0001144204-16-139751.txt : 20161215 0001144204-16-139751.hdr.sgml : 20161215 20161215163208 ACCESSION NUMBER: 0001144204-16-139751 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161213 FILED AS OF DATE: 20161215 DATE AS OF CHANGE: 20161215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSGENOMIC INC CENTRAL INDEX KEY: 0001043961 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 911789357 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12325 EMMET ST CITY: OMAHA STATE: NE ZIP: 68164 BUSINESS PHONE: 4027385480 MAIL ADDRESS: STREET 1: 12325 EMMET STREET CITY: OMAHA STATE: NE ZIP: 68164 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomae Mya CENTRAL INDEX KEY: 0001644663 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36439 FILM NUMBER: 162054021 MAIL ADDRESS: STREET 1: C/O TRANSGENOMIC, INC. STREET 2: 12325 EMMET STREET CITY: OMAHA STATE: NE ZIP: 68164 4/A 1 v455081_form4a.xml OWNERSHIP DOCUMENT X0306 4/A 2016-12-13 2016-10-11 0 0001043961 TRANSGENOMIC INC TBIO 0001644663 Thomae Mya C/O TRANSGENOMIC, INC. 12325 EMMET STREET OMAHA NE 68164 1 0 0 0 Stock Option (Right to Buy) 0.34 2016-12-13 4 A 0 5000 0 A 2017-12-13 2026-12-13 Common Stock 5000 5000 D This stock option was originally granted pursuant to the Company's 2006 Equity Incentive Plan, as amended (the "2006 Plan") on October 6, 2016 (the "Grant"). On December 13, 2016, the Board of Directors of the Company (the "Board") approved the 2016 Stock Option and Incentive Plan (the "2016 Plan") and recommended the 2016 Plan for approval by the Company's stockholders. The 2016 Plan is intended to serve as a successor to and replacement for the 2006 Plan. Also on December 13, 2016, the Board re-issued the Grant pursuant to the 2016 Plan, subject to the approval of the 2016 Plan by the Company's stockholders. This amended Form 4 reflects this re-issuance. /s/ Paul Kinnon, as Attorney-in-Fact 2016-12-15