0001140361-23-008299.txt : 20230223 0001140361-23-008299.hdr.sgml : 20230223 20230223163215 ACCESSION NUMBER: 0001140361-23-008299 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230221 FILED AS OF DATE: 20230223 DATE AS OF CHANGE: 20230223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUSSMAN S DONALD CENTRAL INDEX KEY: 0001044734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21323 FILM NUMBER: 23660193 MAIL ADDRESS: STREET 1: 888 EAST LAS OLAS BLVD STREET 2: SUITE 710 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paloma Partners Management Co CENTRAL INDEX KEY: 0001103882 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21323 FILM NUMBER: 23660199 BUSINESS ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836 BUSINESS PHONE: 203-862-8000 MAIL ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836 FORMER NAME: FORMER CONFORMED NAME: PALOMA PARTNERSMANAGEMENT Co DATE OF NAME CHANGE: 20150212 FORMER NAME: FORMER CONFORMED NAME: SUNRISE PARTNERS LIMITED PARTNERSHIP DATE OF NAME CHANGE: 20141113 FORMER NAME: FORMER CONFORMED NAME: SUNRISE PARTNERS LIMITED PARTNERSHIP /CT DATE OF NAME CHANGE: 20120213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PALOMA INTERNATIONAL L P CENTRAL INDEX KEY: 0001270603 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21323 FILM NUMBER: 23660197 BUSINESS ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836 BUSINESS PHONE: 2038628000 MAIL ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PALOMA PARTNERS ADVISORS, INC. CENTRAL INDEX KEY: 0001924140 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21323 FILM NUMBER: 23660195 BUSINESS ADDRESS: STREET 1: 888 EAST LAS OLAS BLVD. STREET 2: SUITE 710 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 954-666-5067 MAIL ADDRESS: STREET 1: 888 EAST LAS OLAS BLVD. STREET 2: SUITE 710 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sunrise Partners Limited Partnership CENTRAL INDEX KEY: 0001369507 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21323 FILM NUMBER: 23660198 BUSINESS ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836-2571 BUSINESS PHONE: (203) 862-8000 MAIL ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836-2571 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paloma Partners Advisors LP CENTRAL INDEX KEY: 0001633870 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21323 FILM NUMBER: 23660196 BUSINESS ADDRESS: STREET 1: 888 E. LAS OLAS BLVD. SUITE 710 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 954-666-5067 MAIL ADDRESS: STREET 1: 888 E. LAS OLAS BLVD. SUITE 710 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hayt Gregory S. CENTRAL INDEX KEY: 0001924125 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21323 FILM NUMBER: 23660194 MAIL ADDRESS: STREET 1: 2 AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE LTD DURATION INCOME FUND CENTRAL INDEX KEY: 0001222922 IRS NUMBER: 000000000 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-482-8260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: EATON VANCE LIMITED DURATION INCOME FUND DATE OF NAME CHANGE: 20030313 4 1 form4.xml X0306 4 2023-02-21 true 0001222922 EATON VANCE LTD DURATION INCOME FUND EVV 0001103882 Paloma Partners Management Co TWO AMERICAN LANE GREENWICH CT 06836 true 0001369507 Sunrise Partners Limited Partnership MAPLES CORPORATE SERVICES LIMITED P.O. BOX 309, UGLAND HOUSE GRAND CAYMAN E9 KY1-1104 CAYMAN ISLANDS true 0001270603 PALOMA INTERNATIONAL L P MAPLES CORPORATE SERVICES LIMITED P.O. BOX 309, UGLAND HOUSE GRAND CAYMAN E9 KY1-1104 CAYMAN ISLANDS true 0001633870 Paloma Partners Advisors LP 888 E. LAS OLAS BLVD. FORT LAUDERDALE FL 33301 true 0001924140 PALOMA PARTNERS ADVISORS, INC. C/O PALOMA PARTNERS ADVISORS LP 888 E. LAS OLAS BLVD. FORT LAUDERDALE FL 33301 true 0001924125 Hayt Gregory S. C/O PALOMA PARTNERS MANAGEMENT COMPANY TWO AMERICAN LANE GREENWICH CT 06836 true 0001044734 SUSSMAN S DONALD C/O PALOMA PARTNERS ADVISORS LP 888 E. LAS OLAS BLVD. FT. LAUDERDALE FL 33301 true Series A Auction Preferred Shares 2023-02-21 4 S 0 194 21750 D 0 I See Explanation of Responses Series B Auction Preferred Shares 2023-02-21 4 S 0 164 21750 D 0 I See Explanation of Responses Series C Auction Preferred Shares 2023-02-21 4 S 0 366 21750 D 0 I See Explanation of Responses Series D Auction Preferred Shares 2023-02-21 4 S 0 154 21750 D 0 I See Explanation of Responses Series E Auction Preferred Shares 2023-02-21 4 S 0 134 21750 D 0 I See Explanation of Responses These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company. Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Paloma Partners Management Company, By: /s/ Douglas W. Ambrose, Executive Vice President 2023-02-23 Sunrise Partners Limited Partnership, By: Paloma International, L.P., parent holder, By: Paloma Partners Management Company, general partner, By: /s/ Douglas W. Ambrose, Executive Vice President 2023-02-23 Paloma International, L.P., By: Paloma Partners Management Company, general partner, By: /s/ Douglas W. Ambrose, Executive Vice President 2023-02-23 Paloma Partners Advisors LP, By: Paloma Partners Advisors, Inc., General Partner, By: /s/ Donald S. Sussman, President 2023-02-23 Paloma Partners Advisors, Inc., By: /s/ Donald S. Sussman, President 2023-02-23 /s/ Gregory Hayt 2023-02-23 /s/ Donald S. Sussman 2023-02-23