0001140361-23-008299.txt : 20230223
0001140361-23-008299.hdr.sgml : 20230223
20230223163215
ACCESSION NUMBER: 0001140361-23-008299
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230221
FILED AS OF DATE: 20230223
DATE AS OF CHANGE: 20230223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUSSMAN S DONALD
CENTRAL INDEX KEY: 0001044734
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21323
FILM NUMBER: 23660193
MAIL ADDRESS:
STREET 1: 888 EAST LAS OLAS BLVD
STREET 2: SUITE 710
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Paloma Partners Management Co
CENTRAL INDEX KEY: 0001103882
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21323
FILM NUMBER: 23660199
BUSINESS ADDRESS:
STREET 1: TWO AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06836
BUSINESS PHONE: 203-862-8000
MAIL ADDRESS:
STREET 1: TWO AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06836
FORMER NAME:
FORMER CONFORMED NAME: PALOMA PARTNERSMANAGEMENT Co
DATE OF NAME CHANGE: 20150212
FORMER NAME:
FORMER CONFORMED NAME: SUNRISE PARTNERS LIMITED PARTNERSHIP
DATE OF NAME CHANGE: 20141113
FORMER NAME:
FORMER CONFORMED NAME: SUNRISE PARTNERS LIMITED PARTNERSHIP /CT
DATE OF NAME CHANGE: 20120213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PALOMA INTERNATIONAL L P
CENTRAL INDEX KEY: 0001270603
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21323
FILM NUMBER: 23660197
BUSINESS ADDRESS:
STREET 1: TWO AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06836
BUSINESS PHONE: 2038628000
MAIL ADDRESS:
STREET 1: TWO AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06836
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PALOMA PARTNERS ADVISORS, INC.
CENTRAL INDEX KEY: 0001924140
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21323
FILM NUMBER: 23660195
BUSINESS ADDRESS:
STREET 1: 888 EAST LAS OLAS BLVD.
STREET 2: SUITE 710
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33301
BUSINESS PHONE: 954-666-5067
MAIL ADDRESS:
STREET 1: 888 EAST LAS OLAS BLVD.
STREET 2: SUITE 710
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sunrise Partners Limited Partnership
CENTRAL INDEX KEY: 0001369507
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21323
FILM NUMBER: 23660198
BUSINESS ADDRESS:
STREET 1: TWO AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06836-2571
BUSINESS PHONE: (203) 862-8000
MAIL ADDRESS:
STREET 1: TWO AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06836-2571
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Paloma Partners Advisors LP
CENTRAL INDEX KEY: 0001633870
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21323
FILM NUMBER: 23660196
BUSINESS ADDRESS:
STREET 1: 888 E. LAS OLAS BLVD. SUITE 710
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33301
BUSINESS PHONE: 954-666-5067
MAIL ADDRESS:
STREET 1: 888 E. LAS OLAS BLVD. SUITE 710
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hayt Gregory S.
CENTRAL INDEX KEY: 0001924125
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21323
FILM NUMBER: 23660194
MAIL ADDRESS:
STREET 1: 2 AMERICAN LANE
CITY: GREENWICH
STATE: CT
ZIP: 06836
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON VANCE LTD DURATION INCOME FUND
CENTRAL INDEX KEY: 0001222922
IRS NUMBER: 000000000
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-482-8260
MAIL ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: EATON VANCE LIMITED DURATION INCOME FUND
DATE OF NAME CHANGE: 20030313
4
1
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2023-02-21
true
0001222922
EATON VANCE LTD DURATION INCOME FUND
EVV
0001103882
Paloma Partners Management Co
TWO AMERICAN LANE
GREENWICH
CT
06836
true
0001369507
Sunrise Partners Limited Partnership
MAPLES CORPORATE SERVICES LIMITED
P.O. BOX 309, UGLAND HOUSE
GRAND CAYMAN
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KY1-1104
CAYMAN ISLANDS
true
0001270603
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MAPLES CORPORATE SERVICES LIMITED
P.O. BOX 309, UGLAND HOUSE
GRAND CAYMAN
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CAYMAN ISLANDS
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888 E. LAS OLAS BLVD.
FORT LAUDERDALE
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C/O PALOMA PARTNERS ADVISORS LP
888 E. LAS OLAS BLVD.
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C/O PALOMA PARTNERS MANAGEMENT COMPANY
TWO AMERICAN LANE
GREENWICH
CT
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Series A Auction Preferred Shares
2023-02-21
4
S
0
194
21750
D
0
I
See Explanation of Responses
Series B Auction Preferred Shares
2023-02-21
4
S
0
164
21750
D
0
I
See Explanation of Responses
Series C Auction Preferred Shares
2023-02-21
4
S
0
366
21750
D
0
I
See Explanation of Responses
Series D Auction Preferred Shares
2023-02-21
4
S
0
154
21750
D
0
I
See Explanation of Responses
Series E Auction Preferred Shares
2023-02-21
4
S
0
134
21750
D
0
I
See Explanation of Responses
These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company.
Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Paloma Partners Management Company, By: /s/ Douglas W. Ambrose, Executive Vice President
2023-02-23
Sunrise Partners Limited Partnership, By: Paloma International, L.P., parent holder, By: Paloma Partners Management Company, general partner, By: /s/ Douglas W. Ambrose, Executive Vice President
2023-02-23
Paloma International, L.P., By: Paloma Partners Management Company, general partner, By: /s/ Douglas W. Ambrose, Executive Vice President
2023-02-23
Paloma Partners Advisors LP, By: Paloma Partners Advisors, Inc., General Partner, By: /s/ Donald S. Sussman, President
2023-02-23
Paloma Partners Advisors, Inc., By: /s/ Donald S. Sussman, President
2023-02-23
/s/ Gregory Hayt
2023-02-23
/s/ Donald S. Sussman
2023-02-23