ARI Network Services, Inc. common 001930205 640 200000 SH SOLE 200000 0 0 Acadia Pharmaceuticals, Inc. common 004225108 1643 66357 SH SOLE 66357 0 0 Active Power, Inc. common 00504W308 1450 725000 SH SOLE 725000 0 0 Adept Technology, Inc. common 006854202 12345 1467850 SH SOLE 1467850 0 0 Aerovironment, Inc. common 008073108 6315 210000 SH SOLE 210000 0 0 Alcobra, Ltd. (Israel) common M2239P109 6848 443496 SH SOLE 443496 0 0 Amber Road, Inc. common 02318Y108 8892 512811 SH SOLE 512811 0 0 Ameresco, Inc. common 02361E108 1672 244062 SH SOLE 244062 0 0 Amtech Systems, Inc. common 032332504 141 13213 SH SOLE 13213 0 0 Antibe Therapeutics, Inc. common 037025103 581 1666667 SH SOLE 1666667 0 0 Aratana Therapeutics, Inc. common 03874P101 6024 600000 SH SOLE 600000 0 0 Ardmore Shipping Corp. (Irelan common Y0207T100 5170 474300 SH SOLE 474300 0 0 Argos Therapeutics, Inc. common 040221103 7545 750000 SH SOLE 750000 0 0 Arrowhead Research Corporation common 042797209 1754 118733 SH SOLE 118733 0 0 BTU International Corp. common 056032105 3650 1123045 SH SOLE 1123045 0 0 Bavarian Nordic A/S (Denmark) common 009225196 1945 100983 SH SOLE 100983 0 0 Benitec Biopharma Ltd.(Austra) common 6710507AU 1466 1687068 SH SOLE 1687068 0 0 BioTelemetry, Inc. common 090672106 1679 250182 SH SOLE 250182 0 0 Brightcove, Inc. common 075097042 12281 2200967 SH SOLE 2200967 0 0 Broadwind Energy Inc. common 11161T108 15820 2112191 SH SOLE 2112191 0 0 CEVA, Inc. common 157210105 17142 1275449 SH SOLE 1275449 0 0 CPI Aerostructures, Inc. common 125919308 9171 931040 SH SOLE 931040 0 0 CTPartners Executive Search common 22945C105 2241 143719 SH SOLE 143719 0 0 CVD Equipment Corporation common 126601103 4518 349166 SH SOLE 349166 0 0 CYREN Ltd. (Isreal) common 010802725 1363 622400 SH SOLE 622400 0 0 Cache, Inc. common 127150308 3184 3781946 SH SOLE 3781946 0 0 Carbon Natural Gas Co. common 14115T109 9256 10888889 SH SOLE 10888889 0 0 Cellectar Biosciences, Inc. common 15117F203 2593 1142368 SH SOLE 1142368 0 0 Ceres, Inc. common 156773103 662 1614032 SH SOLE 1614032 0 0 Chase Packaging Corporation common 161635107 55 684954 SH SOLE 684954 0 0 Cimatron Ltd. (Israel) common M23798107 1354 224467 SH SOLE 224467 0 0 Constant Contact Inc. common 210313102 8122 299252 SH SOLE 299252 0 0 Crailar Technologies Inc. common 224248104 2260 5738660 SH SOLE 5738660 0 0 DSP Group, Inc. common 23332B106 4473 504334 SH SOLE 504334 0 0 Datawatch, Corp. common 237917208 2639 257422 SH SOLE 257422 0 0 Dixie Group, Inc. common 255519100 2601 300000 SH SOLE 300000 0 0 Energous, Corp. common 29272C103 5484 481096 SH SOLE 481096 0 0 Enphase Energy, Inc. common 29355A107 749 50000 SH SOLE 50000 0 0 Entropic Communications, Inc. common 29384R105 9568 3597070 SH SOLE 3597070 0 0 Erickson Incorporated common 29482P100 8300 638976 SH SOLE 638976 0 0 Extreme Networks, Inc. common 30226D106 11606 2422864 SH SOLE 2422864 0 0 Five Prime Therapeutics, Inc. common 33830X104 3519 