EX-1.01 2 d592724dex101.htm EX-1.01 EX-1.01

Exhibit 1.01

Juniper Networks, Inc.

Conflict Minerals Report For The Year Ended December 31, 2017

This Conflict Minerals Report (this “Report”) for Juniper Networks, Inc. (the “Company”, “Juniper”, “our” or “we”) covers the reporting period from January 1, 2017 to December 31, 2017, and is presented in accordance with Rule l 3p-1 promulgated under the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the “Rule”). The Rule imposes certain reporting obligations on U.S. Securities and Exchange Commission (“SEC”) registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. The term “conflict minerals” is defined in the Rule as (A) cassiterite, columbite-tantalite (coltan), gold, wolframite, and their derivatives, tin, tantalum, tungsten, and gold (“3TG”); or (B) any other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of the Congo (“DRC”) or any adjoining country that shares an internationally recognized border with the DRC (collectively, the “Covered Countries”). The adjoining countries include: the Republic of the Congo, the Central African Republic, South Sudan, Rwanda, Uganda, Zambia, Burundi, Tanzania and Angola.

Throughout this Report, whenever a reference is made to any document, third party material or website (including Juniper’s website), such reference does not incorporate information from such document, material or website into this Report, unless expressly incorporated by reference herein.

Overview

Company Overview

At Juniper, we design, develop, and sell products and services for high-performance networks, to enable customers to build scalable, reliable, secure and cost-effective networks for their businesses, while achieving agility, efficiency and value through automation.

Product Overview

The Company sells high-performance routing, switching, and security networking products and service offerings to global service providers, cloud providers, national governments, research and public-sector organizations and other enterprises who view the network as critical to their success.

Supply Chain Overview

Juniper manufacturing and operations manage relationships with our global supply chain, which includes our contract manufacturers, original design manufacturers, components suppliers, warehousing and logistics. Our contract manufacturers and original design manufacturers in all locations are responsible for all phases of manufacturing, from prototypes to full production and assist with activities such as material procurement. Given our downstream position in the supply chain, such that we do not have any direct relationships with the smelters or refiners in our supply chain, we rely heavily on our first-tier suppliers to provide information about the sources of 3TG used in our products.

Industry Alignment Overview

Since 2011, Juniper has supported the development of industry tools and programs that provide a common means to report or collect due diligence information on the source and chain of custody of 3TG through our membership in the Responsible Minerals Initiative (the “RMI”, formerly known as the Conflict-Free Sourcing Initiative). The RMI is a recognized industry coalition focused on addressing and advancing the responsible sourcing of 3TG in the supply chain. Through the RMI and its workgroups, the Due Diligence Practice Team, Sensing and Prioritization Team and Smelter Engagement Team, Juniper has been actively engaged, and continues to work, with industry peers in an effort to ensure that our reasonable country of origin inquiry (“RCOI”) and due diligence processes are aligned with industry approaches. The primary objective of this alignment is to help ensure that the 3TG in our in-scope products are sourced responsibly. Through our participation in the RMI, we seek to maximize the efficiency and effectiveness of our efforts to identify 3TG smelters and refiners in our supply chain and to encourage their participation in RMI’s Responsible Minerals Assurance Process (the “RMAP”). The RMAP is a voluntary initiative in which an independent third party audits smelter and refiner management systems and sourcing practices to validate conformance with RMAP protocols and current global standards, and determine if the facility has provided sufficient documentation to demonstrate with reasonable confidence that the 3TG it processes originates from conflict-free sources. As it is a standardized protocol, we, along with other leading participants in the electronics industry, rely on the RMAP or equivalent industry-wide programs for audits of 3TG smelters and refiners.

Additionally, through the RMI and its workgroups, Juniper monitors the social, health and safety, and human rights impacts of the industry’s efforts to promote responsible sourcing in the Covered Countries and uses that information to inform our compliance program.

In order to avoid negative impact on the livelihoods of those in the mining communities in the Covered Countries, we do not embargo the sourcing of 3TG from the Covered Countries and encourage our suppliers to continue to responsibly source 3TG from the Covered Countries.

Products Covered by this Report

The Company determined that 3TGs were necessary to the functionality or production of products that we manufactured or contracted to be manufactured during the 2017 calendar year. We determined that only some of our products were in-scope of this compliance program, based on the criteria that they contain or may contain one or more of the 3TGs.

Our in-scope products consisted of our routing, switching, and security hardware products.

For further information concerning our products, see the subheading “Products, Services and Technology” in “Item 1. Business” of our Annual Report on Form 10-K for the year ended December 31, 2017, filed with the SEC on February 23, 2018.

The products covered by this Report, and the other information contained herein, do not include the hardware products contracted to be manufactured by Aurrion, which we acquired during August 2016. These products are excluded pursuant to the transition exemption in the Rule.


Reasonable Country of Origin Inquiry

RCOI Overview and Process

Juniper was required to undertake a RCOI with respect to the necessary 3TG in its in-scope products that is reasonably designed to determine whether any of the necessary 3TG originated in any of the Covered Countries and were not from recycled or scrap resources. Based on our RCOI design, we surveyed suppliers that provide physical components that become part of our end products or provide manufacturing services for our end products (collectively, “direct suppliers”), including those direct suppliers that, according to the Heritage 2017 Index of Economic Freedom, operate in countries considered unfree. For the reporting period covered by this Report, the direct suppliers surveyed (the “Surveyed Suppliers”) represented an aggregate of 99% of our total direct materials expenditures in 2017.

To determine whether necessary 3TG in our products originated in the Covered Countries, we retained Assent Compliance (“Assent”), our third party service provider, to assist us in surveying our Surveyed Suppliers and provide an analysis of the resulting data. We utilized the then latest revision of the RMI’s Conflict Minerals Reporting Template (“CMRT”) to conduct a survey of all Surveyed Suppliers through Assent’s platform.

We requested that all Surveyed Suppliers complete a CMRT, and we provided training and educational materials to assist such suppliers on best practices and the completion of the CMRT. The training program was intended to help ensure the quality and completeness of the CMRTs received from the Surveyed Suppliers. Assent monitored and tracked all communications in their platform. Both Juniper and Assent contacted Surveyed Suppliers that were unresponsive in completing a CMRT.

