0001144204-16-139751.txt : 20161215
0001144204-16-139751.hdr.sgml : 20161215
20161215163208
ACCESSION NUMBER: 0001144204-16-139751
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161213
FILED AS OF DATE: 20161215
DATE AS OF CHANGE: 20161215
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANSGENOMIC INC
CENTRAL INDEX KEY: 0001043961
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 911789357
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12325 EMMET ST
CITY: OMAHA
STATE: NE
ZIP: 68164
BUSINESS PHONE: 4027385480
MAIL ADDRESS:
STREET 1: 12325 EMMET STREET
CITY: OMAHA
STATE: NE
ZIP: 68164
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thomae Mya
CENTRAL INDEX KEY: 0001644663
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36439
FILM NUMBER: 162054021
MAIL ADDRESS:
STREET 1: C/O TRANSGENOMIC, INC.
STREET 2: 12325 EMMET STREET
CITY: OMAHA
STATE: NE
ZIP: 68164
4/A
1
v455081_form4a.xml
OWNERSHIP DOCUMENT
X0306
4/A
2016-12-13
2016-10-11
0
0001043961
TRANSGENOMIC INC
TBIO
0001644663
Thomae Mya
C/O TRANSGENOMIC, INC.
12325 EMMET STREET
OMAHA
NE
68164
1
0
0
0
Stock Option (Right to Buy)
0.34
2016-12-13
4
A
0
5000
0
A
2017-12-13
2026-12-13
Common Stock
5000
5000
D
This stock option was originally granted pursuant to the Company's 2006 Equity Incentive Plan, as amended (the "2006 Plan") on October 6, 2016 (the "Grant"). On December 13, 2016, the Board of Directors of the Company (the "Board") approved the 2016 Stock Option and Incentive Plan (the "2016 Plan") and recommended the 2016 Plan for approval by the Company's stockholders. The 2016 Plan is intended to serve as a successor to and replacement for the 2006 Plan. Also on December 13, 2016, the Board re-issued the Grant pursuant to the 2016 Plan, subject to the approval of the 2016 Plan by the Company's stockholders. This amended Form 4 reflects this re-issuance.
/s/ Paul Kinnon, as Attorney-in-Fact
2016-12-15