0001044905-15-000001.txt : 20150121 0001044905-15-000001.hdr.sgml : 20150121 20150121162509 ACCESSION NUMBER: 0001044905-15-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150121 DATE AS OF CHANGE: 20150121 EFFECTIVENESS DATE: 20150121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PATTEN & PATTEN INC/TN CENTRAL INDEX KEY: 0001044905 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06515 FILM NUMBER: 15538846 BUSINESS ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 BUSINESS PHONE: 4237563480 MAIL ADDRESS: STREET 1: 520 LOOKOUT STREET CITY: CHATTANOOGA STATE: TN ZIP: 37403 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001044905 XXXXXXXX 12-31-2014 12-31-2014 PATTEN & PATTEN INC/TN

520 LOOKOUT STREET CHATTANOOGA TN 37403

13F HOLDINGS REPORT 028-06515 N W. A. Bryan Patten 423 756 3480 W. A. Bryan Patten Chattanooga TN 01-21-2015 0 208 661582 false INFORMATION TABLE 2 13F123114.xml PATTEN AND PATTEN DISCRETIONARY PORTFOLIOS 3M Co. COM 88579Y101 10676 64973 SH SOLE 64973 0 0 A.O. Smith Corp. COM 831865209 11448 202950 SH SOLE 202950 0 0 Abbott Laboratories COM 002824100 756 16802 SH SOLE 16802 0 0 AbbVie Inc. COM 00287y109 10724 163882 SH SOLE 163882 0 0 Actinium Pharmaceuticals, Inc. COM 00507w107 359 61000 SH SOLE 61000 0 0 Adobe Sys Inc Com COM 00724F101 233 3200 SH SOLE 3200 0 0 Air Products and Chemical Co. COM 009158106 465 3224 SH SOLE 3224 0 0 Allscripts Healthcare Solution COM 01988p108 851 66615 SH SOLE 66615 0 0 ALPS Trust Alerian MLP ETF COM 00162q866 15971 911561 SH SOLE 911561 0 0 Altria Group, Inc. COM 02209S103 6400 129905 SH SOLE 129905 0 0 Ambarella Inc. COM G037AX101 456 9000 SH SOLE 9000 0 0 American Express COM 025816109 8320 89420 SH SOLE 89420 0 0 American International Group I COM 026874784 10246 182935 SH SOLE 182935 0 0 American Water Works, Inc. COM 030420103 230 4310 SH SOLE 4310 0 0 Amgen COM 031162100 493 3098 SH SOLE 3098 0 0 Anadarko Pete Corp Com COM 032511107 8611 104374 SH SOLE 104374 0 0 Anheuser-Busch InBev SPN ADR COM 03524A108 2992 26640 SH SOLE 26640 0 0 Annaly Mortgage Management COM 035710409 251 23235 SH SOLE 23235 0 0 Apache Corp. COM 037411105 666 10620 SH SOLE 10620 0 0 Apple Inc Com COM 037833100 34516 312702 SH SOLE 312702 0 0 Ashland, Inc. COM 044209104 6041 50442 SH SOLE 50442 0 0 AT&T, Inc. COM 00206r102 8471 252194 SH SOLE 252194 0 0 Automatic Data Processing COM 053015103 733 8798 SH SOLE 8798 0 0 Bank of America Corp. COM 060505104 2598 145233 SH SOLE 145233 0 0 BB&T Corporation COM 054937107 258 6632 SH SOLE 6632 0 0 Becton, Dickinson Co COM 075887109 216 1550 SH SOLE 1550 0 0 Berkshire Hathaway Inc. Class COM 084670702 600 3999 SH SOLE 3999 0 0 Boeing Corp. COM 097023105 1534 11805 SH SOLE 11805 0 0 Bombardier Inc. Class B (BDRB COM 097751200 308 86000 SH SOLE 86000 0 0 BP Amoco PLC - Spons ADR COM 055622104 749 19647 SH SOLE 19647 0 0 