Automated data validation was performed on all submitted CMRTs. This helped to identify contradictory answers in CMRTs, informed our follow-up with Surveyed Suppliers and we believe ultimately increased the accuracy of submissions. Data validation was based on completion of questions in the CMRT and on an analysis of internal consistency among responses in the CMRT. Following the data validation process, CMRTs were accepted and classified as valid or invalid. Surveyed Suppliers that submitted an invalid CMRT, where contradictory or incomplete information was provided, were contacted and requested to resubmit a valid and complete form.

As of May 1, 2018, 99% of the Surveyed Suppliers submitted a CMRT.

RCOI Results

Our RCOI identified 321 known smelters and refiners that appear on the lists maintained by the RMI and the London Bullion Market Association (“LBMA”) that may have been in our 2017 supply chain. Based on Juniper’s RCOI, we concluded that 117 of these smelters and refiners sourced 3TG entirely from outside of the Covered Countries, including from recycled or scrap sources. We determined that 20 of the identified smelters and refiners sourced 3TG in whole or in part from within the Covered Countries, but all 20 of these smelters and refiners were designated as “conformant” by the RMAP. Juniper’s conclusions concerning the origin of 3TG are based on information provided by the RMI to its members.

For 2017, Juniper was unable to determine the origin of at least a portion of the necessary 3TG in its in-scope products. None of the necessary 3TG contained in its in-scope products were determined to directly or indirectly finance or benefit armed groups in a Covered Country. However, Juniper did not conclude that any of its in-scope products were “DRC conflict-free.”

Based on the results of our RCOI, we conducted due diligence for 2017. These due diligence efforts are discussed below.

Due Diligence

Design of Due Diligence Program

We designed our due diligence measures to conform, in all material respects, with the framework in the Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (Third Edition) (the “Guidance”) and the related Supplements for gold and tin, tantalum, and tungsten. The Guidance identifies five steps for due diligence that should be implemented and provides guidance as to how to achieve each step. We developed our due diligence process to address each of these five steps.

A description of certain activities undertaken by Juniper with respect to each of the due diligence-related steps of the Guidance is provided below.

Step 1: Establish Strong Company Management Systems

We have established management systems that conform to Step 1 of the Guidance and that include the following elements:

Conflict Minerals Policy: Juniper has published and communicated to our suppliers a company policy stating our commitment to responsible sourcing of 3TG and our ongoing effort with suppliers to achieve a conflict-free supply chain. This policy can be viewed on our website at https://www.juniper.net/us/en/company/citizenship-sustainability/supply-chain/#tab=dtabs-4. The policy is periodically reviewed by our internal conflict minerals operations team, and has been approved by Juniper’s conflict minerals executive champions, the Vice President of Manufacturing Operations and Senior Vice President, General Counsel. It is also integrated into our Juniper Business Partner Code of Conduct (https://www.juniper.net/assets/us/en/local/pdf/additional-resources/business-partner-code-of-conduct.pdf), which requires suppliers to exercise due diligence on the source of 3TG and make this information available to Juniper upon request.

Governance structure to support due diligence activities: Juniper has established a conflict minerals governance structure that includes certain senior management at Juniper and a conflict minerals operations team comprised of individuals from Supply Chain Operations; Environmental, Health, Safety and Security; Engineering; Investor Relations; Finance; Internal Audit; Sales; Legal; Government Affairs; Compliance; and Corporate Communications. Our conflict minerals operations team, under the leadership and purview of Juniper’s executive champions (Vice President of Manufacturing Operations and Senior Vice President, General Counsel), guides the development, implementation and maintenance of Juniper’s conflict minerals program. Executive champions establish the goals of the conflict minerals operations team, receive updates on the status of the program, approve recommended changes to the program, and evaluate whether Juniper should suspend, disengage, or take other action with a supplier who is unresponsive to Juniper’s request for information or, if found to be the case, knowingly sources minerals that finance or benefit armed groups.

Juniper also uses a third-party service provider, Assent, to assist us with collecting and evaluating supply chain information regarding 3TGs. We also utilize specialist outside counsel to advise on some aspects of our 3TG compliance program.


Control systems and transparency: Juniper expects all of our suppliers to exercise due diligence on the source and chain of custody of any 3TGs used in the production of the in-scope products, materials, or components sold to Juniper. These expectations are communicated to our suppliers through the supplier onboarding process and business reviews. Juniper seeks to strengthen our relationship with our suppliers, including by providing training and through our Business Partner Code of Conduct.

Supplier engagement: We engage with suppliers to request that they complete a valid CMRT for the in-scope products that they supply to us. Juniper has adopted engagement procedures that include steps of supplier engagement and escalation such as in-person meetings, business reviews, outreach conducted by commodity managers, sharing of best practices and training resources, and identification of corrective actions. When entering into or renewing supplier master purchase agreements, we include our Business Partner Code of Conduct. We provide education and training resources for our suppliers through Assent’s Learning Management System, Assent University, and provide all in-scope suppliers access to Assent’s conflict minerals training course. This training is tracked and evaluated based on completion. Additional training is provided to selected suppliers who report smelters or refiners of potential concern.

Grievance mechanisms: Employees, customers, partners, and suppliers are encouraged to immediately alert Juniper to any events of questionable, fraudulent, or illegal nature that are, or may be, in violation of the Juniper’s codes of conduct, including any events relating to the source of 3TG in products supplied by our in-scope suppliers. Information may be submitted through email to integrity@juniper.net, by phone to the toll-free Juniper Integrity Hotline at +1-855-410-5445, online at integrity.juniper.net (https://app.convercent.com/en-us/LandingPage/1f4c50fe-2706-e411-9dec-80c16e20c34c), or directly to Juniper’s Chief Compliance Officer. Information can be submitted anonymously and will be kept confidential to the fullest extent practicable and allowed by law.

Records maintenance: Juniper has implemented a document retention policy to retain 3TG-related documents for a period of five years, including supplier responses to CMRTs. We store the information and findings from this process in an electronic database.

