Executive Vice President

0001044321-14-000025.txt : 20140206 0001044321-14-000025.hdr.sgml : 20140206 20140206160553 ACCESSION NUMBER: 0001044321-14-000025 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140206 DATE AS OF CHANGE: 20140206 EFFECTIVENESS DATE: 20140206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARXE AUSTIN W & GREENHOUSE DAVID M CENTRAL INDEX KEY: 0001044321 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06452 FILM NUMBER: 14580173 BUSINESS ADDRESS: STREET 1: C/O SPECIAL SITUATIONS FUNDS STREET 2: 527 MADISON AVENUE, SUITE 2600 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123196670 MAIL ADDRESS: STREET 1: C/O SPECIAL SITUATIONS FUNDS STREET 2: 527 MADISON AVENUE, SUITE 2600 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001044321 XXXXXXXX 12-31-2013 12-31-2013 MARXE AUSTIN W & GREENHOUSE DAVID M

C/O SPECIAL SITUATIONS FUNDS 527 MADISON AVENUE, SUITE 2600 NEW YORK NY 10022

13F HOLDINGS REPORT 028-06452 N David M. Greenhouse Executive Vice President 212-319-6670 /s/David M. Greenhouse New York NY 02-06-2014 0 188 933281 false INFORMATION TABLE 2 inftabledec2013.xml MARXE GREENHOUSE 13F ANADIGICS, Inc. common 032515108 6017 3270018 SH SOLE 3270018 0 0 ARI Network Services, Inc. common 001930205 981 300000 SH SOLE 300000 0 0 Acadia Pharmaceuticals, Inc. common 004225108 1658 66357 SH SOLE 66357 0 0 Adamis Pharmaceuticals Corp. common 00547W208 3355 525000 SH SOLE 525000 0 0 Adept Technology, Inc. common 006854202 28672 1697580 SH SOLE 1697580 0 0 Aerovironment, Inc. common 008073108 3538 121463 SH SOLE 121463 0 0 Alcobra, Ltd. (Israel) common M2239P109 13221 734890 SH SOLE 734890 0 0 Aratana Therapeutics, Inc. common 03874P101 13370 700000 SH SOLE 700000 0 0 Ardmore Shipping Corp. (Irelan common Y0207T100 311 20008 SH SOLE 20008 0 0 Argan, Inc. common 04010E109 4343 157566 SH SOLE 157566 0 0 Arrowhead Research Corporation common 042797209 33795 3114754 SH SOLE 3114754 0 0 BTU International Corp. common 056032105 3279 1123045 SH SOLE 1123045 0 0 Bavarian Nordic A/S (Denmark) common 009225196 1658 100983 SH SOLE 100983 0 0 BioTelemetry, Inc. common 090672106 1393 175417 SH SOLE 175417 0 0 Brightcove, Inc. common 075097042 18898 1336523 SH SOLE 1336523 0 0 Broadwind Energy Inc. common 11161T108 22571 2391043 SH SOLE 2391043 0 0 CEVA, Inc. common 157210105 20628 1355350 SH SOLE 1355350 0 0 CPI Aerostructures, Inc. common 125919308 14003 931040 SH SOLE 931040 0 0 CTPartners Executive Search common 22945C105 2282 407518 SH SOLE 407518 0 0 CVD Equipment Corporation common 126601103 4283 294985 SH SOLE 294985 0 0 Callidus Software common 13123E500 1166 84900 SH SOLE 84900 0 0 Carbon Natural Gas Co. common 14115T109 9256 10888889 SH SOLE 10888889 0 0 Chase Packaging Corporation common 161635107 34 684954 SH SOLE 684954 0 0 Cimatron Ltd. (Israel) common M23798107 6154 681506 SH SOLE 681506 0 0 Citi Trends, Inc. common 17306X102 246 14473 SH SOLE 14473 0 0 Coastal Contacts,Inc. 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(Canada) (CF) common 36870T107 4985 6303240 SH SOLE 6303240 0 0 GigOptix,Inc common 37517Y103 1224 800000 SH SOLE 800000 0 0 Global Power Equipment Group common 37941P306 1272 65000 SH SOLE 65000 0 0 Hamilton Thorne, Ltd.(Canada) common 999999999 413 8356544 SH SOLE 8356544 0 0 Himax Technologies, Inc. common 43289P106 1471 100000 SH SOLE 100000 0 0 Ideal Power, Inc. common 451622104 6090 1146935 SH SOLE 1146935 0 0 Image Sensing Systems, Inc. common 45244C104 5493 1109646 SH SOLE 1109646 0 0 Incontact Inc. common 45336E109 6744 863552 SH SOLE 863552 0 0 Infusystem Holdings, Inc. common 45685K102 2505 1170602 SH SOLE 1170602 0 0 Integral Vision, Inc. common 45811H106 5 1850000 SH SOLE 1850000 0 0 Integrated Device Technology common 458118106 2080 204088 SH SOLE 204088 0 0 Intermap Technologies Corp common 458977204 5739 15051204 SH SOLE 15051204 0 0 Interplay Entertainment Corp. common 460615107 92 9133000 SH SOLE 9133000 0 0 Iteris, Inc. common 46564T107 3369 1604093 SH SOLE 1604093 0 0 KMG Chemicals, Inc. common 482564101 9897 585997 SH SOLE 585997 0 0 Kindred Biosciences, Inc. common 494577109 2228 200000 SH SOLE 200000 0 0 Kopin Corporation common 500600101 25643 6076598 SH SOLE 6076598 0 0 LRAD Corporation common 50213V109 8775 4667710 SH SOLE 4667710 0 0 Lemaitre Vascular Inc. common 525558201 2496 311617 SH SOLE 311617 0 0 Lightbridge Corporation common 53224K104 2442 1684342 SH SOLE 1684342 0 0 LivePerson, Inc. common 538146101 13557 914809 SH SOLE 914809 0 0 MYR-Group Inc. common 55405W104 5210 207730 SH SOLE 207730 0 0 MagneTek, Inc. common 559424403 8793 367619 SH SOLE 367619 0 0 Manitex Int'l Inc. common 563420108 3806 239685 SH SOLE 239685 0 0 MaxLinear, Inc. common 57776J100 9333 894777 SH SOLE 894777 0 0 Meru Networks, Inc. common 59047Q103 1685 390868 SH SOLE 390868 0 0 MicroFinancial Incorporated common 595072109 11456 1339928 SH SOLE 1339928 0 0 MoSys, Inc. common 619718109 8303 1504123 SH SOLE 1504123 0 0 Move, Inc. common 62458M207 3845 240475 SH SOLE 240475 0 0 NV5 Holding Inc. common 62945V109 804 99970 SH SOLE 99970 0 0 National American University common 63245Q105 95 27102 SH SOLE 27102 0 0 NeoPhotonics Corporation common 64051T100 11941 1691354 SH SOLE 1691354 0 0 Neonode, Inc. common 64051M402 6694 1059250 SH SOLE 1059250 0 0 Novavax, Inc. common 670002104 3261 637000 SH SOLE 637000 0 0 OmniVision Technologies, Inc. common 682128103 18454 1072893 SH SOLE 1072893 0 0 Oramed Pharmaceuticals Inc. common 68403P203 12190 790000 SH SOLE 790000 0 0 Ossen Innovation Co. 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