0001209191-16-146640.txt : 20161021
0001209191-16-146640.hdr.sgml : 20161021
20161021181840
ACCESSION NUMBER: 0001209191-16-146640
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161019
FILED AS OF DATE: 20161021
DATE AS OF CHANGE: 20161021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BIOCEPT INC
CENTRAL INDEX KEY: 0001044378
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 330757995
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5810 NANCY RIDGE DR
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-320-8200
MAIL ADDRESS:
STREET 1: 5810 NANCY RIDGE DR
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chandler Marsha Alpert
CENTRAL INDEX KEY: 0001591395
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36284
FILM NUMBER: 161947029
MAIL ADDRESS:
STREET 1: 7863 ENTRADA ANGELICA
CITY: SAN DIEGO
STATE: CA
ZIP: 92127
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-10-19
0
0001044378
BIOCEPT INC
BIOC
0001591395
Chandler Marsha Alpert
C/O BIOCEPT, INC.
5810 NANCY RIDGE DRIVE #150
SAN DIEGO
CA
92121
1
0
0
0
Common Stock
2014-03-04
4
G
0
1693
0.00
D
667
D
Common Stock
2014-03-04
4
G
0
1693
0.00
A
1693
I
By trust
Common Stock
2016-10-19
4
P
0
4545
1.10
A
5212
D
Warrant to Purchase Common Stock
1.10
2016-10-19
4
P
0
4545
A
2016-10-19
2021-10-19
Common Stock
4545
4545
D
On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 1,333 fewer shares with respect to these shares.
On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 3,385 fewer shares with respect to these shares.
Shares were purchased from the issuer in a unit offering, with each unit consisting of one share of Common Stock and one warrant to purchase one share of Common Stock for $1.10 per unit.
/s/ Michael Nall, Attorney-in-Fact
2016-10-21