Step 2: Identify and Assess Risk in the Supply Chain

We identify and assess risk in our supply chain in conformance with Step 2 of the Guidance. Our compliance steps include surveying our supply chain using the CMRT, aggregating and analyzing the responses, and following up with suppliers for clarification or with requests for further information when their responses trigger specified quality control flags. We have taken steps to strengthen our due diligence efforts over time, including for 2017 expanding the number of Surveyed Suppliers by adding suppliers at a lower spend threshold who are operating in countries considered “unfree” by the Heritage 2017 Index of Economic Freedom. We have also expanded the trainings and learning modules offered to our suppliers through our relationship with Assent. Our due diligence results are discussed below under “Due Diligence Results”.

The primary risk we identified with respect to the 2017 reporting period related to the nature of the responses received. 63% of the responses received provided data at a company level or did not specify the smelters or refiners that processed the 3TG in the products, materials or components supplied to Juniper. Additionally, 61% of the Surveyed Suppliers indicated that they received supply chain information regarding their supply chains from less than 75% of their suppliers and, therefore, they may not have provided a comprehensive list of all smelters and refiners in their supply chains.

Among other things, as part of our due diligence, we compared the smelters and refiners listed in the CMRTs received to the list of smelters and refiners maintained by the RMI. Each smelter or refiner is assigned a risk of high, medium, or low based on its geographic proximity to the Covered Countries, its RMAP audit status and any credible evidence of unethical or conflict sourcing. In addition to the risk mitigation steps described below, suppliers that identify smelters or refiners that are categorized as high risk are requested to submit a product-level CMRT and are directed to educational resources on Assent’s website.

Additionally, suppliers’ CMRT responses are used to evaluate their program strength. The criteria used to evaluate the strength of the program include whether the supplier (1) has a conflict minerals sourcing policy, (2) has implemented 3TG due diligence measures, (3) reviews due diligence information received from suppliers against the expectations set forth in its policy and (4) has a corrective action process. Suppliers that meet or exceed these criteria (answer “Yes” to all four criteria) are deemed to have a “strong” program; otherwise their program is deemed to be “weak”. For 2017, 14% of the Surveyed Suppliers that completed a CMRT were identified as having a “weak” program. In addition to the risk mitigation steps discussed below, if a supplier’s program is deemed to be weak, it is provided with further guidance and education through Assent’s learning tools.

Identifying and assessing the three risks of (1) information relevance, accuracy and comprehensiveness, (2) geographic proximity and (3) program strength are intended to help us to address Step 2 of the Guidance.

Step 3: Designing and Implementing a Strategy to Respond to Identified Risks

The results of our due diligence are shared with the executive champions, as well as with the Audit Committee of our Board of Directors.

We address any risks identified through the process described in Step 2 on a case-by-case basis. For suppliers who do not respond to Assent’s outreach, Juniper’s conflict minerals and supply chain operations teams contact those suppliers directly, requesting that they submit a CMRT. Other actions contemplated by our corrective action framework include, depending upon the particular circumstances, requesting a product-level CMRT and that the supplier take corrective action to ensure that any high-risk smelters or refiners are not in Juniper’s supply chain. We may also provide a supplier with further guidance and education on the Rule, the Guidance, and/or our compliance expectations.

We also address smelter and refiner-related risks, and seek to exercise leverage over smelters and refiners to become conformant, through our participation in the RMI, and its Smelter Engagement Team.

Step 4: Carrying Out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain

We are a downstream supplier, many steps removed from the mining or processing of 3TG. Juniper does not purchase raw ore or refined 3TG, including from the Covered Countries.

Juniper supports independent third-party audits conducted by the RMAP through our financial support for the RMI. Juniper actively supports the goal of increasing smelter and refiner participation in the RMAP. As part of a consortium of companies during 2017, Juniper was a signatory on an outreach campaign to encourage 49 smelters and refiners that were not listed as conformant by the RMI to obtain an independent third-party audit.

Step 5: Reporting on Supply Chain Due Diligence

A Form SD and this Report are filed annually with the SEC, and a copy of this Report and the Form SD are made publicly available on our website at http://www.juniper.net/us/en/company/corporate-responsibility/.


Future Steps to Mitigate Risk

For 2018, we intend to continue to focus on collaborating with industry participants, through our membership in the RMI, to improve the systems of transparency and control in 3TG supply chains, which we believe mitigates the risk that 3TG contained in our in-scope products will finance or benefit armed groups in the Covered Countries.

In addition, as part of our ongoing efforts to mitigate the risk that the 3TG contained in our in-scope products finance or benefit armed groups in the Covered Countries, we intend to take the following steps for 2018:

 

    Request that suppliers complete CMRTs on a product-specific basis, to enable us to determine which smelters and refiners actually process 3TG contained in our products.

 

    Encourage our suppliers that have not already done so to implement due diligence procedures through targeted outreach that provides guidance and resources to improve program strength and increase rate of response from their own suppliers.

 

    Encourage our suppliers to source only from conformant smelters and refiners by (1) awarding higher supplier Compliance, Risk and Sustainability scores to those who only utilize conformant smelters and refiners and (2) continuing to request facilities that are not listed as conformant by the RMI to obtain an independent third party audit. Supplier’s Compliance, Risk and Sustainability score is considered when identifying candidates for the Supplier of the Year and Sustainability awards.

 

    Measure the overall improvement in smelter risk mitigation by tracking the certification status of individual smelters and refiners that we request to obtain an independent third party audit.

 

    Include 3TG screening questions in the supplier selection and onboarding process.

 

    Assess opportunities to meaningfully advance the missions of organizations supporting on-the-ground projects that assist companies in sourcing transparently and responsibly from the DRC or that support artisanal and small-scale mining communities by improving market access, and providing economic infrastructure development.

Due Diligence Results

Survey Results

For the 2017 reporting year, Juniper received CMRTs from 99% of the Surveyed Suppliers. For 2017, we surveyed 15 additional suppliers, as compared to the 2016 reporting period. One percent of the Surveyed Suppliers who submitted a CMRT did not correct the inaccuracies or gaps in the CMRT. Those CMRTs were therefore treated as invalid submissions.

Smelters and Refiners Potentially in Juniper’s Supply Chain

Based on our RCOI and due diligence, we identified 321 known smelters and refiners of 3TG that may be in our supply chain in 2017, as compared to 311 in 2016, an increase of 3%. See Appendix A below for a list of these smelters and refiners, along with their compliance status. Appendix A does not include the names of entities received through our due diligence process that, as of May 1, 2018, were not listed on the RMI’s list of known smelters and refiners.