300000 SH SOLE 300000 0 0 Foundation Healthcare, Inc. common 350405106 1501 3574220 SH SOLE 3574220 0 0 Fuelcell Energy Inc. common 35952H106 6482 3101605 SH SOLE 3101605 0 0 GTT Communications, Inc. common 362393100 1157 97182 SH SOLE 97182 0 0 GeneNews, Ltd. (Canada) (CF) common 36870T107 7261 6303242 SH SOLE 6303242 0 0 GeneNews, Ltd. (Rest- Reg S) common 36870T107 3300 3000000 SH SOLE 3000000 0 0 GigOptix,Inc common 37517Y103 247 204337 SH SOLE 204337 0 0 Gigamon, Inc. common 37518B102 4900 467966 SH SOLE 467966 0 0 Global Power Equipment Group common 37941P306 968 65000 SH SOLE 65000 0 0 Hamilton Thorne, Ltd.(Canada) common 999999999 765 8356544 SH SOLE 8356544 0 0 IZEA Inc. common 46603N202 4017 10857144 SH SOLE 10857144 0 0 Ideal Power, Inc. common 451622104 8625 1146935 SH SOLE 1146935 0 0 Incontact Inc. common 45336E109 7509 863552 SH SOLE 863552 0 0 Infusystem Holdings, Inc. common 45685K102 3676 1170602 SH SOLE 1170602 0 0 Integral Vision, Inc. common 45811H106 4 1850000 SH SOLE 1850000 0 0 Intermap Technologies Corp(Can common 458977204 2005 14976204 SH SOLE 14976204 0 0 Interplay Entertainment Corp. common 460615107 102 9133000 SH SOLE 9133000 0 0 Inventure Foods, Inc. common 461212102 3564 275000 SH SOLE 275000 0 0 Iteris, Inc. common 46564T107 973 556169 SH SOLE 556169 0 0 KMG Chemicals, Inc. common 482564101 7012 430698 SH SOLE 430698 0 0 Kindred Biosciences, Inc. common 494577109 1213 131090 SH SOLE 131090 0 0 Kopin Corporation common 500600101 20830 6126598 SH SOLE 6126598 0 0 LRAD Corporation common 50213V109 12649 4667710 SH SOLE 4667710 0 0 Lemaitre Vascular Inc. common 525558201 9024 1311617 SH SOLE 1311617 0 0 Lightbridge Corporation common 53224K104 2022 879130 SH SOLE 879130 0 0 LivePerson, Inc. common 538146101 17968 1427200 SH SOLE 1427200 0 0 Loxo Oncology, Inc. common 548862101 985 75000 SH SOLE 75000 0 0 MagneTek, Inc. common 559424403 9237 295222 SH SOLE 295222 0 0 Manitex Int'l Inc. common 563420108 5185 459230 SH SOLE 459230 0 0 Marin Software, Inc. common 56804T106 1965 228456 SH SOLE 228456 0 0 Marinus Pharmaceuticals, Inc. common 56854Q101 1730 267337 SH SOLE 267337 0 0 Marrone Bio Innovations, Inc. common 57165B106 1513 568685 SH SOLE 568685 0 0 MaxLinear, Inc. common 57776J100 6656 967397 SH SOLE 967397 0 0 Meru Networks, Inc. common 59047Q103 793 208265 SH SOLE 208265 0 0 MicroFinancial Incorporated common 595072109 9742 1208665 SH SOLE 1208665 0 0 MoSys, Inc. common 619718109 3945 1630256 SH SOLE 1630256 0 0 NTN Buzztime, Inc. common 629410309 2654 8041694 SH SOLE 8041694 0 0 NV5 Holding Inc. common 62945V109 796 84183 SH SOLE 84183 0 0 NeoPhotonics Corporation common 64051T100 7399 2208656 SH SOLE 2208656 0 0 Neonode, Inc. common 64051M402 3440 1600120 SH SOLE 1600120 0 0 Netlist, Inc. common 64118P109 817 686263 SH SOLE 686263 0 0 Novavax, Inc. common 670002104 2377 570000 SH SOLE 570000 0 0 OmniVision Technologies, Inc. common 682128103 13602 514044 SH SOLE 514044 0 0 Oramed