BROKER DEALER	TAX ID / BROKER DEALER	APPROVAL DATE
1st Global Capital Corp.	75-2429960	7/18/2003
A.P. Securities, Inc.	11-3031179	7/27/2001
Adirondack Trading Group, LLC	14-1816677	5/29/2012
Advest, Inc.	06-0950348	7/6/2005
Advisory Group Equity Services, Ltd.	04-2830039	5/3/2002
Aegis Capital Corp.	11-2671906	8/8/2005
Allstate Financial Services, LLC	47-0826838	10/19/2001
All-Vest Securities, Inc.	11-2591111	8/14/2001
AM & M Investment Brokers, Inc.,	16-1269648	11/17/2001
American Capital Partners, LLC	01-0564579	11/17/2011
American Portfolios Financial Services, Inc.	11-3018002	5/5/2002
Ameriprise Financial Services, Inc	41-0973005	7/15/2003
Ameritas Investment Corp.	47-0663374	11/13/2003
Atlantic Financial, LLC	26-1738719	2/23/2011
AXA Advisors, LLC	06-1555494	11/1/1999
Bay Colony Securities Co. , Inc.	04-3333156	11/20/2009
BB & T Investment Services, Inc.	56-1815852	11/1/2005
BB & T Securities LLC (formerly Scott & Stringfellow LLC)	20-5817590	6/2/2005
BCG Securities, Inc.	23-1664237	10/12/2006
Benjamin F. Edwards & Company, Inc.	26-3199152	10/14/2009
Bernard Herold & Co., Inc.	13-2707317	12/16/1998
Berthel, Fisher & Company Financial Services, Inc.	42-1029773	4/14/2004
BG Worldwide Securities, Inc.	30-0039439	3/15/2007
BNY Mellon Securities, LLC	22-3582948	5/16/2007
Bolton Global Capital	04-3077774	5/4/2001
Brighton Securities Corp.	16-0961085	8/11/1998
Bristol Financial Services, Inc.	20-3156765	5/19/2008
Brokerageselect	06-1549225	2/7/2007
Buckman, Buckman & Reid, Inc.	22-2926943	5/20/2008
C & S Securities Corp.	13-3736484	11/9/2006
Cabot Lodge Securities, LLC	45-3717999	4/11/2013
Cadaret, Grant & Co., Inc.	22-2361254	6/12/1995
Calton & Associates, Inc.	59-2845944	7/30/2005
Cambridge Investment Research, Inc.	42-1445429	12/3/2001
Cantella & Co., Inc.	04-3211861	8/21/1998
Capital Brokerage	91-1143830	10/23/2003
Capital Financial Services, Inc.	39-1361519	5/30/2006
Capital Guardian, LLC	20-2386043	7/21/2010
Capital Investment Group, Inc.	56-1394939	1/21/2011

BROKER DEALER	TAX ID / BROKER DEALER	APPROVAL DATE
Capital One Investment Services LLC	26-2445188	8/25/2004
Capitol Securities Management, Inc.	54-1570635	3/26/2013
CBIZ Financial Solutions, Inc.	52-1396995	4/13/2005
CCO Investment Services Corp.	05-0487400	11/28/2005
Centauraus Financial, Inc.	33-0530236	5/4/2001
Centerre Capital, LLC	20-4941341	8/6/2010
CES Insurance Agency, Inc.	04-2865307	11/2/1992
Cetera Advisor Networks LLC	95-3845382	1/1/2000
Cetera Advisors LLC	84-0858799	10/26/1992
CFD Investments, Inc.	35-1692812	1/24/2007
Chelsea Financial Services	11-3489062	6/16/2009
Citigroup Global Markets, Inc.	11-2418191	11/9/1992
Clark Dodge & Co., Inc.	59-2738888	3/22/2007
Compass Securities Ins.	04-2844064	6/6/2001
Comprehensive Asset Management and Servicing, Inc	22-3580765	1/27/2009
Concorde Investment Services, LLC	27-0498480	8/29/2011
Coombe Financial Services, Inc	14-6025667	5/30/2006
Coordinated Capital Securities, Inc	39-1468428	9/23/2011
Crown Capital Securities, L.P.	33-0837984	6/11/2001
CUNA Brokerage Services, Inc..	39-1205591	9/15/1999
Curtis Securities, LLC	23-3024513	5/10/2004
Detwiler Fenton & Co	04-2473303	1/5/2010
Deutsche Bank Securities, Inc.	13-2730828	12/7/1992
Di Giulio Financial Services, Inc.	16-1573323	10/17/2001
