100 814 3538 SH SOLE 3538 0 0 Annaly Mortgage Management COM 035710409 97 11425 SH SOLE 11425 0 0 Apple Inc Com COM 037833100 140518 1058993 SH SOLE 1058993 0 0 Applied Materials, Inc. COM 038222105 356 4125 SH SOLE 4125 0 0 Ashland Global Holdings, Inc. COM 044186104 1771 22360 SH SOLE 22360 0 0 AT&T, Inc. COM 00206r102 15023 522351 SH SOLE 522351 0 0 Autodesk, Inc. COM 052769106 668 2189 SH SOLE 2189 0 0 Automatic Data Processing COM 053015103 1454 8253 SH SOLE 8253 0 0 Bank of America Corp. COM 060505104 3927 129573 SH SOLE 129573 0 0 Bank of Montreal COM 063671101 212 2783 SH SOLE 2783 0 0 Baxter International COM 071813109 213 2656 SH SOLE 2656 0 0 Becton, Dickinson Co COM 075887109 606 2422 SH SOLE 2422 0 0 Berkshire Hathaway Inc. Class COM 084670702 967 4171 SH SOLE 4171 0 0 Boeing Corp. COM 097023105 748 3496 SH SOLE 3496 0 0 BP Amoco PLC - Spons ADR COM 055622104 817 39817 SH SOLE 39817 0 0 Bristol Myers Squibb Co COM 110122108 5653 91126 SH SOLE 91126 0 0 Broadcom Inc. COM 11135F101 1193 2725 SH SOLE 2725 0 0 CACI International Inc. COM 127190304 237 950 SH SOLE 950 0 0 Canadian National Railway Co. COM 136375102 11015 100276 SH SOLE 100276 0 0 CarMax, Inc. COM 143130102 1774 18784 SH SOLE 18784 0 0 Carrier Global Corp COM 14448C104 814 21571 SH SOLE 21571 0 0 Caterpillar COM 149123101 553 3040 SH SOLE 3040 0 0 ChevronTexaco Corporation COM 166764100 4725 55954 SH SOLE 55954 0 0 Chubb LTD. COM H1467J104 324 2104 SH SOLE 2104 0 0 Cisco Systems, Inc. COM 17275R102 16787 375135 SH SOLE 375135 0 0 Citigroup, Inc. COM 172967424 3240 52554 SH SOLE 52554 0 0 Citrix Sys Inc Com COM 177376100 488 3749 SH SOLE 3749 0 0 Coca Cola Company COM 191216100 9058 165168 SH SOLE 165168 0 0 Cohen and Steers Infrasstructu COM 19248a109 212 8199 SH SOLE 8199 0 0 Colgate-Palmolive Co. COM 194162103 876 10247 SH SOLE 10247 0 0 Comcast Corporation - Class A COM 20030N101 13527 258153 SH SOLE 258153 0 0 Communication Services Select COM 81369y852 1066 15795 SH SOLE 15795 0 0 Conagra Brands, Inc. COM 205887102 215 5934 SH SOLE 5934 0 0 ConocoPhillips COM 20825C104 4935 123417 SH SOLE 123417 0 0 Constellation Brands, Inc. COM 21036P108 13559 61900 SH SOLE 61900 0 0 Corning Inc Com COM 219350105 1042 28937 SH SOLE 28937 0 0 Costco Wholesale Corp. COM 22160K105 12786 33936 SH SOLE 33936 0 0 Crown Castle International Cor COM 22822v101 1111 6982 SH SOLE 6982 0 0 CSX Corp. COM 126408103 389 4282 SH SOLE 4282 0 0 CVS/Caremark Corp. COM 126650100 845 12376 SH SOLE 12376 0 0 Danaher Corp COM 235851102 240 1079 SH SOLE 1079 0 0 Deere & Co. COM 244199105 409 1519 SH SOLE 1519 0 0 Delta Airlines COM 247361702 4263 106025 SH SOLE 106025 0 0 DexCom Inc. COM 252131107 4601 12445 SH SOLE 12445 0 0 Digital Realty Trust, Inc. COM 253868103 5137 36819 SH SOLE 36819 0 0 Dixie Group, Inc. COM 255519100 59 23300 SH SOLE 23300 0 0 DJ US Medical Devices ISHARES COM 464288810 322 985 SH SOLE 985 0 0 DocuSign Inc. COM 256163106 9773 43962 SH SOLE 43962 0 0 Dolby Laboratories, Inc. COM 25659t107 4417 45480 SH SOLE 45480 0 0 Dollar General COM 256677105 596 2833 SH SOLE 2833 0 0 Dominion Res Inc VA New COM 25746U109 1331 17704 SH SOLE 17704 0 0 Dover Corp. COM 260003108 602 4769 SH SOLE 4769 0 0 Dow Inc. COM 260557103 1365 24591 SH SOLE 24591 0 0 Duke Energy Corp. COM 26441C204 