0001209191-16-146640.txt : 20161021 0001209191-16-146640.hdr.sgml : 20161021 20161021181840 ACCESSION NUMBER: 0001209191-16-146640 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161019 FILED AS OF DATE: 20161021 DATE AS OF CHANGE: 20161021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIOCEPT INC CENTRAL INDEX KEY: 0001044378 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 330757995 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5810 NANCY RIDGE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-320-8200 MAIL ADDRESS: STREET 1: 5810 NANCY RIDGE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chandler Marsha Alpert CENTRAL INDEX KEY: 0001591395 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36284 FILM NUMBER: 161947029 MAIL ADDRESS: STREET 1: 7863 ENTRADA ANGELICA CITY: SAN DIEGO STATE: CA ZIP: 92127 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-10-19 0 0001044378 BIOCEPT INC BIOC 0001591395 Chandler Marsha Alpert C/O BIOCEPT, INC. 5810 NANCY RIDGE DRIVE #150 SAN DIEGO CA 92121 1 0 0 0 Common Stock 2014-03-04 4 G 0 1693 0.00 D 667 D Common Stock 2014-03-04 4 G 0 1693 0.00 A 1693 I By trust Common Stock 2016-10-19 4 P 0 4545 1.10 A 5212 D Warrant to Purchase Common Stock 1.10 2016-10-19 4 P 0 4545 A 2016-10-19 2021-10-19 Common Stock 4545 4545 D On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 1,333 fewer shares with respect to these shares. On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 3,385 fewer shares with respect to these shares. Shares were purchased from the issuer in a unit offering, with each unit consisting of one share of Common Stock and one warrant to purchase one share of Common Stock for $1.10 per unit. /s/ Michael Nall, Attorney-in-Fact 2016-10-21