Dinosaur Securities, LLC	13-4123021	6/29/2010
Dominick & Dominick, LLC	13-4023549	1/13/2010
Edward D. Jones, & Co., L.P.	43-0345811	8/17/2000
Equity Services Inc.	03-0221141	4/22/1998
Essex Financial Services, Inc.	36-4529342	2/11/2011
Essex National Securities, Inc.	13-3526697	11/15/2006
Essex National Securities, Inc.	13-3526697	4/15/2004
Essex National Securities, Inc.	13-3526697	1/12/2000
Essex National Securities, Inc.	13-3526697	4/19/2004
Essex National Securities, Inc.	13-3526697	2/10/2004
Essex National Securities, Inc.	13-3526697	2/5/2004
Excel Securities & Associates, Inc.	16-1540153	8/18/2004
Fairport Capital, Inc.	06-1103413	7/21/2010
Financial Telesis, Inc.	68-0279977	5/5/2005
Financial West Group	95-3989258	1/16/2002
Fintegra, LLC	41-1906019	1/7/2009
First Allied Securities, Inc.	11-3152836	3/15/2004
First Allied Securities, Inc.	11-3152836	3/15/2004

BROKER DEALER	TAX ID / BROKER DEALER	APPROVAL DATE
First Capital Equities, LTD	11-2654162	6/27/2007
First Heartland Capital, Inc.	43-1635588	6/11/2002
First Midwest Securities, Inc.	39-1605425	5/11/2010
First Savings Securities, Inc.	20-0916490	12/29/2011
First Williston Corporation	11-2042681	5/28/1997
Forefront Capital Markets, LLC	27-0583804	7/29/2013
Foresters Equity Services, Inc.	33-0187144	1/14/2010
Fortune Financial Services, Inc.	25-1799740	10/2/2007
Founders Financial Securities, LLC	20-2052994	12/15/2008
FSC Securities Corporation	58-1288674	3/21/1995
Fulcrum Securities, Inc	20-1098652	8/4/2010
G.A. Repple & Company	59-2599605	6/30/2003
Garden State Securities, Inc.	22-2319866	12/19/2001
Gary Goldberg & Company, Inc.	13-2731002	1/27/1995
GDC Securities, LLC	06-1415515	1/29/1996
Geneos Wealth Management, Inc.	02-0580939	6/11/2002
Genworth Financial Securities Corp	36-3120284	3/20/2002
GFA Securities, LLC	57-1169794	5/5/2004
Gilford Securities	13-3926478	1/26/2004
Girard Securities, Inc.	33-0394862	5/30/2008
Global Arena Capital Corp.	13-3274676	11/4/2009
Gradient Securities, LLC		4/25/2013
Great American Investors, Inc.	48-1099886	12/17/2010
GWN Securities, Inc.	65-0939556	7/1/2004
H. Beck, Inc.	52-1321340	11/2/1992
H.D. Vest Investment Securities, Inc.	75-1869963	3/28/2005
Hamilton Cavanaugh Investment Brokers, Inc.	13-3750891	3/2/2009
Harbor Financial Services, LLC	20-0629176	2/1/2007
Hazard & Siegel, Inc.	16-0954584	12/26/2003
Henley & Company, LLC.	02-0723575	3/28/2005
Highland Capital Securities, Inc.	52-2265514	4/2/2002
HighTower Securities, LLC	36-4454225	3/18/2009
Hornor, Townsend & Kent	23-1706189	10/21/1995
HRC Investment Services, Inc.	11-3140280	10/27/1999
Hudson Heritage Capital Management, Inc.	13-3970289	1/24/2000
IBN Financial Services, Inc.	16-1493299	6/11/2002
IDB Capital Corp.	13-4134872	1/1/2008
Independent Financial Group, LLC	71-0927304	8/4/2010
Infinex Investments, Inc.	06-1367288	11/27/2012
ING Financial Advisers, LLC.	06-1465377	6/11/2002
ING Financial Partners , Inc.	41-0945505	4/20/2006
ING Financial Partners, Inc.	41-0945505	11/24/1994

BROKER DEALER	TAX ID / BROKER DEALER	APPROVAL DATE
Innovation Partners, LLC	30-0451254	11/19/2013
International Assets Advisory LLC	59-3734291	12/19/2012
International Financial Solutions, Inc.	25-1717574	8/24/2010
Intervest International Equities Corp.	98-0096287	12/5/2002
Invest Financial Corporation	59-2195688	12/4/1992