A summary of the known smelters and refiners for each 3TG that may be in our supply chain and their RMAP compliance status is provided below:

73% (109) of the known gold refiners that may be in our supply chain are listed as conformant (101) or active (8).

97% (42) of the known tantalum smelters that may be in our supply chain are listed as conformant (42).

89% (74) of the known tin smelters that may be in our supply chain are listed as conformant (72) or active (2).

93% (43) of the known tungsten smelters that may be in our supply chain are listed as conformant (42) or active (1).

Not all of the smelters and refiners listed on the CMRTs that we received may have processed the necessary 3TG contained in Juniper’s in-scope products, since, as noted earlier in this Report, many of the Surveyed Suppliers reported their CMRT at a “company-level”. In addition, Surveyed Suppliers may have also reported smelters and refiners that were not in Juniper’s supply chain due to over-inclusiveness of the information received from their suppliers or for other reasons. Finally, the smelters and refiners reflected in Appendix A may not include all of the smelters and refiners in Juniper’s supply chain, since some Surveyed Suppliers did not identify all smelters and refiners in their supply chain, and because not all Surveyed Suppliers responded to Juniper’s inquiries.

As of the date of this Report and for the reporting period covered by this Report, we have not identified a supplier, smelter or refiner that we have reason to believe is sourcing 3TG contained in our in-scope products that is directly or indirectly financing or benefiting an armed group. However, we have not determined that any of our products are “DRC conflict-free.”

Country of Origin Information and Efforts to Determine Mine Location

The identified countries of origin of the 3TG processed by the conformant smelters and refiners listed in the table in Appendix A may have included the countries in the categories listed below. The listed countries of origin are derived from information made available by the RMI to its members. Except for the DRC, the RMI does not indicate individual countries of origin of the 3TG processed by conformant smelters and refiners. Instead, the RMI indicates country of origin by category: L1, L2, and L3. The categories are based on sourcing risk, as indicated below.

LI—Countries that are not identified as conflict regions or plausible areas of smuggling or export of 3TG from the Covered Countries. Countries of origin include: Argentina, Australia, Austria, Benin, Bolivia, Brazil, Burkina Faso, Cambodia, Canada, Chile, China, Colombia, Ecuador, Eritrea, Ethiopia, France, Germany, Ghana, Guatemala, Guinea, Guyana, Honduras, India, Indonesia, Japan, Kazakhstan, Laos, Madagascar, Malaysia, Mali, Mexico, Mongolia, Myanmar, Namibia, Nicaragua, Nigeria, Panama, Peru, Portugal, Russia, Senegal, Sierra Leone, Spain, Thailand, Togo, United Kingdom, United States of America, Uzbekistan, Vietnam and Zimbabwe.

L2—Countries that are known or plausible countries for smuggling, export out of region or transit of materials containing 3TG. Countries of origin include: Mozambique and South Africa.


L3—The DRC and its nine adjoining countries. Countries of origin include: Burundi, Rwanda and Uganda.

Alternatively, or in addition, some of the conformant smelters and refiners did source or may have sourced from recycled or scrap sources.

Because the RMI generally does not indicate individual countries of origin of the 3TG processed by conformant smelters and refiners, Juniper was not able to determine the countries of origin of the 3TG processed by the listed conformant smelters and refiners with greater specificity. In addition, for some of the listed conformant smelters and refiners, origin information is not disclosed by the RMI. Juniper did not determine the countries of origin of the 3TG processed by other smelters and refiners listed on Annex A.

Juniper endeavored to determine the mine or location of origin of the necessary 3TG contained in its in-scope products by conducting a supply-chain survey with suppliers using the CMRT and through the information made available by the RMI to its members, as well as the other measures described in this Report.

Forward-Looking Disclaimer

This Report, including the section entitled “Future Steps to Mitigate Risk”, contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 regarding our business, products and 3TG compliance efforts, including steps we intend to take to mitigate the risk that the 3TGs in our products benefit armed groups, and the industry’s 3TG-related compliance efforts. Words such as “expects,” “anticipates,” “targets,” “goals,” “projects,” “would,” “could,” “intends,” “plans,” “believes,” “seeks,” “estimates,” variations of such words, and similar expressions are intended to identify such forward-looking statements. Forward-looking statements by their nature address matters that are, to different degrees, uncertain, and these forward-looking statements are only predictions and are subject to risks, uncertainties, and assumptions that are difficult to predict. While forward-looking statements in this Report are based on reasonable expectations of our management at the time that they are made, you should not rely on them. Forward-looking statements are inherently subject to risks and uncertainties and actual results and outcomes may differ materially from the results and outcomes discussed in or anticipated by the forward-looking statements. Factors that could cause or contribute to such differences in results and outcomes include, without limitation, the risk that information reported to us by our direct suppliers or industry information used by us may be inaccurate; the risk that smelters or refiners may not participate in the RMAP; political and regulatory developments, whether in the Covered Countries, the United States or elsewhere; as well as risks discussed under the heading “Risk Factors” in our most recent Annual Report on 10-K or subsequent Quarterly Report on Form 10-Q and in other reports we file with the Securities and Exchange Commission. Readers are urged not to place undue reliance on these forward-looking statements, which speak only as of the date of this Report. We undertake no obligation to revise or update any forward-looking statements in order to reflect any event or circumstance that may arise after the date of this Report.


Appendix A

Smelters and Refiners List

The below table lists the known smelters or refiners that were identified by the Surveyed Suppliers through their CMRTs and that are, as of May 1, 2018, listed on the RMI’s list of known smelters and refiners. This list includes the Metal, Standard Smelter Name, Smelter Facility Location, Smelter ID, and RMI audit status. As indicated in the Report to which this Appendix is attached, this list has been created based on Surveyed Supplier responses. Not all of the smelters and refiners listed on CMRTs that we received may have processed the necessary 3TG contained in Juniper’s in-scope products, since many of the Surveyed Suppliers reported their CMRT at a “company-level”. In addition, this list may include reported smelters and refiners that were not in Juniper’s supply chain due to over-inclusiveness of the information received from Surveyed Suppliers or for other reasons. The smelters and refiners listed below may not include all of the smelters and refiners in Juniper’s supply chain, since some Surveyed Suppliers did not identify all smelters or refiners in their supply chain, and because not all Surveyed Suppliers responded to Juniper’s inquiries.

