-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NApvCP14j/97zB5n8LCCTpJehDYFwSwGcjePUuVvaZfkyiSCPEq1yn7hRK1KqIFb 5Wi7QpmBuz+ukeNTNJjk2w== 0001044797-99-000019.txt : 19991117 0001044797-99-000019.hdr.sgml : 19991117 ACCESSION NUMBER: 0001044797-99-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW SOUTH CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001044797 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 621237220 STATE OF INCORPORATION: TN FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-03425 FILM NUMBER: 99756836 BUSINESS ADDRESS: STREET 1: 1000 RIDGEWAY LOOP ROAD STREET 2: SUITE 233 CITY: MEMPHIS STATE: TN ZIP: 38120 BUSINESS PHONE: 9017615561 MAIL ADDRESS: STREET 1: 1000 RIDGEWAY LOOP RD STREET 2: SUITE 233 CITY: MEMPHIS STATE: TN ZIP: 38120 13F-HR 1 UNITED STATES SECURTIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 1999 Check here if Amendment [ ] ; Amendment Number: ____ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: NewSouth Capital Management, Inc. 1000 Ridgeway Loop Road, Suite 233, Memphis, TN 38120-4023 13F File Number: 28-1652 The institutional investment manager submitting this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: D. Stephen Morrow Title: Executive Secretary Phone: (901) 761-5561 Signature, Place, and Date of Signing: _____________________________ Memphis, TN _____________ Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) The Managers identified on following Summary Page are accounts placed with us through the Salomon Smith Barney Fiduciary Services Program,the Morgan Keegan Preferred Managers Program and the Lockwood Financial Services Program. Although discretionary responsibility for the accounts is with us, Salomon Smith Barney,Morgan Keegan and Lockwood Financial Services retain the responsibility for reporting these securities on their 13F if the size of a particular holding triggers 13F filing requirements. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 190 Form 13F Information Table Value Total: $1,379,797,000 List of Other Included Managers: No. 13F File Number Name 1 Salomon Smith Barney Fiduciary Services Program 2 Morgan Keegan Preferred Managers Program 3 Lockwood Financial Services, Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMR Corp. COM 001765106 2606 47820 SH SOLE 47820 Alberto Culver Class A COM 013068200 24825 1269000 SH SOLE 1254000 15000 1848 94487 SH OTHER 03 02 01 94487 Albertsons, Inc. COM 013104104 4085 103262 SH SOLE 103262 Alltel Corp. COM 020039103 29636 421113 SH SOLE 414613 6500 2830 40207 SH OTHER 03 02 01 40207 Amsouth Bancorporation COM 032165102 987 42116 SH SOLE 42116 Arrow Electronics COM 042735100 22423 1272200 SH SOLE 1252200 20000 2826 160330 SH OTHER 03 02 01 160330 Astec Industries Inc COM 046224101 2147 89000 SH SOLE 89000 AutoZone, Inc. COM 053332102 28342 1009950 SH SOLE 992450 17500 2775 98900 SH OTHER 03 02 01 98900 Avnet Inc. COM 053807103 16019 381410 SH SOLE 374910 6500 2268 54006 SH OTHER 03 02 01 54006 BJ's Wholesale Club, Inc. COM 05548J106 22058 746150 SH SOLE 746150 BP Amoco PLC COM 055622104 283 2558 SH SOLE 2558 Bank of America Corp COM 060505104 254 4564 SH