Investacorp, Inc.	09-1790176	11/6/1992
Investment Professionals, Inc.	74-2629876	7/29/2013
Investors Capital Corp.	04-3161577	3/26/1999
J J B Hilliard W L Lyons, Inc.	61-0734935	5/4/2001
J.D. Nicholas & Associates, Inc.	59-3487371	2/5/2010
J.P. Morgan Securities LLC	13-4110995	7/6/2005 (Reinstated 10/30/13)
J.P. Turner & Company, L.L.C.	58-2304414	2/27/2004
J.W. Cole Financial, Inc.	16-1632597	6/16/2005
Jacques Financial LLC	52-2217889	12/21/2012
Janney Montgomery Scott, Inc.	23-0731260	10/1/1997
JHS Capital Advisors	20-4712373	3/16/2006
John James Investments, LTD.	16-1454436	9/29/1997
Kern, Suslow Securities, Inc.	13-3516214	3/1/1999
Key Investment Services, LLC	13-4300906	2/2/2006
Key2Life Brokerage Inc.	26-3013748	11/19/2008
KMS Financial Services, Inc.	91-0850651	9/26/2007
Kovack Securities, Inc.	65-0747270	11/24/2003
L & M Financial Services	34-1512271	12/7/1997
L. M. Kohn and Company	31-1311805	11/9/2000
Larimer Capital Corporations	84-1028373	5/7/2007
Larson Financial Securities, LLC	27-1372444	9/1/2010
LaSalle St. Securities, LLC	36-2797246	5/14/2001
Legend Equities Corporation	65-0356992	10/18/2012
Leigh D. Baldwin & Co., Inc.	22-3348632	4/21/1995
Lesko Securities Inc.	16-1152736	6/30/2004
Leumi Investment Services, Inc.	13-4132289	3/26/2004
Liberty Partners Financial Services, LLC	90-0139675	11/26/2012
Lifemark Securities Corp.	16-1238365	3/6/1995
Lincoln Financial Advisors Corporation	35-1151034	7/12/2001
Lincoln Financial Securities Corp.	02-0275490	12/11/1993
Lincoln Investment Planning, Inc.	23-1702591	4/1/2002
Lockton Financial Advisors, LLC	20-3247391	12/19/2012
Lombard Securities, Inc.	52-1695548	2/17/2009
Long Island Financial Group, Inc.	11-3136985	8/30/2000
LPL Financial Corporation	95-2834236	6/4/1998

BROKER DEALER	TAX ID / BROKER DEALER	APPROVAL DATE
M & T Securities, Inc.	16-1263079	5/17/1999
M Holdings Securities, Inc.	91-1802259	5/23/2000
M. Griffith, Inc.	15-0572891	1/27/2006
Madison Avenue Securities, Inc.	71-0987804	4/19/2007
Marlin Trading, Inc.	13-3990383	3/14/2001
May Capital Group, LLC	22-3324819	7/6/2006
McDonald Investments Inc.	34-1391952	2/2/2006
MerCap Securities, LLC	27-4412372	2/27/2013
Mercer Allied Company, LP	14-1775694	11/30/2007
Merrill Lynch, Pierce, Fenner & Smith (MLPF&S)	13-2808480	10/25/1992
Mesirow Financial, Inc.	36-3429604	3/14/2007
Metlife Securities, Inc. (formerly Metropolitan Life Insurance Company)	13-3175978	9/29/2000
Mid Atlantic Capital Corporation	25-1409618	6/25/2004
MidAmerica Financial Services, Inc.	42-1487429	3/7/2011
MidAmerica Financial Services, Inc.	42-1487429	4/4/2013
Mid-Atlantic Securities, Inc.	62-1726305	10/17/2001
MMC Securities, Inc.	06-1685865	6/12/2002
MML Investor Services, Inc.	04-2746212	3/30/1994
Money Concepts Capital Corp.	59-2268067	3/23/2003
Morgan Stanley Smith Barney LLC	26-4310844	7/7/1999
Mutual Funds Associates	16-0922871	9/1/1994
Mutual Securities Inc. of California	95-3703162	4/18/2012
MWA Financial Services, Inc.	36-4420471	7/29/2003
National Planning Corporation	38-3023534	7/6/2005
National Planning Corporation	38-3023534	1/18/1999
National Securities Corporation	91-0519466	10/3/2007
Nations Financial Group, Inc.	39-1909295	12/3/2004
Nationwide Planning Associates, Inc.	22-3196827	3/13/2003