Pharmaceuticals Inc. common 68403P203 6367 790000 SH SOLE 790000 0 0 Orion Marine Group, Inc. common 68628V308 3493 350000 SH SOLE 350000 0 0 Ossen Innovation Co. Spon-ADR common 688410109 1323 1121537 SH SOLE 1121537 0 0 OvaScience, Inc. common 69014Q101 1323 79669 SH SOLE 79669 0 0 PC-Tel, Inc. common 69325Q105 3617 476576 SH SOLE 476576 0 0 Pacira Pharmaceuticals, Inc. common 695127100 17446 180000 SH SOLE 180000 0 0 ParkerVision, Inc. common 701354102 1813 1590000 SH SOLE 1590000 0 0 Parnell Pharmaceuticals Holdin common q73622104 1786 310616 SH SOLE 310616 0 0 Pfenex, Inc. common 717071104 7360 1000000 SH SOLE 1000000 0 0 Pfsweb, Inc. common 717098206 25557 2348955 SH SOLE 2348955 0 0 Planet Payment Inc. common 078532599 488 249042 SH SOLE 249042 0 0 PowerSecure International, Inc common 73936N105 9796 1022531 SH SOLE 1022531 0 0 Precision Optics Corporation common 740294301 953 1269213 SH SOLE 1269213 0 0 Profire Energy, Inc. common 74316X101 246 59250 SH SOLE 59250 0 0 Pure Technologies, Ltd.(Canada common 745915108 13489 1869300 SH SOLE 1869300 0 0 Quantum Fuel Systems Tech Worl common 74765E109 2569 690500 SH SOLE 690500 0 0 Qumu Corporation common 749063103 284 21871 SH SOLE 21871 0 0 Regulus Therapeutics, Inc. common 75915K101 1537 225000 SH SOLE 225000 0 0 Repligen Corporation common 759916109 7964 400000 SH SOLE 400000 0 0 Resonant, Inc. common 76118L102 2048 281000 SH SOLE 281000 0 0 Response Genetics, Inc. common 76123U105 1589 2319879 SH SOLE 2319879 0 0 SFX Entertainment, Inc. common 784178303 1203 239722 SH SOLE 239722 0 0 SMART Technologies, Inc.(Canad common 83172R108 5838 3559764 SH SOLE 3559764 0 0 SMTP, Inc. common 784589202 1709 266971 SH SOLE 266971 0 0 Saia, Inc. common 78709Y105 1115 22500 SH SOLE 22500 0 0 Sangamo BioSciences, Inc. common 800677106 4853 450000 SH SOLE 450000 0 0 SeaChange International, Inc. common 811699107 3495 502085 SH SOLE 502085 0 0 Selectica, Inc. common 816288104 3031 506069 SH SOLE 506069 0 0 Sequans Communications - ADR common 817323108 4543 2294290 SH SOLE 2294290 0 0 Silicon Image Inc. common 82705T102 3907 775227 SH SOLE 775227 0 0 Silicon Motion Technology Corp common 82706C108 10380 385295 SH SOLE 385295 0 0 Silver Spring Networks, Inc. common 82817Q103 1387 143739 SH SOLE 143739 0 0 Spark Networks, Inc. common 84651P100 5724 1233681 SH SOLE 1233681 0 0 Spectral Diagnostics Inc. (Can common 847574100 449 1572500 SH SOLE 1572500 0 0 StarTek, inc. common 85569C107 597 77147 SH SOLE 77147 0 0 Summit Corporations plc (Unite common B02T3K5GB 2357 938086 SH SOLE 938086 0 0 Support.com, Inc. common 86858W101 4251 1968120 SH SOLE 1968120 0 0 Synergetics USA, Inc. common 87160G107 3535 1036727 SH SOLE 1036727 0 0 Tekmira Pharmaceutical Corp. common 87911B209 3699 175000 SH SOLE 175000 0 0 Tivo, Inc. common 888706108 2596 202908 SH SOLE 202908 0 0 Tree.com, Inc. common 894675107 2560 71342 SH SOLE 71342 0 0 Trillium Therapeutics Corp. common 89620X100 2711 12145238 SH SOLE 12145238 0 0 Turtle Beach Corporation common 699172102 5317 695050 SH SOLE 695050 0 0 Ultra Clean Holdings, Inc. common 90385V107 18527 2070103 SH SOLE 2070103 0 0 Unwired Planet, Inc. common 91531F103 951 511194 SH SOLE 511194 0 0 UrtheCast Corporation (Canada) common 91731X102 881 896600 SH SOLE 896600 0 0 Verastem, Inc. common 92337C104 1193 140000 SH SOLE 140000 0 0 Verdasys, Inc.