 

* RMI Audit Status is effective as of May 1, 2018. For purposes of this table, “Conformant” denotes that the smelter or refiner participates in and has been listed as “conformant” by the RMAP and “Active” denotes that the smelter or refiner is “active” in the RMAP process by participating in the RMAP and has committed to undergo an audit or is participating in a cross-recognized certification program, but that the audit has not yet been completed. Smelter and refiner status reflected in this Appendix is based solely on information made publicly available by the RMI, without independent verification by Juniper.

 

Metal

  

Standard Smelter Name

  

Smelter Facility Location

  

Smelter ID

  

RMI Audit Status*

Gold    Advanced Chemical Company    UNITED STATES    CID000015    Conformant
Gold    Aida Chemical Industries Co., Ltd.    JAPAN    CID000019    Conformant
Gold    Al Etihad Gold LLC    UNITED ARAB EMIRATES    CID002560    Conformant
Gold    Allgemeine Gold-und Silberscheideanstalt A.G.    GERMANY    CID000035    Conformant
Gold    Almalyk Mining and Metallurgical Complex (AMMC)    UZBEKISTAN    CID000041    Conformant
Gold    AngloGold Ashanti Córrego do Sítio Mineração    BRAZIL    CID000058    Conformant
Gold    Argor-Heraeus S.A.    SWITZERLAND    CID000077    Conformant
Gold    Asahi Pretec Corp.    JAPAN    CID000082    Conformant
Gold    Asahi Refining Canada Ltd.    CANADA    CID000924    Conformant
Gold    Asahi Refining USA Inc.    UNITED STATES    CID000920    Conformant
Gold    Asaka Riken Co., Ltd.    JAPAN    CID000090    Conformant
Gold    AU Traders and Refiners    SOUTH AFRICA    CID002850    Conformant
Gold    Aurubis AG    GERMANY    CID000113    Conformant
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    PHILIPPINES    CID000128    Conformant
Gold    Boliden AB    SWEDEN    CID000157    Conformant
Gold    C. Hafner GmbH + Co. KG    GERMANY    CID000176    Conformant
Gold    CCR Refinery - Glencore Canada Corporation    CANADA    CID000185    Conformant
Gold    Cendres + Métaux S.A.    SWITZERLAND    CID000189    Conformant
Gold    Chimet S.p.A.    ITALY    CID000233    Conformant
Gold    Daejin Indus Co., Ltd.    KOREA, REPUBLIC OF    CID000328    Conformant
Gold    DODUCO Contacts and Refining GmbH    GERMANY    CID000362    Conformant
Gold    Dowa    JAPAN    CID000401    Conformant
Gold    DSC (Do Sung Corporation)    KOREA, REPUBLIC OF    CID000359    Conformant
Gold    Eco-System Recycling Co., Ltd.    JAPAN    CID000425    Conformant
Gold    Emirates Gold DMCC    UNITED ARAB EMIRATES    CID002561    Conformant
Gold    Geib Refining Corporation    UNITED STATES    CID002459    Conformant
Gold    Gold Refinery of Zijin Mining Group Co., Ltd.    CHINA    CID002243    Conformant
Gold    HeeSung    KOREA, REPUBLIC OF    CID000689    Conformant
Gold    Heimerle + Meule GmbH    GERMANY    CID000694    Conformant
Gold    Heraeus Metals Hong Kong Ltd.    CHINA    CID000707    Conformant
Gold    Heraeus Precious Metals GmbH & Co. KG    GERMANY    CID000711    Conformant
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CHINA    CID000801    Conformant


Gold    Ishifuku Metal Industry Co., Ltd.    JAPAN    CID000807    Conformant
Gold    Istanbul Gold Refinery    TURKEY    CID000814    Conformant
Gold    Italpreziosi    ITALY    CID002765    Conformant
Gold    Japan Mint    JAPAN    CID000823    Conformant
Gold    Jiangxi Copper Co., Ltd.    CHINA    CID000855    Conformant
Gold    JSC Ekaterinburg Non-Ferrous Metal Processing Plant    RUSSIAN FEDERATION    CID000927    Conformant
Gold    JSC Uralelectromed    RUSSIAN FEDERATION    CID000929    Conformant
Gold    JX Nippon Mining & Metals Co., Ltd.    JAPAN    CID000937    Conformant
Gold    Kazzinc    KAZAKHSTAN    CID000957    Conformant
Gold    Kennecott Utah Copper LLC    UNITED STATES    CID000969    Conformant
Gold    Kojima Chemicals Co., Ltd.    JAPAN    CID000981    Conformant
Gold    Korea Zinc Co., Ltd.    KOREA, REPUBLIC OF    CID002605    Conformant
Gold    Kyrgyzaltyn JSC    KYRGYZSTAN    CID001029    Conformant
Gold    LS-NIKKO Copper Inc.    KOREA, REPUBLIC OF    CID001078    Conformant
Gold    Marsam Metals    BRAZIL    CID002606    Conformant
Gold    Materion    UNITED STATES    CID001113    Conformant
Gold    Matsuda Sangyo Co., Ltd.    JAPAN    CID001119    Conformant
Gold    Metalor Technologies (Hong Kong) Ltd.    CHINA    CID001149    Conformant
Gold    Metalor Technologies (Singapore) Pte., Ltd.    SINGAPORE    CID001152    Conformant
Gold    Metalor Technologies (Suzhou) Ltd.    CHINA    CID001147    Conformant
Gold    Metalor Technologies S.A.    SWITZERLAND    CID001153    Conformant
Gold    Metalor USA Refining Corporation    UNITED STATES    CID001157    Conformant
Gold    Metalúrgica Met-Mex Peñoles S.A. De C.V.    MEXICO    CID001161    Conformant
Gold    Mitsubishi Materials Corporation    JAPAN    CID001188    Conformant
Gold    Mitsui Mining and Smelting Co., Ltd.    JAPAN    CID001193    Conformant
Gold    MMTC-PAMP India Pvt., Ltd.    INDIA    CID002509    Conformant
Gold    Moscow Special Alloys Processing Plant    RUSSIAN FEDERATION    CID001204    Conformant
Gold    Nadir Metal Rafineri San. Ve Tic. A.Ş.    TURKEY    CID001220    Conformant
Gold    Nihon Material Co., Ltd.    JAPAN    CID001259    Conformant
Gold    Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH    AUSTRIA    CID002779    Conformant
Gold    Ohura Precious Metal Industry Co., Ltd.    JAPAN    CID001325    Conformant
Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    RUSSIAN FEDERATION    CID001326    Conformant
Gold    OJSC Novosibirsk Refinery    RUSSIAN FEDERATION    CID000493    Conformant
Gold    PAMP S.A.    SWITZERLAND    CID001352    Conformant
Gold    Planta Recuperadora de Metales SpA    CHILE    CID002919    Conformant
Gold    Prioksky Plant of Non-Ferrous Metals    RUSSIAN FEDERATION    CID001386    Conformant
Gold    PT Aneka Tambang (Persero) Tbk    INDONESIA    CID001397    Conformant
Gold    PX Précinox S.A.    SWITZERLAND    CID001498    Conformant
Gold    Rand Refinery (Pty) Ltd.    SOUTH AFRICA    CID001512    Conformant
Gold    Republic Metals Corporation    UNITED STATES    CID002510    Conformant
Gold    Royal Canadian Mint    CANADA    CID001534    Conformant
Gold    SAAMP    FRANCE    CID002761    Conformant