Bristol Myers Squibb Co COM 110122108 1200 20336 SH SOLE 20336 0 0 Cabot Corp. COM 127055101 5221 119034 SH SOLE 119034 0 0 California Resources Corp. COM 13057Q107 83 15014 SH SOLE 15014 0 0 Canadian National Railway Co. COM 136375102 8943 129835 SH SOLE 129835 0 0 Caterpillar COM 149123101 520 5680 SH SOLE 5680 0 0 Celgene Corp. COM 151020104 3535 31600 SH SOLE 31600 0 0 Chart Industries, Inc. COM 16115q308 400 11705 SH SOLE 11705 0 0 ChevronTexaco Corporation COM 166764100 6679 59536 SH SOLE 59536 0 0 Chicago Bridge & Iron NY SHR COM 167250109 622 14815 SH SOLE 14815 0 0 Chubb Corp. COM 171232101 662 6400 SH SOLE 6400 0 0 Cisco Systems, Inc. COM 17275R102 5428 195142 SH SOLE 195142 0 0 Citigroup, Inc. COM 172967424 1177 21747 SH SOLE 21747 0 0 Citrix Sys Inc Com COM 177376100 1057 16562 SH SOLE 16562 0 0 Coca Cola Company COM 191216100 7608 180194 SH SOLE 180194 0 0 Cohen and Steers Infrasstructu COM 19248a109 1315 57875 SH SOLE 57875 0 0 Colgate-Palmolive Co. COM 194162103 3404 49194 SH SOLE 49194 0 0 Conagra Foods Inc Com COM 205887102 537 14800 SH SOLE 14800 0 0 ConocoPhillips COM 20825C104 6592 95448 SH SOLE 95448 0 0 Corning Inc Com COM 219350105 258 11242 SH SOLE 11242 0 0 Costco Wholesale Corp. COM 22160K105 3032 21387 SH SOLE 21387 0 0 Cummins Inc. COM 231021106 1567 10870 SH SOLE 10870 0 0 CVS/Caremark Corp. COM 126650100 209 2174 SH SOLE 2174 0 0 Danaher Corp COM 235851102 240 2800 SH SOLE 2800 0 0 Delta Airlines COM 247361702 971 19735 SH SOLE 19735 0 0 Dicks Sporting Goods Inc COM 253393102 220 4425 SH SOLE 4425 0 0 Diebold, Inc. COM 253651103 1067 30810 SH SOLE 30810 0 0 Dixie Group, Inc. COM 255519100 200 21800 SH SOLE 21800 0 0 Dominion Res Inc VA New COM 25746U109 1483 19286 SH SOLE 19286 0 0 Dover Corp. COM 260003108 372 5185 SH SOLE 5185 0 0 Dow Chem Company COM 260543103 7014 153782 SH SOLE 153782 0 0 Duke Energy Corp. COM 26441C204 2977 35634 SH SOLE 35634 0 0 DuPont (EI) deNemours COM 263534109 2034 27510 SH SOLE 27510 0 0 Eaton Corp. PLC COM G29183103 3419 50310 SH SOLE 50310 0 0 eBay, Inc. COM 278642103 5453 97162 SH SOLE 97162 0 0 Eli Lilly COM 532457108 714 10351 SH SOLE 10351 0 0 Emerson Elec Co Com COM 291011104 3681 59629 SH SOLE 59629 0 0 Energy Select Sector SPDR COM 81369y506 414 5225 SH SOLE 5225 0 0 Enterprise Products Partners COM 293792107 231 6400 SH SOLE 6400 0 0 Express Scripts Holding Co. COM 30219g108 1724 20366 SH SOLE 20366 0 0 Exxon Mobil Corporation COM 30231G102 12410 134234 SH SOLE 134234 0 0 Facebook Inc. A COM 30303M102 215 2750 SH SOLE 2750 0 0 FEDEX Corporation COM 31428X106 283 1627 SH SOLE 1627 0 0 Financial Select Sector SPDR ( COM 81369y605 833 33675 SH SOLE 33675 0 0 First Horizon National Corp. COM 320517105 167 12283 SH SOLE 12283 0 0 Ford Motor Company COM 345370860 381 24612 SH SOLE 24612 0 0 Freeport-McMoran Copper COM 35671D857 1333 57046 SH SOLE 57046 0 