-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RBfnnpwc2X7sEJTtrxfCjHMk8KwfgI2tWmh1MRp/PX6NwgdSUCy5dHI9zxS3G1ji J03WYmUb4dNv6756u1iozA== 0000912057-02-032677.txt : 20020816 0000912057-02-032677.hdr.sgml : 20020816 20020816152104 ACCESSION NUMBER: 0000912057-02-032677 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020809 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNOVA INC CENTRAL INDEX KEY: 0001044590 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 954647021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13279 FILM NUMBER: 02741163 BUSINESS ADDRESS: STREET 1: 21900 BURBANK BLVD CITY: WOODLAND HILLS STATE: CA ZIP: 91367-7456 BUSINESS PHONE: 8189923000 MAIL ADDRESS: STREET 1: 21900 BURBANK BLVD CITY: WOODLAND HILLS STATE: CA ZIP: 91367-7456 8-K 1 a2087440z8-k.htm FORM 8-K
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)    August 9, 2002

UNOVA, INC.
(Exact name of registrant as specified in its charter)


Delaware
(State or other jurisdiction of incorporation)

 

1-13279
(Commission File Number)

 

95-4647021
(IRS Employer Identification No.)

21900 Burbank Boulevard
Woodland Hills, California
(Address of principal executive offices)

 

91367-7456
(Zip code)

Registrant's telephone number, including area code: (818) 992-3000

        Total number of sequentially numbered pages in this filing, including exhibits hereto: 6





Item 9.    Regulation FD Disclosure

        On August 9, 2002, each of the Chief Executive Officer, Larry D. Brady, and Chief Financial Officer, Michael E. Keane, of UNOVA, Inc., submitted to the Securities and Exchange Commission (the "Commission") sworn statements certifying previously filed reports pursuant to Commission Order No. 4-460. Copies of these statements are attached hereto as Exhibits. The Commission has reviewed these statements and confirmed that they are in the form of Exhibit A of the Commission's order.


Item 7.    Financial Statements and Exhibits

            The following Exhibits are included herein:

 
   
Exhibit 99.1   Statement under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings

Exhibit 99.2

 

Statement under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings

2


SIGNATURE

        Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

    UNOVA, INC.

Date:    August 15, 2002

 

By:

 

/s/  
DANIEL S. BISHOP      
Daniel S. Bishop
Secretary and General Counsel

3



EXHIBIT INDEX

Exhibit

  Description
99.1   Statement under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings

99.2

 

Statement under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings

4




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Item 9. Regulation FD Disclosure
Item 7. Financial Statements and Exhibits
EXHIBIT INDEX
EX-99.1 3 a2087440zex-99_1.htm EXHIBIT 99.1
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EXHIBIT 99.1


STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER REGARDING FACTS AND
CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS

        I, Larry D. Brady, state and attest that:

    (1)
    To the best of my knowledge, based upon a review of the covered reports of UNOVA, Inc. and, except as corrected or supplemented in a subsequent covered report:

    no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and

    no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).

    (2)
    I have reviewed the contents of this statement with the Company's audit committee.

    (3)
    In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report":

    Annual Report on Form 10-K for the fiscal year ended December 31, 2001 of UNOVA, Inc.;

    all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of UNOVA, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and

    any amendments to any of the foregoing.

/s/  LARRY D. BRADY      
Larry D. Brady
August 9, 2002
       

 

 

Subscribed and sworn to before me this 9th day of August, 2002.

 

 

/s/  
      
Notary Public

 

 

My Commission Expires:



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STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS
EX-99.2 4 a2087440zex-99_2.htm EXHIBIT 99.2
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EXHIBIT 99.2


STATEMENT UNDER OATH OF PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND
CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS

        I, Michael E. Keane, state and attest that:

    (1)
    To the best of my knowledge, based upon a review of the covered reports of UNOVA, Inc. and, except as corrected or supplemented in a subsequent covered report:

    no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and

    no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).

    (2)
    I have reviewed the contents of this statement with the Company's audit committee.

    (3)
    In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report":

    Annual Report on Form 10-K for the fiscal year ended December 31, 2001 of UNOVA, Inc.;

    all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of UNOVA, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and

    any amendments to any of the foregoing.

/s/  MICHAEL E. KEANE      
Michael E. Keane
August 9, 2002
       

 

 

Subscribed and sworn to before me this 9th day of August, 2002.

 

 

/s/  
      
Notary Public

 

 

My Commission Expires:



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STATEMENT UNDER OATH OF PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS
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