Gold    Safimet S.p.A    ITALY    CID002973    Conformant
Gold    Samduck Precious Metals    KOREA, REPUBLIC OF    CID001555    Conformant
Gold    SAXONIA Edelmetalle GmbH    GERMANY    CID002777    Conformant
Gold    Schone Edelmetaal B.V.    NETHERLANDS    CID001573    Conformant
Gold    SEMPSA Joyería Platería S.A.    SPAIN    CID001585    Conformant
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CHINA    CID001622    Conformant
Gold    Sichuan Tianze Precious Metals Co., Ltd.    CHINA    CID001736    Conformant
Gold    Singway Technology Co., Ltd.    TAIWAN    CID002516    Conformant
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals    RUSSIAN FEDERATION    CID001756    Conformant
Gold    Solar Applied Materials Technology Corp.    TAIWAN    CID001761    Conformant
Gold    Sumitomo Metal Mining Co., Ltd.    JAPAN    CID001798    Conformant
Gold    SungEel HiTech    KOREA, REPUBLIC OF    CID002918    Conformant
Gold    T.C.A S.p.A    ITALY    CID002580    Conformant
Gold    Tanaka Kikinzoku Kogyo K.K.    JAPAN    CID001875    Conformant
Gold    The Refinery of Shandong Gold Mining Co., Ltd.    CHINA    CID001916    Conformant
Gold    Tokuriki Honten Co., Ltd.    JAPAN    CID001938    Conformant
Gold    Torecom    KOREA, REPUBLIC OF    CID001955    Conformant
Gold    Umicore Brasil Ltda.    BRAZIL    CID001977    Conformant
Gold    Umicore Precious Metals Thailand    THAILAND    CID002314    Conformant
Gold    Umicore S.A. Business Unit Precious Metals Refining    BELGIUM    CID001980    Conformant
Gold    United Precious Metal Refining, Inc.    UNITED STATES    CID001993    Conformant
Gold    Valcambi S.A.    SWITZERLAND    CID002003    Conformant
Gold    Western Australian Mint trading as The Perth Mint    AUSTRALIA    CID002030    Conformant
Gold    WIELAND Edelmetalle GmbH    GERMANY    CID002778    Conformant
Gold    Yamamoto Precious Metal Co., Ltd.    JAPAN    CID002100    Conformant
Gold    Yokohama Metal Co., Ltd.    JAPAN    CID002129    Conformant
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CHINA    CID002224    Conformant
Gold    Bangalore Refinery    INDIA    CID002863    Active
Gold    DS PRETECH Co., Ltd.    KOREA, REPUBLIC OF    CID003195    Active
Gold    KGHM Polska Miedz Spolka Akcyjna    POLAND    CID002511    Active
Gold    L’Orfebre S.A.    ANDORRA    CID002762    Active
Gold    Modeltech Sdn Bhd    MALAYSIA    CID002857    Active
Gold    NH Recytech Company    KOREA, REPUBLIC OF    CID003189    Active
Gold    Remondis Argentia B.V.    NETHERLANDS    CID002582    Active
Gold    SAFINA A.S.    CZECH REPUBLIC    CID002290    Active
Gold    Abington Reldan Metals, LLC    UNITED STATES    CID002708    Not Enrolled
Gold    African Gold Refinery    UGANDA    CID003185    Not Enrolled
Gold    Atasay Kuyumculuk Sanayi Ve Ticaret A.S.    TURKEY    CID000103    Not Enrolled
Gold    Caridad    MEXICO    CID000180    Not Enrolled
Gold    Chugai Mining    JAPAN    CID000264    Not Enrolled
Gold    Daye Non-Ferrous Metals Mining Ltd.    CHINA    CID000343    Not Enrolled
Gold    Degussa Sonne / Mond Goldhandel GmbH    GERMANY    CID002867    Not Enrolled
Gold    Elemetal Refining, LLC    UNITED STATES    CID001322    Not Enrolled