(Private Company common 999999999 1652 860226 SH SOLE 860226 0 0 Visualant, Inc. common 928449107 1272 15900000 SH SOLE 15900000 0 0 Vitae Pharmaceuticals, Inc. common 92847N103 6295 825000 SH SOLE 825000 0 0 Vitesse Semiconductor Corp. common 928497304 5409 1502400 SH SOLE 1502400 0 0 Vocera Communications, Inc. common 92857F107 19274 2388325 SH SOLE 2388325 0 0 WaferGen Bio-systems Inc. common 93041P308 6090 1400000 SH SOLE 1400000 0 0 World Energy Solutions, Inc. common 98145W208 4118 838652 SH SOLE 838652 0 0 XEBEC Adsorption, Inc.(Canada) common 983891102 1429 12083103 SH SOLE 12083103 0 0 Xcerra Corp. common 98400J108 1242 126900 SH SOLE 126900 0 0 YuMe, Inc. common 98872B104 1551 310200 SH SOLE 310200 0 0 diaDexus, Inc. common 25245P106 1281 2329623 SH SOLE 2329623 0 0 eGain Corporation common 28225C806 1184 197300 SH SOLE 197300 0 0 hopTo Inc. common 440271104 1056 8524700 SH SOLE 8524700 0 0 iPass, Inc. common 46261V108 4499 2979509 SH SOLE 2979509 0 0 iRadimed,Corp. common 46266A109 1474 210285 SH SOLE 210285 0 0 Arrowhead Research Corp @1.83 preferred 999999999 18563 2300 SH SOLE 2300 0 0 Selectica, Inc. Series E cvrt preferred 999999999 1455 26250 SH SOLE 26250 0 0 Trillium Therapeutics @.21Cd preferred 89620X100 2601 11664286 SH SOLE 11664286 0 0 Verdasys Inc series A-1 cvt pf preferred 999999999 3644 1898146 SH SOLE 1898146 0 0 Verdasys Inc series B-1 cvt pf preferred 999999999 826 430113 SH SOLE 430113 0 0 ARI Network Services, @2.00 3/ warrants 999999999 142 100000 SH SOLE 100000 0 0 Aeterna Zentaris @1.25 1/14/19 warrants 999999999 160 333334 SH SOLE 333334 0 0 Altair Nanotech @.58 5/28/16 * warrants 03820G106 12 939973 SH SOLE 939973 0 0 Benitec Biopharma @1.59A 2/28/ warrants 999999999 221 1051402 SH SOLE 1051402 0 0 CYREN Ltd. @3.08 1/30/15-1/30/ warrants 999999999 213 496242 SH SOLE 496242 0 0 Cellectar Biosciences@1.00 2/6 warrants 15117F203 704 1066000 SH SOLE 1066000 0 0 Cerus Corporation @3.20 5/16/1 warrants 999999999 413 421052 SH SOLE 421052 0 0 ChinaCast Education Corp R144 warrants 999999999 3 500000 SH SOLE 500000 0 0 Crailar Technologies Inc.@.535 warrants 999999999 960 6000000 SH SOLE 6000000 0 0 CytRx Corporation R/R 8/1/16 @ warrants 232828301 72 2400000 SH SOLE 2400000 0 0 Derma Sciences, Inc. (R/R) @9. warrants 999999999 39 60606 SH SOLE 60606 0 0 Dynavax Technologies Corp @1.5 warrants 268158102 25 360000 SH SOLE 360000 0 0 Ecotality (Rest)@2.04 12/19/13 warrants 999999999 1 1250000 SH SOLE 1250000 0 0 EnteroMedics, Inc (RR) @2.19 6 warrants 999999999 165 1500000 SH SOLE 1500000 0 0 