7133 77907 SH SOLE 77907 0 0 Dupont De Nemours, Inc. COM 26614N102 659 9267 SH SOLE 9267 0 0 Eaton Corp. PLC COM G29183103 1257 10465 SH SOLE 10465 0 0 Ecolabs COM 278865100 9068 41913 SH SOLE 41913 0 0 Edwards Lifesciences Corp. COM 28176E108 18433 202053 SH SOLE 202053 0 0 Electronic Arts, Inc. COM 285512109 1081 7526 SH SOLE 7526 0 0 Eli Lilly COM 532457108 1080 6398 SH SOLE 6398 0 0 Emerson Elec Co Com COM 291011104 1092 13585 SH SOLE 13585 0 0 Enbridge Inc COM 29250N105 400 12517 SH SOLE 12517 0 0 Energy Select Sector SPDR COM 81369y506 444 11720 SH SOLE 11720 0 0 Enterprise Products Partners COM 293792107 324 16553 SH SOLE 16553 0 0 Exact Sciences Corp COM 30063P105 2181 16463 SH SOLE 16463 0 0 Exelon Corporation COM 30161N101 210 4976 SH SOLE 4976 0 0 Exxon Mobil Corporation COM 30231G102 3428 83155 SH SOLE 83155 0 0 Facebook Inc. A COM 30303M102 412 1507 SH SOLE 1507 0 0 FEDEX Corporation COM 31428X106 2071 7977 SH SOLE 7977 0 0 Financial Select Sector SPDR ( COM 81369y605 845 28647 SH SOLE 28647 0 0 First Republic Bank COM 33616c100 336 2290 SH SOLE 2290 0 0 Generac Holdings, Inc. COM 368736104 215 945 SH SOLE 945 0 0 General Electric Corp. COM 369604103 1978 183143 SH SOLE 183143 0 0 General Mills COM 370334104 523 8899 SH SOLE 8899 0 0 General Motors COM 37045V100 5428 130351 SH SOLE 130351 0 0 Goldman Sachs Group, Inc. COM 38141G104 234 886 SH SOLE 886 0 0 HCA Healthcare Co. COM 40412c101 1335 8120 SH SOLE 8120 0 0 Health Care Select Sector COM 81369y209 4269 37634 SH SOLE 37634 0 0 Hilton Worldwide Holdings Inc. COM 43300A203 2415 21708 SH SOLE 21708 0 0 Hologic, Inc. COM 436440101 3667 50350 SH SOLE 50350 0 0 Home Depot COM 437076102 7749 29172 SH SOLE 29172 0 0 Honeywell International, Inc. COM 438516106 9001 42317 SH SOLE 42317 0 0 I Shares Transportation Index COM 464287192 369 1675 SH SOLE 1675 0 0 Illumina, Inc. COM 452327109 811 2191 SH SOLE 2191 0 0 Imperial Oil Ltd. COM 453038408 192 10129 SH SOLE 10129 0 0 Industrial Select Spdr COM 81369y704 1547 17472 SH SOLE 17472 0 0 Ingevity Corporation COM 45688C107 11135 147042 SH SOLE 147042 0 0 Intel Corporation COM 458140100 16433 329841 SH SOLE 329841 0 0 International Business Machine COM 459200101 1048 8323 SH SOLE 8323 0 0 Intuit, Inc. COM 461202103 9952 26200 SH SOLE 26200 0 0 Invesco QQQ Trust Series 1 COM 46090E103 1567 4993 SH SOLE 4993 0 0 Invesco S&P 500 High Dividend COM 46138E362 879 23400 SH SOLE 23400 0 0 Invesco S&P 500 Low Volatility COM 46138E354 1277 22711 SH SOLE 22711 0 0 Invesco S&P Equal Weight ETF COM 46137V357 535 4194 SH SOLE 4194 0 0 IShares Core S&P 500 Index Fun COM 464287200 1590 4235 SH SOLE 4235 0 0 IShares Core S&P Midcap 400 In COM 464287507 535 2327 SH SOLE 2327 0 0 iShares Core S&P U.S Growth ET COM 464287671 539 6079 SH SOLE 6079 0 0 iShares Core S&P U.S. Value ET COM 464287663 230 3695 SH SOLE 3695 0 0 IShares DJ US Financial Sect COM 464287788 9452 141554 SH SOLE 141554 0 0 IShares DJ US Financial Servic COM 464287770 1411 9403 SH SOLE 9403 0 0 Ishares DJ US Healthcare COM 464287762 284 1155 SH SOLE 1155 0 0 IShares DJ US Real Estate COM 464287739 228 2657 SH SOLE 2657 0 0 IShares Dow Jones Intl Select COM 464288448 217 7375 SH SOLE 7375 0 0 Ishares Dow Jones Select Divid COM 464287168 662 6880 SH SOLE 6880 0 0 iShares Dow Jones