SOLE 4564 Berkley (W.R.) Corp COM 084423102 1532 66600 SH SOLE 66600 893 38845 SH OTHER 02 01 38845 Black & Decker COM 091797100 1126 24650 SH SOLE 24650 Boyd Gaming Corp. COM 103304101 240 40000 SH SOLE 40000 Bristol Myers COM 110122108 688 10200 SH SOLE 10200 Buckeye Partners L.P. * COM 118230101 378 14000 SH SOLE 14000 Buckeye Technologies Corp. COM 118255108 62412 3978485 SH SOLE 3938485 40000 4457 284089 SH OTHER 03 02 01 284089 Burlington Northern Santa Fe C COM 12189T104 3437 124987 SH SOLE 124987 CKE Restaurants Inc COM 12561E105 1019 140500 SH SOLE 140500 CPI Corp. COM 125902106 43583 1274833 SH SOLE 1257333 17500 3809 111411 SH OTHER 03 02 01 111411 CSX Corp. COM 126408103 4147 97855 SH SOLE 97855 CVS Corp. COM 126650100 3606 88350 SH SOLE 88350 Cabot Oil & Gas Cl A COM 127097103 31330 1816250 SH SOLE 1796250 20000 3005 174200 SH OTHER 03 02 01 174200 Callon Petroleum Corp COM 13123X102 2187 143400 SH SOLE 143400 17 1100 SH OTHER 02 1100 Capital Automotive REIT* COM 139733109 26750 2161620 SH SOLE 2161620 881 71190 SH OTHER 02 71190 Cedar Fair, L.P. * COM 150185106 13653 658000 SH SOLE 658000 552 26620 SH OTHER 02 01 26620 Cendant Corp. COM 151313103 3674 207000 SH SOLE 207000 Chartwell Re Corporation COM 16139W109 14135 979050 SH SOLE 969050 10000 499 34595 SH OTHER 03 02 01 34595 Circuit City Group COM 172737108 1055 25000 SH SOLE 25000 Citigroup Inc. COM 172967101 532 12091 SH SOLE 12091 Coca Cola Company COM 191216100 408 8460 SH SOLE 8460 Colgate-Palmolive COM 194162103 1153 25200 SH SOLE 25200 Columbia Energy Group COM 197648108 249 4500 SH SOLE 4500 Conseco Inc COM 208464107 26658 1403070 SH SOLE 1383070 20000 2493 131221 SH OTHER 03 02 01 131221 Consolidated Stores Corp COM 210149100 23634 1071246 SH SOLE 1058746 12500 2794 126620 SH OTHER 03 02 01 126620 Costco Wholesale Corp. COM 22160K105 4075 56600 SH SOLE 56600 Dayton Hudson COM 239753106 5460 90900 SH SOLE 90900 Delta Airlines COM 247361108 931 19195 SH SOLE 19195 Discount Auto Parts Inc COM 254642101 12101 750450 SH SOLE 750450 64 4000 SH OTHER 02 4000 Dollar Gen Corp Com COM 256669102 1932 62561 SH SOLE 62561 East West Bancorp Inc. COM 27579R104 1651 139000 SH SOLE 139000 Equity Income Fund AT&T COM 294700703 272 1384 SH SOLE 1384 Equity Inns, Inc.* COM 294703103 104 12200 SH SOLE 12200 7 840 SH OTHER 02 840 Excel Legacy Corp* COM 300665106 1132 270283 SH SOLE 270283 4 860 SH OTHER 02 860 Exxon Corp COM 302290101 293 3860 SH SOLE 3860 FDX Corp. COM 31304N107 3115 80125 SH SOLE 80125 Federal National Mortgage Asso COM 313586109 325 5180 SH SOLE 5180 Federated Dept. Stores, Inc. COM 31410H101 2504 57325 SH SOLE 57325 Ferrellgas Partners LP * COM 315293100 1288 79250 SH SOLE 79250 First American Corp. TN COM 318900107 761 17500 SH SOLE 17500 First Cash Finl Svcs, Inc. COM 31942D107 1475 134054 SH SOLE 134054 First Tennessee Natl. Corp. COM 337162101 1955 69528 SH SOLE 69528 Ford Motor COM 345370100 16636 331070 SH SOLE 331070 Freddie Mac COM 313400301 2981 57325 SH SOLE 57325 279 5370 SH OTHER 01 5370 Gap, Inc. COM 364760108 7640 238749 SH SOLE 238749 General Electric COM 369604103 285 2400 SH SOLE 2400 General Motors COM 370442105 11185 