0 Fresh Market Inc. COM 35804H106 210 5100 SH SOLE 5100 0 0 General Electric Corp. COM 369604103 13216 522975 SH SOLE 522975 0 0 General Mills COM 370334104 486 9118 SH SOLE 9118 0 0 General Motors COM 37045V100 7589 217387 SH SOLE 217387 0 0 Google Inc Cl A COM 38259p508 2723 5131 SH SOLE 5131 0 0 Google Inc Cl C COM 38259p706 2822 5361 SH SOLE 5361 0 0 Government Properties Income COM 38376a103 2110 91688 SH SOLE 91688 0 0 Halyard Health Inc. COM 40650v100 219 4809 SH SOLE 4809 0 0 Health Care Select Sector COM 81369y209 1549 22656 SH SOLE 22656 0 0 Healthcare Realty Trust Inc. COM 421946104 635 23225 SH SOLE 23225 0 0 Hilton Worldwide Holdings Inc. COM 43300A104 9361 358785 SH SOLE 358785 0 0 Home Depot COM 437076102 2777 26460 SH SOLE 26460 0 0 Honeywell International, Inc. COM 438516106 7421 74272 SH SOLE 74272 0 0 I Shares Transportation Index COM 464287192 1066 6500 SH SOLE 6500 0 0 Illinois Tool Works COM 452308109 758 8000 SH SOLE 8000 0 0 Industrial Select Spdr COM 81369y704 491 8675 SH SOLE 8675 0 0 Intel Corporation COM 458140100 9833 270967 SH SOLE 270967 0 0 International Business Machine COM 459200101 1607 10017 SH SOLE 10017 0 0 International Paper COM 460146103 298 5560 SH SOLE 5560 0 0 Iron Mountain, Inc. COM 462846106 663 17152 SH SOLE 17152 0 0 IShares Core S&P 500 Index Fun COM 464287200 528 2551 SH SOLE 2551 0 0 IShares DJ US Financial Sect COM 464287788 10190 112975 SH SOLE 112975 0 0 IShares DJ US Financial Servic COM 464287770 1142 12440 SH SOLE 12440 0 0 IShares DJ US Real Estate COM 464287739 357 4645 SH SOLE 4645 0 0 Ishares Dow Jones Select Divid COM 464287168 749 9427 SH SOLE 9427 0 0 IShares Dow Jones U.S. Industr COM 464287754 220 2068 SH SOLE 2068 0 0 iShares Dow Jones U.S. Technol COM 464287721 403 3860 SH SOLE 3860 0 0 IShares Dow Jones US Pharmaceu COM 464288836 1950 12880 SH SOLE 12880 0 0 iShares Dow Jones US Regional COM 464288778 315 9010 SH SOLE 9010 0 0 iShares High Dividend Equity F COM 46429b663 785 10253 SH SOLE 10253 0 0 iShares MSCI Brazil Index Fund COM 464286400 402 10992 SH SOLE 10992 0 0 IShares MSCI EAFE Growth Index COM 464288885 261 3964 SH SOLE 3964 0 0 IShares MSCI EAFE Index Fund ( COM 464287465 323 5305 SH SOLE 5305 0 0 IShares MSCI Emergin Mkt COM 464287234 1380 35131 SH SOLE 35131 0 0 IShares MSCI Emerging Market COM 464286533 1470 25965 SH SOLE 25965 0 0 IShares MSCI South Korea COM 464286772 812 14680 SH SOLE 14680 0 0 Ishares S&P Global Tech Sector COM 464287291 9058 95473 SH SOLE 95473 0 0 John Hancock Bk & Thrift Opp F COM 409735206 8081 343000 SH SOLE 343000 0 0 Johnson and Johnson COM 478160104 9831 94010 SH SOLE 94010 0 0 Johnson Controls Inc. COM 478366107 1867 38615 SH SOLE 38615 0 0 JP Morgan Chase & Co Com COM 46625H100 6907 110378 SH SOLE 110378 0 0 Kayne Anderson Midstream/Energ COM 48661e108 2763 81170 SH SOLE 81170 0 0 KBW Regional Banking