Gold    Fidelity Printers and Refiners Ltd.    ZIMBABWE    CID002515    Not Enrolled
Gold    GCC Gujrat Gold Centre Pvt. Ltd.    INDIA    CID002852    Not Enrolled
Gold    Great Wall Precious Metals Co., Ltd. of CBPM    CHINA    CID001909    Not Enrolled
Gold    Guangdong Jinding Gold Limited    CHINA    CID002312    Not Enrolled
Gold    Guoda Safina High-Tech Environmental Refinery Co., Ltd.    CHINA    CID000651    Not Enrolled
Gold    Hangzhou Fuchunjiang Smelting Co., Ltd.    CHINA    CID000671    Not Enrolled
Gold    Hunan Chenzhou Mining Co., Ltd.    CHINA    CID000767    Not Enrolled
Gold    Hwasung CJ Co., Ltd.    KOREA, REPUBLIC OF    CID000778    Not Enrolled
Gold    Kaloti Precious Metals    UNITED ARAB EMIRATES    CID002563    Not Enrolled
Gold    Kazakhmys Smelting LLC    KAZAKHSTAN    CID000956    Not Enrolled
Gold    Kyshtym Copper-Electrolytic Plant ZAO    RUSSIAN FEDERATION    CID002865    Not Enrolled
Gold    L’azurde Company For Jewelry    SAUDI ARABIA    CID001032    Not Enrolled
Gold    Lingbao Gold Co., Ltd.    CHINA    CID001056    Not Enrolled
Gold    Lingbao Jinyuan Tonghui Refinery Co., Ltd.    CHINA    CID001058    Not Enrolled
Gold    Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    CHINA    CID001093    Not Enrolled
Gold    Morris and Watson    NEW ZEALAND    CID002282    Not Enrolled
Gold    Morris and Watson Gold Coast    AUSTRALIA    CID002866    Not Enrolled
Gold    Navoi Mining and Metallurgical Combinat    UZBEKISTAN    CID001236    Not Enrolled
Gold    Pease & Curren    UNITED STATES    CID002872    Not Enrolled
Gold    Penglai Penggang Gold Industry Co., Ltd.    CHINA    CID001362    Not Enrolled
Gold    Refinery of Seemine Gold Co., Ltd.    CHINA    CID000522    Not Enrolled
Gold    Sabin Metal Corp.    UNITED STATES    CID001546    Not Enrolled
Gold    Sai Refinery    INDIA    CID002853    Not Enrolled
Gold    SAMWON Metals Corp.    KOREA, REPUBLIC OF    CID001562    Not Enrolled
Gold    Shandong Tiancheng Biological Gold Industrial Co., Ltd.    CHINA    CID001619    Not Enrolled
Gold    State Research Institute Center for Physical Sciences and Technology    LITHUANIA    CID003153    Not Enrolled
Gold    Sudan Gold Refinery    SUDAN    CID002567    Not Enrolled
Gold    Tongling Nonferrous Metals Group Co., Ltd.    CHINA    CID001947    Not Enrolled
Gold    Tony Goetz NV    BELGIUM    CID002587    Not Enrolled
Gold    TOO Tau-Ken-Altyn    KAZAKHSTAN    CID002615    Not Enrolled
Gold    Universal Precious Metals Refining Zambia    ZAMBIA    CID002854    Not Enrolled
Gold    Yunnan Copper Industry Co., Ltd.    CHINA    CID000197    Not Enrolled
Tantalum    Asaka Riken Co., Ltd.    JAPAN    CID000092    Conformant
Tantalum    Changsha South Tantalum Niobium Co., Ltd.    CHINA    CID000211    Conformant
Tantalum    D Block Metals, LLC    UNITED STATES    CID002504    Conformant
Tantalum    Exotech Inc.    UNITED STATES    CID000456    Conformant
Tantalum    F&X Electro-Materials Ltd.    CHINA    CID000460    Conformant
Tantalum    FIR Metals & Resource Ltd.    CHINA    CID002505    Conformant
Tantalum    Global Advanced Metals Aizu    JAPAN    CID002558    Conformant
Tantalum    Global Advanced Metals Boyertown    UNITED STATES    CID002557    Conformant
Tantalum    Guangdong Rising Rare Metals-EO Materials Ltd.    CHINA    CID000291    Conformant
Tantalum    Guangdong Zhiyuan New Material Co., Ltd.    CHINA    CID000616    Conformant


Tantalum    H.C. Starck Co., Ltd.    THAILAND    CID002544    Conformant
Tantalum    H.C. Starck Hermsdorf GmbH    GERMANY    CID002547    Conformant
Tantalum    H.C. Starck Inc.    UNITED STATES    CID002548    Conformant
Tantalum    H.C. Starck Ltd.    JAPAN    CID002549    Conformant
Tantalum    H.C. Starck Smelting GmbH & Co. KG    GERMANY    CID002550    Conformant
Tantalum    H.C. Starck Tantalum and Niobium GmbH    GERMANY    CID002545    Conformant
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    CHINA    CID002492    Conformant
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CHINA    CID002512    Conformant
Tantalum    Jiangxi Tuohong New Raw Material    CHINA    CID002842    Conformant
Tantalum    Jiujiang Janny New Material Co., Ltd.    CHINA    CID003191    Conformant
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    CHINA    CID000914    Conformant
Tantalum    Jiujiang Tanbre Co., Ltd.    CHINA    CID000917    Conformant
Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CHINA    CID002506    Conformant
Tantalum    KEMET Blue Metals    MEXICO    CID002539    Conformant
Tantalum    KEMET Blue Powder    UNITED STATES    CID002568    Conformant
Tantalum    King-Tan Tantalum Industry Ltd.    CHINA    CID000973    Conformant
Tantalum    LSM Brasil S.A.    BRAZIL    CID001076    Conformant
Tantalum    Metallurgical Products India Pvt., Ltd.    INDIA    CID001163    Conformant
Tantalum    Mineracao Taboca S.A.    BRAZIL    CID001175    Conformant
Tantalum    Mitsui Mining and Smelting Co., Ltd.    JAPAN    CID001192    Conformant
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    CHINA    CID001277    Conformant
Tantalum    NPM Silmet AS    ESTONIA    CID001200    Conformant
Tantalum    Power Resources Ltd.    MACEDONIA    CID002847    Conformant
Tantalum    QuantumClean    UNITED STATES    CID001508    Conformant
Tantalum    Resind Industria e Comercio Ltda.    BRAZIL    CID002707    Conformant
Tantalum    RFH Tantalum Smeltry Co., Ltd.    CHINA    CID001522    Conformant
Tantalum    Solikamsk Magnesium Works OAO    RUSSIAN FEDERATION    CID001769    Conformant
Tantalum    Taki Chemicals    JAPAN    CID001869    Conformant
Tantalum    Telex Metals    UNITED STATES    CID001891    Conformant
Tantalum    Ulba Metallurgical Plant JSC    KAZAKHSTAN    CID001969    Conformant
Tantalum    XinXing HaoRong Electronic Material Co., Ltd.    CHINA    CID002508    Conformant
Tantalum    Yichun Jin Yang Rare Metal Co., Ltd.    CHINA    CID002307    Conformant
Tantalum    Duoluoshan    CHINA    CID000410    Not Enrolled
Tin    Alpha    UNITED STATES    CID000292    Conformant
Tin    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CHINA    CID000228    Conformant
Tin    China Tin Group Co., Ltd.    CHINA    CID001070    Conformant
Tin    CV Ayi Jaya    INDONESIA    CID002570    Conformant
Tin    CV Dua Sekawan    INDONESIA    CID002592    Conformant
Tin    CV Gita Pesona    INDONESIA    CID000306    Conformant
Tin    CV Tiga Sekawan    INDONESIA    CID002593    Conformant
Tin    CV United Smelting    INDONESIA    CID000315    Conformant
Tin    CV Venus Inti Perkasa    INDONESIA    CID002455    Conformant