Nationwide Securities LLC (aka NSLLC)	36-2434406	1/30/2009
Nelson Securities, Inc.	91-1219910	6/28/1993
New England Securities Corporation	04-2436412	8/31/1999
New Horizons Asset Management Group, LLC.	14-1809293	6/11/2002
Newbridge Securities Corp	54-1879031	11/15/2006
Newport Group Securities, Inc. (formerly Todd Consulting, Inc.)	59-3099288	11/5/2003
Next Financial Group, Inc.	54-1900002	2/4/2000
NFP Securities, Inc.	74-2470431	6/11/2002
NIA Securities, LLC	22-3570392	8/4/2003

BROKER DEALER	TAX ID / BROKER DEALER	APPROVAL DATE
North Ridge Securities Corp.	11-3022165	10/5/1993
Northeast Securities, Inc.	11-2997095	2/25/1997
Northern Lights Distributors, LLC	77-0625792	5/29/2007
Northwestern Mutual Investment Services, LLC.	52-2114207	12/11/2008
NPA Financial Services, Inc.	22-2848218	6/5/2009
NYLife Securities Inc.	27-0145686	3/31/2007
Ohanesian / Lecours, Inc	06-1253940	3/1/2002
O’Keefe Shaw & Co., Inc.	16-1496435	6/17/2003
Online Brokerage Services, Inc.	20-5460834	11/22/2010
Oppenheimer & Co., Inc.	13-6567518	11/18/2003
P & A Financial Securities, Inc.	16-1533600	8/14/2000
Park Avenue Securities, LLC.	13-4023176	9/21/1993
Parsonex Securities, Inc.	20-8580639	8/10/2009
Paulson Investment Company, Inc.	93-0789804	3/7/2003
Petersen Investments, Inc.	22-2332595	9/2/2003
Phoenix Equity Planning Corporation	23-2795977	6/4/2004
Pinnacle Investments, LLC	20-5319494	7/7/2005
PlanMember Securities Corporation	95-3706234	5/30/2008
Princor Financial Services Corporation	42-0941553	3/22/1999
Private Client Services, LLC	61-1383537	1/25/2010
Pro Equities, Inc.	63-0879387	2/11/1999
Pro Integrity Securities, Inc.	73-1552325	1/9/2002
Prospera Financial Services, Inc.	75-1832551	3/24/1998
Pruco Securities Corp	22-1211670	8/24/2000
Purshe Kaplan Sterling Investments	13-3749682	5/16/2001
Pyramid Funds Corporation	14-1498866	10/3/2012
QA3 Financial Corp.	42-1212429	7/30/2003
Quest Capital Strategies, Inc.	95-3859254	5/21/2004
Questar Capital Corporation	38-3342968	6/9/1999
R & W Brokerage, Inc.	11-2779581	2/22/2008
R. Seelaus & Co., Inc	22-2501042	2/2/2009
Raymond James Financial Services (fka I. M. & R, Inc.)	59-1237041	3/15/2004
RBC Capital Markets Corp	41-1416330	6/29/2004
RBC Capital Markets Corporation	41-1416330	1/1/2002
RDM Investment Services, Inc.	06-1577756	9/20/2001
Regal Securities, Inc.	36-2916812	6/8/2008
Reid & Associates, LLC	14-1778902	9/25/2013
Resource Horizons Group, LLC	22-3729961	4/9/2007
Retirement Capital Group Securities, Inc.	45-0498715	9/30/2004

BROKER DEALER	TAX ID / BROKER DEALER	APPROVAL DATE
RNR Securities, LLC.	11-3374561	6/11/2002
Robb, P.J. Variable Corp.	62-1592808	10/8/1999
Robert W. Baird	39-1236032	8/20/2007
Rockwell Global Capital, LLC	20-3993930	2/17/2009
Royal Alliance Associates, Inc.	93-0987232	7/22/2003
S.C. Parker & Co., Inc.	16-0876114	10/25/2005
Sage, Rutty & Co., Inc.	16-0620690	11/27/1992
SagePoint Financial, Inc (formerly AIG Financial Advisors, Inc.)	20-1741754	11/8/2005
Saperston Asset Management Inc.	16-1539208	5/10/1998
Saxony Securities, Inc.	43-1932300	1/15/2004
Saybrus Equity Services, Inc.	27-1869321	9/23/2010
Securian Financial Services, Inc.	41-1486060	8/6/1999
Securities America, Inc.	11-2551174	4/28/1997
Securities Service Network, Inc.	62-1560343	5/12/1995
SEI Investments Distribution Co.	23-2177800	10/8/2004