Index COM 78464a698 1718 42205 SH SOLE 42205 0 0 Kimberly-Clark COM 494368103 5195 44964 SH SOLE 44964 0 0 Kinder Morgan, Inc COM 49456b101 7502 177311 SH SOLE 177311 0 0 Lockheed Martin Corporation COM 539830109 223 1157 SH SOLE 1157 0 0 Lowe's Companies COM 548661107 2466 35840 SH SOLE 35840 0 0 Macquarie Infrastr Co LLC Memb COM 55608B105 6160 86648 SH SOLE 86648 0 0 Macy's Inc. COM 55616p104 5780 87915 SH SOLE 87915 0 0 Marriott International Inc. Cl COM 571903202 382 4894 SH SOLE 4894 0 0 MasterCard Inc. - Class A COM 57636Q104 646 7500 SH SOLE 7500 0 0 McDonald's Corp. COM 580135101 1047 11175 SH SOLE 11175 0 0 MeadWestvaco Corporation COM 583334107 676 15235 SH SOLE 15235 0 0 Merck & Co., Inc. COM 58933y105 9349 164632 SH SOLE 164632 0 0 Microsoft, Inc. COM 594918104 6587 141816 SH SOLE 141816 0 0 MiMedx Group, Inc. COM 602496101 238 20600 SH SOLE 20600 0 0 Mohawk Industries COM 608190104 948 6103 SH SOLE 6103 0 0 Morgan Stanley China A. Share COM 617468103 787 25930 SH SOLE 25930 0 0 Morgan Stanley Com New COM 617446448 4191 108005 SH SOLE 108005 0 0 NCR Corp. COM 62886E108 1929 66195 SH SOLE 66195 0 0 Nestle SA Spons ADR for REG COM 641069406 1363 18686 SH SOLE 18686 0 0 NextEra Energy, Inc. COM 65339f101 7427 69871 SH SOLE 69871 0 0 Nike Inc. Class B COM 654106103 4860 50549 SH SOLE 50549 0 0 Nokia Corp - ADR COM 654902204 5186 659830 SH SOLE 659830 0 0 Nordstrom, Inc. COM 655664100 462 5825 SH SOLE 5825 0 0 Norfolk Southern Corp. COM 655844108 3933 35884 SH SOLE 35884 0 0 Northrop Grumman Corp. COM 666807102 502 3404 SH SOLE 3404 0 0 Novartis A G Sponsored ADR COM 66987V109 8604 92855 SH SOLE 92855 0 0 Novo-Nordisk A/S Spons ADR COM 670100205 1099 25975 SH SOLE 25975 0 0 Nuance Communications, Inc. COM 67020y100 153 10715 SH SOLE 10715 0 0 Nucor Corp COM 670346105 739 15065 SH SOLE 15065 0 0 Occidental Pete Corp Del Com COM 674599105 3052 37863 SH SOLE 37863 0 0 Oracle Systems Corp COM 68389X105 1036 23037 SH SOLE 23037 0 0 Pepsico COM 713448108 5390 57001 SH SOLE 57001 0 0 Pfizer COM 717081103 6157 197659 SH SOLE 197659 0 0 Philip Morris International, I COM 718172109 818 10047 SH SOLE 10047 0 0 Phillips 66 COM 718546104 1441 20102 SH SOLE 20102 0 0 Plum Creek Timber Company COM 729251108 650 15195 SH SOLE 15195 0 0 Powershares ETF Trust Water Re COM 73935X575 262 10165 SH SOLE 10165 0 0 Powershares QQQ NASDAQ 100 COM 73935a104 369 3577 SH SOLE 3577 0 0 Praxair COM 74005P104 1366 10546 SH SOLE 10546 0 0 Procter and Gamble COM 742718109 3470 38090 SH SOLE 38090 0 0 Prudential Financial, Inc. COM 744320102 1727 19095 SH SOLE 19095 0 0 Qualcomm, Inc. COM 747525103 8925 120068 SH SOLE 120068 0 0 Regions Financial Corp. COM 7591ep100 1427 135097 SH SOLE 135097 0 0 Republic Svcs Inc Com COM 760759100 1075 26712 SH SOLE 26712 0 0 Roche Hldg LTD Sponsored ADR COM 771195104 3967 116703 SH SOLE 116703 0 0 Rock-Tenn