X0202 4 2008-01-01 1 0000707805 USB HOLDING CO INC UBH 0001044861 HALES THOMAS E 100 DUTCH HILL ROAD ORANGEBURG NY 10962 1 1 1 0 CEO & Chairman Common Stock 2008-01-01 4 D 0 1630160.34 D 0 D Common Stock 2008-01-01 4 D 0 199711.02 D 0 I By Spouse Common Stock 2008-01-01 4 D 0 262578.43 D 0 I Foundation Common Stock 2008-01-01 4 D 0 190714 D 0 I Hales Family LLC I Common Stock 2008-01-01 4 D 0 456000 D 0 I Hales Family LLC II Common Stock 2008-01-01 4 D 0 335446.993 D 0 I KSOP Stock Option (Right to Buy) 24.53 2008-01-01 4 U 0 92207 D 2009-12-26 2016-12-26 Common Stock 92207 0 D Stock Option (Right to Buy) 14.11 2008-01-01 4 U 0 135282 D 1998-11-20 2008-05-20 Common Stock 135282 0 D Stock Option (Right to Buy) 12.02 2008-01-01 4 U 0 50752 D 1999-06-23 2008-12-23 Common Stock 50752 0 D Stock Option (Right to Buy) 24.34 2008-01-01 4 U 0 4517 D 2004-09-15 2009-03-16 Common Stock 4517 0 D Stock Option (Right to Buy) 10.14 2008-01-01 4 U 0 113409 D 1999-10-07 2009-04-07 Common Stock 113409 0 D Stock Option (Right to Buy) 21.81 2008-01-01 4 U 0 1600 D 2004-10-15 2009-04-15 Common Stock 1600 0 D Stock Option (Right to Buy) 24.06 2008-01-01 4 U 0 4156 D 2005-09-14 2010-03-14 Common Stock 4156 0 D Stock Option (Right to Buy) 10.94 2008-01-01 4 U 0 133228 D 2000-10-13 2010-04-13 Common Stock 133288 0 D Stock Option (Right to Buy) 10.41 2008-01-01 4 U 0 14338 D 2000-11-10 2010-05-10 Common Stock 14338 0 D Stock Option (Right to Buy) 24.12 2008-01-01 4 U 0 1520 D 2007-04-12 2011-04-12 Common Stock 1520 0 D Stock Option (Right to Buy) 24.12 2008-01-01 4 U 0 1519 D 2008-04-12 2011-04-12 Common Stock 1519 0 D Stock Option (Right to Buy) 24.12 2008-01-01 4 U 0 1520 D 2009-04-12 2011-04-12 Common Stock 1520 0 D Stock Option (Right to Buy) 24.12 2008-01-01 4 U 0 1382 D 2008-04-18 2012-04-18 Common Stock 1382 0 D Stock Option (Right to Buy) 24.12 2008-01-01 4 U 0 1381 D 2009-04-18 2012-04-18 Common Stock 1381 0 D Stock Option (Right to Buy) 24.12 2008-01-01 4 U 0 1382 D 2010-04-18 2012-04-18 Common Stock 1382 0 D Stock Option (Right to Buy) 14.16 2008-01-01 4 U 0 135950 D 2002-11-08 2012-05-08 Common Stock 135950 0 D Stock Option (Right to Buy) 13.72 2008-01-01 4 U 0 18453 D 2002-11-24 2012-05-24 Common Stock 18453 0 D Stock Option (Right to Buy) 14.04 2008-01-01 4 U 0 5041 D 2003-07-16 2013-01-16 Common Stock 5041 0 D Stock Option (Right to Buy) 14.41 2008-01-01 4 U 0 142370 D 2003-10-16 2013-04-16 Common Stock 142370 0 D Stock Option (Right to Buy) 19.83 2008-01-01 4 U 0 140769 D 2004-10-15 2014-10-15 Common Stock 140769 0 D Stock Option (Right to Buy) 21.87 2008-01-01 4 U 0 877 D 2005-09-14 2015-03-14 Common Stock 877 0 D Stock Option (Right to Buy) 19.29 2008-01-01 4 U 0 157926 D 2005-11-03 2015-05-03 Common Stock 157926 0 D Stock Option (Right to Buy) 21.93 2008-01-01 4 U 0 45937 D 2007-04-12 2016-04-12 Common Stock 45937 0 D Stock Option (Right to Buy) 21.93 2008-01-01 4 U 0 45937 D 2008-04-12 2016-04-12 Common Stock 45937 0 D Stock Option (Right to Buy) 21.93 2008-01-01 4 U 0 45937 D 2009-04-12 2016-04-12 Common Stock 45937 0 D Stock Option (Right to Buy) 24.53 2008-01-01 4 U 0 92907 D 2007-12-26 2016-12-26 Common Stock 92907 0 D Stock Option (Right to Buy) 24.53 2008-01-01 4 U 0 92906 D 2008-12-26 2016-12-26 Common Stock 92906 0 D Stock Option (Right to Buy) 21.93 2008-01-01 4 U 0 46075 D 2008-04-18 2017-04-18 Common Stock 46075 0 D Stock Option (Right to Buy) 21.93 2008-01-01 4 U 0 46075 D 2009-04-18 2017-04-18 Common Stock 46075 0 D Stock Option (Right to Buy) 21.93 2008-01-01 4 U 0 46075 D 2010-04-18 2017-04-18 Common Stock 46075 0 D Cancelled in exchange for $8.925 in cash and 0.455 shares of common stock of KeyCorp per share (the "Per Share Merger Consideration"). Cancelled in exchange for a cash payment (less any applicable withholdings) representing the difference between the exercise price and the Per Share Merger Consideration. /s/Catherine Martini by Power of Attorney for Thomas E. Hales 2007-12-31