U.S. Consume COM 464287580 548 7772 SH SOLE 7772 0 0 iShares Dow Jones U.S. Technol COM 464287721 1206 14180 SH SOLE 14180 0 0 IShares Dow Jones US Pharmaceu COM 464288836 1098 6118 SH SOLE 6118 0 0 iShares Dow Jones US Regional COM 464288778 435 9585 SH SOLE 9585 0 0 iShares High Dividend Equity F COM 46429b663 956 10903 SH SOLE 10903 0 0 IShares MSCI EAFE Index Fund ( COM 464287465 385 5281 SH SOLE 5281 0 0 IShares MSCI Emergin Mkt COM 464287234 2304 44584 SH SOLE 44584 0 0 Ishares MSCI USA Minimum Volat COM 46429B697 581 8562 SH SOLE 8562 0 0 Ishares Russell 2000 COM 464287655 1944 9913 SH SOLE 9913 0 0 IShares Russell 2000 Value COM 464287630 419 3180 SH SOLE 3180 0 0 Ishares S&P Global Tech Sector COM 464287291 28519 95047 SH SOLE 95047 0 0 IShares S&P Smallcap 600 COM 464287804 265 2888 SH SOLE 2888 0 0 Johnson and Johnson COM 478160104 14288 90785 SH SOLE 90785 0 0 JP Morgan Chase & Co Com COM 46625H100 18520 145744 SH SOLE 145744 0 0 KBW Regional Banking Index COM 78464a698 769 14805 SH SOLE 14805 0 0 Keycorp COM 493267108 725 44205 SH SOLE 44205 0 0 Kimberly-Clark COM 494368103 2074 15385 SH SOLE 15385 0 0 Kinder Morgan, Inc COM 49456b101 287 21004 SH SOLE 21004 0 0 Kroger COM 501044101 1636 51518 SH SOLE 51518 0 0 L3Harris Technologies, Inc. COM 502431109 296 1564 SH SOLE 1564 0 0 Linde PLC COM G5494J103 1228 4661 SH SOLE 4661 0 0 Lockheed Martin Corporation COM 539830109 1056 2976 SH SOLE 2976 0 0 Louisiana Pacific COM 546347105 7352 197797 SH SOLE 197797 0 0 Lowe's Companies COM 548661107 4816 30007 SH SOLE 30007 0 0 Lululemon Athletica Inc COM 550021109 6155 17686 SH SOLE 17686 0 0 Macquarie Infrastr Co LLC Memb COM 55608B105 859 22878 SH SOLE 22878 0 0 Marriott International Inc. Cl COM 571903202 872 6611 SH SOLE 6611 0 0 Masco Corp. COM 574599106 876 15940 SH SOLE 15940 0 0 MasterCard Inc. - Class A COM 57636Q104 2574 7210 SH SOLE 7210 0 0 McDonald's Corp. COM 580135101 2494 11621 SH SOLE 11621 0 0 Medtronic, PLC COM G5960L103 557 4758 SH SOLE 4758 0 0 Merck & Co., Inc. COM 58933y105 10552 128993 SH SOLE 128993 0 0 Micron Technology COM 595112103 330 4394 SH SOLE 4394 0 0 Microsoft, Inc. COM 594918104 41813 187992 SH SOLE 187992 0 0 Moderna, Inc. 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COM 67103H107 4506 9956 SH SOLE 9956 0 0 Oracle Systems Corp COM 68389X105 427 6602 SH SOLE 6602 0 0 Otis Worldwide Corp. COM 68902V107 626 9274 SH SOLE 9274 0 0 Park Hotels & Resorts Inc. COM 700517105 1048 61103 SH SOLE 61103 0 0 Paychex, Inc. COM 704326107 609 6536 SH SOLE 6536 0 0 PayPal Holdings, Inc. COM 70450Y103 26657 113823 SH SOLE 113823 0 0 Peloton Interactive Inc. COM 70614w100 1082 7130 SH SOLE 7130 0 0 Pepsico COM 713448108 8624 58151 SH SOLE 58151 0 0 Pfizer COM 717081103 4018 109163 SH SOLE 109163 0 0 Philip Morris International, I COM 718172109 816 9862 SH SOLE 9862 0 0 Phillips 66 COM 718546104 1272 18190 SH SOLE 18190 0 0 Pinnacle Financial Partners, I COM 72346q104 2253 34991 SH SOLE 34991 0 0 Planet Fitness Inc. - Cl A COM 72703h101 2903 37394 SH SOLE 37394 0 0 PPG Industries COM 693506107 270 1874 SH SOLE 1874 0 0 Procter and Gamble COM 742718109 3975 28566 SH SOLE 28566 0 0 Progressive Corp. COM 743315103 17485 176834 SH SOLE 176834 0 0 Prologis, Inc. 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