Co. COM 772739207 16960 278116 SH SOLE 278116 0 0 Royal Bank of Canada COM 780087102 482 6985 SH SOLE 6985 0 0 Royal Dutch Shell PLC ADR A (R COM 780259206 986 14720 SH SOLE 14720 0 0 S & P 500 Depositary Receipt ( COM 78462F103 7588 36916 SH SOLE 36916 0 0 Schlumberger, Ltd. COM 806857108 1402 16412 SH SOLE 16412 0 0 Sirona Dental Systems Inc. COM 82966c103 5214 59675 SH SOLE 59675 0 0 Skyworks Solutions, Inc. COM 83088M102 640 8800 SH SOLE 8800 0 0 Southern Co. COM 842587107 245 4991 SH SOLE 4991 0 0 SPDR Gold Trust COM 78463v107 3958 34845 SH SOLE 34845 0 0 SPDR S&P Biotech ETF (xbi) COM 78464A870 1003 5380 SH SOLE 5380 0 0 Spectra Energy Corp. COM 847560109 719 19805 SH SOLE 19805 0 0 Starbucks Corp. COM 855244109 201 2449 SH SOLE 2449 0 0 Suntrust Banks, Inc. COM 867914103 3150 75174 SH SOLE 75174 0 0 Target Corporation COM 87612E106 226 2975 SH SOLE 2975 0 0 Technology Select Sect Spdr (x COM 81369y803 1060 25630 SH SOLE 25630 0 0 Texas Instruments COM 882508104 243 4545 SH SOLE 4545 0 0 The Mosaic Company COM 61945c103 900 19720 SH SOLE 19720 0 0 Titan Medical Inc. COM 88830X108 39 32775 SH SOLE 32775 0 0 Toll Brothers Inc COM 889478103 337 9820 SH SOLE 9820 0 0 Tractor Supply Company COM 892356106 12587 159692 SH SOLE 159692 0 0 Trinity Industries, Inc. COM 896522109 7938 283410 SH SOLE 283410 0 0 Union Pacific COM 907818108 480 4030 SH SOLE 4030 0 0 United Technologies Corp Com COM 913017109 16448 143030 SH SOLE 143030 0 0 Unum Group Com COM 91529Y106 4592 131653 SH SOLE 131653 0 0 Utilities Select Sector SPDR F COM 81369Y886 1329 28143 SH SOLE 28143 0 0 Vanguard Emergin Market ETF COM 922042858 568 14205 SH SOLE 14205 0 0 Vanguard Large Cap VIPERS (VV) COM 922908637 264 2800 SH SOLE 2800 0 0 Vanguard REIT Index ETF COM 922908553 509 6285 SH SOLE 6285 0 0 Verifone Holdings Inc COM 92342y109 355 9550 SH SOLE 9550 0 0 Verizon Communications COM 92343V104 4906 104876 SH SOLE 104876 0 0 Visa, Inc. - Cl. A COM 92826c839 5765 21986 SH SOLE 21986 0 0 Vulcan Matls Co Com COM 929160109 328 4989 SH SOLE 4989 0 0 Wabtec Corporation COM 929740108 258 2970 SH SOLE 2970 0 0 Wal-Mart Stores COM 931142103 987 11496 SH SOLE 11496 0 0 Walgreens Boots Alliance, Inc. COM 931427108 7526 98762 SH SOLE 98762 0 0 Walt Disney COM 254687106 2017 21409 SH SOLE 21409 0 0 Wells Fargo COM 949746101 9665 176303 SH SOLE 176303 0 0 Weyerhaeuser Co. COM 962166104 15385 428682 SH SOLE 428682 0 0 Whirlpool Corp. COM 963320106 758 3910 SH SOLE 3910 0 0 Williams Companies, Inc. COM 969457100 311 6925 SH SOLE 6925 0 0 Wisdom Tree Japan Hedge Equity COM 97717W851 1454 29530 SH SOLE 29530 0 0 Wisdomtree Europe Hedged Equit COM 97717X701 5682 102165 SH SOLE 102165 0 0 WisdomTree India Earnings Fund COM 97717w422 3066 139027 SH SOLE 139027 0 0 Yahoo! Inc. COM 984332106 248 4905 SH SOLE 4905 0 0 Zoetis, Inc. COM 98978v103 1834 42627 SH SOLE 42627 0 0