-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WzJ17NXIuRaKu0XW3+Pb/e/bGcj+24vqU0Fx5BM9QXwC9eSR7tN6KK6cG6TvyC6o XdxeK0yPUqfZEyG6jEqNgA== 0000893220-02-000121.txt : 20020414 0000893220-02-000121.hdr.sgml : 20020414 ACCESSION NUMBER: 0000893220-02-000121 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020214 GROUP MEMBERS: DOUGLAS A. ALEXANDER GROUP MEMBERS: INTERNET CAPITAL GROUP, INC. GROUP MEMBERS: WALTER W. BUCKLEY, III SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VERTICALNET INC CENTRAL INDEX KEY: 0001043946 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310] IRS NUMBER: 232815834 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-58367 FILM NUMBER: 02543843 BUSINESS ADDRESS: STREET 1: 700 DRESHER RD CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 2153286100 MAIL ADDRESS: STREET 1: 700 DRESHER RD CITY: HORSHAM STATE: PA ZIP: 19044 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INTERNET CAPITAL GROUP INC CENTRAL INDEX KEY: 0001085621 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 232996071 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 800 SAFEGUARD BUILDING STREET 2: 435 DEVON PARK DRIVE CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 6109890111 MAIL ADDRESS: STREET 1: 800 SAGEGUARD BUILDING STREET 2: 435 DEVON PARK DRIVE CITY: WAYNE STATE: PA ZIP: 19087 SC 13G 1 w57473sc13g.txt SC 13G FILED BY INTERNET CAPITAL GROUP, INC. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ---------- SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13-d-2(b) (AMENDMENT NO. 1)* VerticalNet, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 92532L 10 7 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) - ---------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior coverage page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 9 Pages CUSIP No. 92532L 10 7 13G Page 2 of 9 Pages - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Internet Capital Group, Inc. 23-2996071 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 NUMBER OF -------------------------------------------------------- SHARES BENEFICIALLY 6. SHARED VOTING POWER 25,318,644 OWNED BY -------------------------------------------------------- EACH REPORTING 7. SOLE DISPOSITIVE POWER 0 PERSON WITH -------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 25,318,644 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 25,318,644 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 22.3% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- Page 2 of 9 Pages CUSIP No. 92532L 10 7 13G Page 3 of 9 Pages - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Douglas A. Alexander - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 28,376 NUMBER OF -------------------------------------------------------- SHARES BENEFICIALLY 6. SHARED VOTING POWER 25,318,644 OWNED BY -------------------------------------------------------- EACH REPORTING 7. SOLE DISPOSITIVE POWER 28,376 PERSON WITH -------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 25,318,644 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 25,347,020 (1) - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 22.3% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- (1) Mr. Alexander is a Managing Director of Internet Capital Group, Inc. Mr. Alexander disclaims beneficial ownership of all shares held by Internet Capital Group. Page 3 of 9 Pages CUSIP No. 92532L 10 7 13G Page 4 of 9 Pages - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Walter W. Buckley, III - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 51,592 NUMBER OF -------------------------------------------------------- SHARES BENEFICIALLY 6. SHARED VOTING POWER 25,318,644 OWNED BY -------------------------------------------------------- EACH REPORTING 7. SOLE DISPOSITIVE POWER 51,592 PERSON WITH -------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 25,318,644 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 25,370,236 (1) - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 22.3% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- (1) Mr. Buckley is Chief Executive Officer and Chairman of the Board of Directors of Internet Capital Group, Inc. Mr. Buckley disclaims beneficial ownership of all shares held by Internet Capital Group. Page 4 of 9 Pages CUSIP No. 92532L 10 7 13G Page 5 of 9 Pages ITEM 1(a). NAME OF ISSUER: VerticalNet, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 700 Dresher Road Horsham, PA 19044 ITEM 2(a). NAME OF PERSON FILING: (1) Internet Capital Group, Inc. (2) Douglas A. Alexander (3) Walter W. Buckley, III ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: (1) 435 Devon Park Drive, Building 600 Wayne, PA 19087 (2) c/o Internet Capital Group, Inc. 435 Devon Park Drive, Building 600 Wayne, PA 19087 (3) c/o Internet Capital Group, Inc. 435 Devon Park Drive, Building 600 Wayne, PA 19087 ITEM 2(c). CITIZENSHIP: (1) Delaware (2) U.S.A. (3) U.S.A. ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, par value $.01 per share ITEM 2(e) CUSIP NUMBER: 92532L 10 7 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act. (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); Page 5 of 9 Pages CUSIP No. 92532L 10 7 13G Page 6 of 9 Pages (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d 1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: (1) 25,318,644 (2) 25,347,020 (3) 25,370,236 (b) Percent of class: (1) 22.3% (2) 22.3% (3) 22.3% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote (1) 0 (2) 28,376 (3) 51,592 (ii) Shared power to vote or to direct the vote 25,318,644 (iii) Sole power to dispose or to direct the disposition of (1) 0 (2) 28,376 (3) 51,592 (iv) Shared power to dispose or to direct the disposition of 25,318,644 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Page 6 of 9 Pages CUSIP No. 92532L 10 7 13G Page 7 of 9 Pages ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable. This is a joint filing pursuant to Rule 13d-1(k)(1), and Internet Capital Group, Inc., Mr. Alexander and Mr. Buckley disclaim the existence of a group. Mr. Alexander is a Managing Director of Internet Capital Group and Mr. Buckley is Chief Executive Officer and Chairman of the Board of Directors of Internet Capital Group. Mr. Alexander and Mr. Buckley each disclaim beneficial ownership of all shares held by Internet Capital Group and Internet Capital Group disclaims beneficial ownership of all shares held by each of Mr. Alexander and Mr. Buckley. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. N/A ITEM 10. CERTIFICATIONS. Not Applicable to filings pursuant to Rule 13d-1(d). Page 7 of 9 Pages CUSIP No. 92532L 10 7 13G Page 8 of 9 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. On executing the statement, the undersigned agrees, to the extent required by Rule 13d-1(k)(1), that this statement is being filed on behalf of each of the Reporting Persons herein. INTERNET CAPITAL GROUP, INC. By: /s/ Henry N. Nassau ------------------------------------ Name: Henry N. Nassau Title: Managing Director, General Counsel & Secretary Dated: February 14, 2002 /s/ Douglas A. Alexander ---------------------------------------- Douglas A. Alexander Dated: February 14, 2002 /s/ Walter W. Buckley, III ---------------------------------------- Walter W. Buckley, III Dated: February 14, 2002 Page 8 of 9 Pages EX-1 3 w57473ex1.txt JOINT FILING AGREEMENT CUSIP No. 92532L 10 7 13G Page 9 of 9 Pages Exhibit 1 Joint Filing Agreement The undersigned parties hereby agree that the Schedule 13G filed herewith (and any amendments thereto) relating to the Common Stock of VerticalNet, Inc. is being filed jointly on behalf of each of them with the Securities and Exchange Commission pursuant to Section 13(d) of the Securities Act of 1934, as amended. INTERNET CAPITAL GROUP, INC. By: /s/ Henry N. Nassau ------------------------------------ Name: Henry N. Nassau Title: Managing Director, General Counsel & Secretary Dated February 14, 2002 By: /s/ Douglas A. Alexander ------------------------------------ Douglas A. Alexander Dated February 14, 2002 By: /s/ Walter W. Buckley, III ------------------------------------ Walter W. Buckley, III Dated February 14, 2002 Page 9 of 9 Pages -----END PRIVACY-ENHANCED MESSAGE-----