EnteroMedics, Inc. (R/R) @1.14 warrants 999999999 48 132140 SH SOLE 132140 0 0 EnteroMedics, Inc. (R/R) @1.90 warrants 999999999 27 180000 SH SOLE 180000 0 0 Foundation Health @1.24 6/20/1 warrants 999999999 429 3571000 SH SOLE 3571000 0 0 Galena Biopharma R/R @.65 4/21 warrants 999999999 446 307393 SH SOLE 307393 0 0 GeneNews @.24 2/1/15 Reg S (CF warrants 999999999 83 4144638 SH SOLE 4144638 0 0 GeneNews @.24 6/1/15 Reg S (CF warrants 999999999 14 690278 SH SOLE 690278 0 0 IZEA Inc. (R/R) @.35 2/21/19 1 warrants 999999999 597 5428572 SH SOLE 5428572 0 0 IZEA Inc. (R/R) @.50 2/21/19 1 warrants 999999999 489 5428572 SH SOLE 5428572 0 0 Idera Pharmaceuticals (R/R) @3 warrants 999999999 22 216000 SH SOLE 216000 0 0 LRAD Corporation (R/R) @2.67 2 warrants 999999999 307 788090 SH SOLE 788090 0 0 Lightbridge Corp R/R @9.00 7/2 warrants 999999999 36 454546 SH SOLE 454546 0 0 Lightbridge RR @2.30 4/25/14-4 warrants 999999999 383 571428 SH SOLE 571428 0 0 Mast Therap (2w=1cs) @1.10 11/ warrants 999999999 33 3750000 SH SOLE 3750000 0 0 NV5 Holding Inc. @7.80 3/27/18 warrants 62945V117 299 99970 SH SOLE 99970 0 0 Overland Storage R/R @8.132 2/ warrants 999999999 11 1443373 SH SOLE 1443373 0 0 Palatin RR@1.00 3/2/12-3/2/17 warrants 999999999 585 4500000 SH SOLE 4500000 0 0 Palatin(RR) @1.00 3/1/16 *.086 warrants 999999999 40 4500000 SH SOLE 4500000 0 0 Parkervision, Inc. (R/R) @.535 warrants 999999999 922 1229104 SH SOLE 1229104 0 0 Power Solutions R/R @13.00 4/2 warrants 999999999 14097 251416 SH SOLE 251416 0 0 Precision Optic RR@.0472 5/11/ warrants 999999999 145 7260000 SH SOLE 7260000 0 0 Precision Optics (R/R) @1.50 2 warrants 999999999 129 350000 SH SOLE 350000 0 0 Precision Optics R/R @1.25 9/2 warrants 999999999 163 427779 SH SOLE 427779 0 0 Remark Media @5.22 8/29/17 R/R warrants 999999999 271 147222 SH SOLE 147222 0 0 Selectica @7.00 1/2/15?-7/2/19 warrants 999999999 62 65625 SH SOLE 65625 0 0 Selectica @7.00 7/24/14-1/24/1 warrants 999999999 65 67319 SH SOLE 67319 0 0 Selectica @7.75 11/30/13-5/31/ warrants 999999999 141 185714 SH SOLE 185714 0 0 Threshold Pharmaceutical R/R @ warrants 999999999 246 190476 SH SOLE 190476 0 0 Transgenomic @1.08 2/7/17 (R/R warrants 999999999 35 1750000 SH SOLE 1750000 0 0 Trillium Therap @.28Cd 12/13/1 warrants 999999999 1429 17857143 SH SOLE 17857143 0 0 Visualant, Inc. @.15 6/10/18 warrants 999999999 477 15900000 SH SOLE 15900000 0 0 Visualant, Inc. @.20 6/10/18 warrants 999999999 477 15900000 SH SOLE 15900000 0 0 WaferGen Bio-systems @5.00 8/2 warrants 999999999 3038 1400000 SH SOLE 1400000 0 0 XEBEC Adsorption @.45C 11/1/15 warrants 999999999 75 2500000 SH SOLE 2500000 0 0 Ziopharm Oncology Inc (R/R) @4 warrants 999999999 5 967500 SH SOLE 967500 0 0 hopTo Inc. @1.00 6/18/18 9.99% warrants 999999999 27 1375000 SH SOLE 1375000 0 0 iCo Therapeutics Inc @.539C 1 warrants 999999999 81 4051621 SH SOLE 4051621 0 0 Overland Storage, Inc. 20% of rights 999999999 2250 3000000 SH SOLE 3000000 0 0