177720 SH SOLE 177720 Grove Property Trust* COM 399613108 3161 239700 SH SOLE 239700 Gulf Island Fabrication Inc COM 402307102 4608 349400 SH SOLE 349400 Hallwood Energy Corp. COM 40636X105 7484 1151394 SH SOLE 1151394 Hallwood Group Inc Com Par $0. COM 406364406 544 31200 SH SOLE 31200 Hanna M A Co. COM 410522106 20747 1823897 SH SOLE 1798897 25000 1457 128104 SH OTHER 03 02 01 128104 Hilton Hotels COM 432848109 99 10000 SH SOLE 10000 Home Depot, Inc. COM 437076102 29514 430074 SH SOLE 430074 Horace Mann Educators Corp New COM 440327104 9833 380925 SH SOLE 380925 59 2300 SH OTHER 02 2300 Independent Energy Hld Sponsor COM 45384x108 365 19000 SH OTHER 02 19000 Interim Services Inc COM 45868P100 13615 831466 SH SOLE 831466 105 6425 SH OTHER 02 01 6425 Intl. Business Machines COM 459200101 1701 14060 SH SOLE 14060 J. C. Penney COM 708160106 2304 66782 SH SOLE 66782 Journal Register Co. COM 481138105 32729 2380325 SH SOLE 2380325 450 32700 SH OTHER 02 32700 K-Mart Corp. COM 482584109 1080 92400 SH SOLE 92400 Kansas City Southern Inds COM 485170104 986 21200 SH SOLE 21200 Kaydon Corp. COM 486587108 41871 1683247 SH SOLE 1665747 17500 2887 116080 SH OTHER 03 02 01 116080 Kohls Corp Com COM 500255104 2860 43250 SH SOLE 43250 Kroger Co. COM 501044101 5494 249000 SH SOLE 249000 Lakes Gaming Inc COM 51206P109 221 23000 SH SOLE 23000 Limited, Inc. COM 532716107 2194 57360 SH SOLE 57360 Local Financial Corporation COM 539553107 1249 135000 SH SOLE 135000 Lowe's Co. COM 548661107 4948 101500 SH SOLE 101500 May Dept. Stores COM 577778103 1698 46611 SH SOLE 46611 McDermott International Inc. COM 580037109 11566 571168 SH SOLE 560168 11000 2166 106975 SH OTHER 03 02 01 106975 Media One Group, Inc. COM 58440J104 25883 378892 SH SOLE 369892 9000 2354 34455 SH OTHER 03 02 01 34455 Medical Assurance, Inc. COM 58449U100 684 27303 SH SOLE 27303 Metris Companies Inc COM 591598107 81241 2753935 SH SOLE 2725935 28000 5449 184721 SH OTHER 03 02 01 184721 Municipal Mortgage & Equity * COM 62624B101 4945 242680 SH SOLE 242680 National Commerce Bancorporati COM 635449101 1024 46624 SH SOLE 46624 New Plan Excel Realty Trust* COM 648053106 1807 101440 SH SOLE 101440 18 1032 SH OTHER 02 1032 Newell Rubbermaid Inc COM 651229106 1123 39320 SH SOLE 39320 Norfolk Southern COM 655844108 957 39080 SH SOLE 39080 Ocwen Asset Investment Corp.* COM 67574M106 1924 446100 SH SOLE 446100 3 600 SH OTHER 01 600 Ocwen Financial Corp COM 675746101 34624 5177365 SH SOLE 5142365 35000 2059 307845 SH OTHER 03 02 01 307845 Office Depot, Inc. COM 676220106 892 85000 SH SOLE 85000 Old Republic Int'l. COM 680223104 2300 159332 SH SOLE 159332 544 37714 SH OTHER 01 37714 Park Place Entertainment COM 700690100 350 28000 SH SOLE 28000 Payless ShoeSource, Inc. COM 704379106 20791 411695 SH SOLE 404695 7000 1615 31990 SH OTHER 03 02 01 31990 Penn Virginia Corporation COM 707882106 6320 304575 SH SOLE 304575 Pfizer Co. COM 717081103 316 8805 SH SOLE 8805 Philip Morris COM 718154107 906 26500 SH SOLE 26500 Plum Creek Timber Co Inc REIT* COM 729251108 2377 75750 SH SOLE 75750 Premark Int'l Inc. COM 740459102 207 4100 SH SOLE 4100 Price Enterprises, Inc.