Sentinel Securities, Inc.	04-3527574	9/11/2008
SIGMA Financial Corporation	38-2472555	2/29/2000
Signator Financial Services, Inc.	91-1354455	10/1/2009
Signator Investors, Inc.	04-2442399	10/29/1999
Signature Securities Group Corporation	13-4120476	9/22/2004
SII Investments Inc.	39-1099262	9/22/1998
SMH Capital, Inc.	76-0224835	2/15/2007
Sorrento Pacific Financial, LLC	04-3746212	5/30/2001
Source Capital Group, Inc.	06-1398455	3/21/2006
Sovereign Legacy Securities, Inc.	11-1738990	7/19/2011
Spire Securities, LLC	20-8920866	8/17/2009
Stacey Braun Financial Services, Inc.	13-4193719	7/6/2007
Stanley Laman Group Securities LLC	33-1027312	7/31/2008
Sterling Monroe Securities, LLC	75-3049285	5/31/2007
Sterne Agee Financial Services, Inc.	75-2975513	2/10/2010
Stifel, Nicolaus & Company, Inc.	43-0538770	4/27/2007
Summit Brokerage Services, Inc.	59-3202578	2/25/2004
SunTrust Investment Services, Inc.	58-1648698	8/16/2006
Syndicated Capital, Inc.	95-4042447	9/25/2000
TD Waterhouse Investor Services, Inc.	06-0988655	10/10/2003
TFS Securities, Inc.	22-2825878	8/28/2007
The F.I. Group, Inc.	16-1572019	6/17/2006
The Investment Center, Inc.	22-2699900	9/21/1995
The Leaders Group, Inc.	84-1275292	8/30/1999
The Leaders Group, Inc.	84-1275292	1/8/2007

BROKER DEALER	TAX ID / BROKER DEALER	APPROVAL DATE
The Strategic Financial Alliance, Inc.	03-0510324	10/4/2007
Thrivent Investment Management, Inc.	41-1780150	4/25/2007
Timecapital Securities Corp.	11-2339821	2/17/1994
Transamerica Financial Advisors, Inc.	59-2476008	11/18/2003
Trevor, Cole, Reid & Monroe, Inc.	13-3100833	3/15/2002
Triad Advisors, Inc.	65-0173164	10/7/2001
Trubee, Collins & Co., Inc.	16-1406627	11/17/2005
Trustmont Financial Group, Inc.	25-1527294	10/12/2005
UBS Financial Services, Inc.	13-2638166	11/11/1992
United Financial Group, Ltd.	22-2573805	9/18/2007
United Planners Financial Services of America	86-0588303	5/21/2001
Univest Securities Inc. DBA Universal Financial Group	11-3188003	2/25/2002
USA Financial Securities Corp.	38-3397033	7/20/2009
USI Securities, Inc.	06-1493970	1/27/2001
VALIC Financial Advisors, Inc.	76-0519992	4/26/2004
Valmark Securities, Inc.	34-1724087	3/20/2000
Vanderbilt Securities, LLC.	11-3639254	11/17/2003
Vanguard Capital/VanCapital Insurance Agency	33-0283738	11/19/1999
Vaughan & Company Securities, Inc.	22-2578806	12/22/1997
Vision Brokerage Services, LLC	13-4066286	5/24/2011
VSR Financial Services Inc.	43-1302302	10/22/1997
Waddell and Reed, Inc.	43-1357226	10/13/2005
Wall Street Financial Group, Inc.	16-7413437	3/2/1994
WBB Securities, LLC	33-0984561	7/24/2007
Wedbush Morgan Securities, Inc.	95-2495390	9/13/2007
Wells Fargo Advisors Financial Network, LLC	48-1305000	6/24/2004
Wells Fargo Advisors, LLC	34-1542819	1/30/2004
Westco Investment Corp.	11-2870554	6/25/1993
Western International Securities, Inc.	84-1314321	7/15/2008
Westport Resources Investment Services, Inc	22-2955076	1/17/2013
WFG Investments, Inc.	75-2237860	7/15/2011
White Mountain Capital, LLC	13-4077093	6/11/2002
Wilbanks Securities, Inc.	73-1490645	11/10/2005
Woodbury Financial Services, Inc.	41-0944586	1/16/2004
Woodstock Financial Group, Inc.	58-2161804	11/17/2005
World Equity Group, Inc.	36-3797444	10/15/2010
WRP Investments, Inc.	34-1204606	7/9/2002