0001140361-16-063146.txt : 20160503
0001140361-16-063146.hdr.sgml : 20160503
20160503192520
ACCESSION NUMBER: 0001140361-16-063146
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160426
FILED AS OF DATE: 20160503
DATE AS OF CHANGE: 20160503
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ACTIVE POWER INC
CENTRAL INDEX KEY: 0001044435
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 742642142
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2128 WEST BRAKER LANE, BK12
CITY: AUSTIN
STATE: TX
ZIP: 78758
BUSINESS PHONE: 5128366464
MAIL ADDRESS:
STREET 1: 2128 WEST BRAKER LANE, BK12
CITY: AUSTIN
STATE: TX
ZIP: 78758
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PACIFIC VIEW ASSET MANAGEMENT (UK) LLP
CENTRAL INDEX KEY: 0001601068
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30939
FILM NUMBER: 161617052
BUSINESS ADDRESS:
STREET 1: 5TH FLOOR
STREET 2: 6 ST. ANDREW STREET
CITY: LONDON
STATE: X0
ZIP: EC4A 3AE
BUSINESS PHONE: 44-0-1534-500417
MAIL ADDRESS:
STREET 1: 5TH FLOOR
STREET 2: 6 ST. ANDREW STREET
CITY: LONDON
STATE: X0
ZIP: EC4A 3AE
FORMER NAME:
FORMER CONFORMED NAME: PERLUS INVESTMENT MANAGEMENT LLP
DATE OF NAME CHANGE: 20140225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PVAM HOLDINGS LTD.
CENTRAL INDEX KEY: 0001620047
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30939
FILM NUMBER: 161617053
BUSINESS ADDRESS:
STREET 1: 5TH FLOOR
STREET 2: 6 ST. ANDREW STREET
CITY: LONDON
STATE: X0
ZIP: EC4A 3AE
BUSINESS PHONE: 415-318-5805
MAIL ADDRESS:
STREET 1: 5TH FLOOR
STREET 2: 6 ST. ANDREW STREET
CITY: LONDON
STATE: X0
ZIP: EC4A 3AE
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PVAM Perlus Microcap Fund, L.P.
CENTRAL INDEX KEY: 0001472885
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30939
FILM NUMBER: 161617054
BUSINESS ADDRESS:
STREET 1: 5TH FLOOR, 37 ESPLANADE
STREET 2: ST HELIER
CITY: JERSEY, CHANNEL ISLANDS
STATE: Y9
ZIP: JE1 2TR
BUSINESS PHONE: 00 44 1534 500400
MAIL ADDRESS:
STREET 1: 5TH FLOOR, 37 ESPLANADE
STREET 2: ST HELIER
CITY: JERSEY, CHANNEL ISLANDS
STATE: Y9
ZIP: JE1 2TR
FORMER NAME:
FORMER CONFORMED NAME: PVAM Perlus Microcap Fund L.P.
DATE OF NAME CHANGE: 20140923
FORMER NAME:
FORMER CONFORMED NAME: Perlus Microcap Fund L.P.
DATE OF NAME CHANGE: 20091027
FORMER NAME:
FORMER CONFORMED NAME: Perlus Ltd as General Partner to The Perlus Microcap Fund L.P.
DATE OF NAME CHANGE: 20090923
3
1
doc1.xml
FORM 3
X0206
3
2016-04-26
0
0001044435
ACTIVE POWER INC
ACPW
0001472885
PVAM Perlus Microcap Fund, L.P.
5TH FLOOR, 37 ESPLANADE
ST HELIER
JERSEY, CHANNEL ISLANDS
X0
JE1 2TR
UNITED KINGDOM
0
0
1
0
0001620047
PVAM HOLDINGS LTD.
5TH FLOOR 6 ST. ANDREW STREET
LONDON
X0
EC4A 3AE
UNITED KINGDOM
0
0
1
0
0001601068
PACIFIC VIEW ASSET MANAGEMENT (UK) LLP
5TH FLOOR 6 ST. ANDREW STREET
LONDON
X0
EC4A 3A3
UNITED KINGDOM
0
0
1
0
Common Stock
2533549
D
PVAM Perlus Microcap Fund L.P. (formerly The Perlus Microcap Fund L.P.) is the beneficial owner of the shares of common stock of Key Technology, Inc. (the "Shares"). The Shares are held in the account of PVAM Perlus Microcap Fund L.P., the investments of which are managed by Pacific View Asset Management (UK) LLP (formerly Perlus Investment Management LLP) of which PVAM Holdings Ltd. ("PVAM") is the managing member. Pacific View Asset Management (UK) LLP ("PVAM LLP") exercises voting power and shares dispositive control over the Shares and PVAM shares indirect voting and dispositive power over the Shares. Each of PVAM and PVAM LLP disclaims beneficial ownership of the Shares, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that either PVAM or PVAM LLP is a beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.
/s/ Steve Druskin
2016-05-03