* COM 741444202 3506 447000 SH SOLE 447000 Procter & Gamble COM 742718109 272 2900 SH SOLE 2900 Provident Bankshares COM 743859100 379 17786 SH SOLE 17786 Pulitzer Inc COM 745769109 9445 207875 SH SOLE 207875 177 3900 SH OTHER 02 3900 RFS Hotel Investors Inc COM 74955J108 2784 242100 SH SOLE 242100 ReliaStar Financial Corp. COM 75952U103 19836 596580 SH SOLE 584580 12000 3029 91090 SH OTHER 03 02 01 91090 Rite Aid COM 767754104 1070 77450 SH SOLE 77450 Ross Stores Inc COM 778296103 5013 249100 SH SOLE 249100 Safeway Inc Com New COM 786514208 3330 87500 SH SOLE 87500 Saks, Inc. COM 79377w108 24425 1608218 SH SOLE 1588218 20000 2037 134091 SH OTHER 03 02 01 134091 Schein Henry, Inc. Common COM 806407102 356 25000 SH SOLE 25000 Scott Technologies Inc COM 810022301 5235 265075 SH SOLE 265075 226 11445 SH OTHER 02 11445 Sears Roebuck & Co. COM 812387108 2516 80200 SH SOLE 80200 Shoney's, Inc. COM 825039100 4527 2336600 SH SOLE 2336600 Southdown Inc. COM 841297104 41188 769874 SH SOLE 763874 6000 2924 54653 SH OTHER 03 02 01 54653 Southwest Airlines COM 844741108 2244 147751 SH SOLE 147751 Stewart & Stevenson Svcs, Inc. COM 860342104 8861 675100 SH SOLE 675100 1539 117245 SH OTHER 02 01 117245 Stone Energy Corp COM 861642106 229 4500 SH OTHER 02 4500 Storage USA, Inc. * COM 861907103 1107 40240 SH SOLE 40240 14 510 SH OTHER 02 510 Sun Communities Inc.* COM 866674104 962 29100 SH SOLE 29100 TJX Companies COM 872540109 2453 87400 SH SOLE 87400 Tandy Corp. COM 875382103 3535 68400 SH SOLE 68400 Telephone & Data COM 879433100 78464 883482 SH SOLE 875482 8000 6292 70850 SH OTHER 03 02 01 70850 Toys R Us COM 892335100 1192 79441 SH SOLE 79441 Trenwick Group COM 895290104 18213 1099638 SH SOLE 1088138 11500 1405 84807 SH OTHER 02 01 84807 Tupperware Corporation COM 899896104 41665 2057510 SH SOLE 2034510 23000 2723 134460 SH OTHER 03 02 01 134460 UNUMProvident Corp. COM 91529y106 1885 64030 SH SOLE 64030 US Airways Group COM 911905107 1136 43260 SH SOLE 43260 Union Pacific Corp. COM 907818108 2948 61335 SH SOLE 61335 Wabash National Corp COM 929566107 583 28690 SH SOLE 28690 Wal-Mart Stores COM 931142103 50891 1069978 SH SOLE 1069978 Walgreen Co. COM 931422109 5045 198800 SH SOLE 198800 Weatherford International COM 947074100 26359 823723 SH SOLE 813723 10000 2446 76448 SH OTHER 03 02 01 76448 Young Broadcasting Class A COM 987434107 32919 628525 SH SOLE 628525 162 3100 SH OTHER 02 3100 CKE Restaurants Conv CNV 12561EAB1 726 1100000 PRN SOLE 1100000 Corporate Express, Inc. CNV 219888AE4 545 555000 PRN SOLE 555000 Jumbosports Inc Conv CNV 481386AA8 1 150000 PRN SOLE 150000 Lechters Inc CNV 130000GW6 1803 2420000 PRN SOLE 2420000 Shoney's Inc Conv CNV 825039AC4 902 4400000 PRN SOLE 4400000 Shoney's/TPI Enterprises CNV 872623AA1 812 1400000 PRN SOLE 1400000 CTBI Preferred Cap Trust 9% PRD 12641H201 502 20000 SH SOLE 20000 Hallwood Energy Corp. Pfd.-A PRD 40636X204 347 41739 SH SOLE 41739 Ozark Capital Trust 9% Pfd PRD 692619208 300 30000 SH SOLE 30000 Prime Retail, Inc. 10.50% Sr. PRD 741570204 5603 329562 SH SOLE 329562 Winston Hotels Inc Cum Pfd 9.2 PRD 97563A201 345 20000 SH SOLE 20000
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