Tin    Dowa    JAPAN    CID000402    Conformant
Tin    EM Vinto    BOLIVIA    CID000438    Conformant
Tin    Fenix Metals    POLAND    CID000468    Conformant
Tin    Gejiu Fengming Metallurgy Chemical Plant    CHINA    CID002848    Conformant
Tin    Gejiu Jinye Mineral Company    CHINA    CID002859    Conformant
Tin    Gejiu Kai Meng Industry and Trade LLC    CHINA    CID000942    Conformant
Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    CHINA    CID000538    Conformant
Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CHINA    CID001908    Conformant
Tin    Guangdong Hanhe Non-ferrous Metal Limited Company    CHINA    CID003116    Conformant
Tin    Guanyang Guida Nonferrous Metal Smelting Plant    CHINA    CID002849    Conformant
Tin    HuiChang Hill Tin Industry Co., Ltd.    CHINA    CID002844    Conformant
Tin    Huichang Jinshunda Tin Co., Ltd.    CHINA    CID000760    Conformant
Tin    Jiangxi Ketai Advanced Material Co., Ltd.    CHINA    CID000244    Conformant
Tin    Jiangxi New Nanshan Technology Ltd.    CHINA    CID001231    Conformant
Tin    Magnu’s Minerais Metais e Ligas Ltda.    BRAZIL    CID002468    Conformant
Tin    Malaysia Smelting Corporation (MSC)    MALAYSIA    CID001105    Conformant
Tin    Melt Metais e Ligas S.A.    BRAZIL    CID002500    Conformant
Tin    Metallic Resources, Inc.    UNITED STATES    CID001142    Conformant
Tin    Metallo Belgium N.V.    BELGIUM    CID002773    Conformant
Tin    Metallo Spain S.L.U.    SPAIN    CID002774    Conformant
Tin    Mineracao Taboca S.A.    BRAZIL    CID001173    Conformant
Tin    Minsur    PERU    CID001182    Conformant
Tin    Mitsubishi Materials Corporation    JAPAN    CID001191    Conformant
Tin    O.M. Manufacturing (Thailand) Co., Ltd.    THAILAND    CID001314    Conformant
Tin    O.M. Manufacturing Philippines, Inc.    PHILIPPINES    CID002517    Conformant
Tin    Operaciones Metalurgical S.A.    BOLIVIA    CID001337    Conformant
Tin    PT Aries Kencana Sejahtera    INDONESIA    CID000309    Conformant
Tin    PT Artha Cipta Langgeng    INDONESIA    CID001399    Conformant
Tin    PT ATD Makmur Mandiri Jaya    INDONESIA    CID002503    Conformant
Tin    PT Babel Inti Perkasa    INDONESIA    CID001402    Conformant
Tin    PT Bangka Prima Tin    INDONESIA    CID002776    Conformant
Tin    PT Bangka Serumpun    INDONESIA    CID003205    Conformant
Tin    PT Bangka Tin Industry    INDONESIA    CID001419    Conformant
Tin    PT Belitung Industri Sejahtera    INDONESIA    CID001421    Conformant
Tin    PT Bukit Timah    INDONESIA    CID001428    Conformant
Tin    PT DS Jaya Abadi    INDONESIA    CID001434    Conformant
Tin    PT Eunindo Usaha Mandiri    INDONESIA    CID001438    Conformant
Tin    PT Inti Stania Prima    INDONESIA    CID002530    Conformant
Tin    PT Karimun Mining    INDONESIA    CID001448    Conformant
Tin    PT Kijang Jaya Mandiri    INDONESIA    CID002829    Conformant
Tin    PT Lautan Harmonis Sejahtera    INDONESIA    CID002870    Conformant
Tin    PT Menara Cipta Mulia    INDONESIA    CID002835    Conformant


Tin    PT Mitra Stania Prima    INDONESIA    CID001453    Conformant
Tin    PT O.M. Indonesia    INDONESIA    CID002757    Conformant
Tin    PT Panca Mega Persada    INDONESIA    CID001457    Conformant
Tin    PT Premium Tin Indonesia    INDONESIA    CID000313    Conformant
Tin    PT Prima Timah Utama    INDONESIA    CID001458    Conformant
Tin    PT Refined Bangka Tin    INDONESIA    CID001460    Conformant
Tin    PT Sariwiguna Binasentosa    INDONESIA    CID001463    Conformant
Tin    PT Stanindo Inti Perkasa    INDONESIA    CID001468    Conformant
Tin    PT Sukses Inti Makmur    INDONESIA    CID002816    Conformant
Tin    PT Sumber Jaya Indah    INDONESIA    CID001471    Conformant
Tin    PT Timah (Persero) Tbk Kundur    INDONESIA    CID001477    Conformant
Tin    PT Timah (Persero) Tbk Mentok    INDONESIA    CID001482    Conformant
Tin    PT Tinindo Inter Nusa    INDONESIA    CID001490    Conformant
Tin    PT Tommy Utama    INDONESIA    CID001493    Conformant
Tin    Resind Industria e Comercio Ltda.    BRAZIL    CID002706    Conformant
Tin    Rui Da Hung    TAIWAN    CID001539    Conformant
Tin    Soft Metais Ltda.    BRAZIL    CID001758    Conformant
Tin    Thaisarco    THAILAND    CID001898    Conformant
Tin    White Solder Metalurgia e Mineração Ltda.    BRAZIL    CID002036    Conformant
Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CHINA    CID002158    Conformant
Tin    Yunnan Tin Company Limited    CHINA    CID002180    Conformant
Tin    Chifeng Dajingzi Tin Industry Co., Ltd.    CHINA    CID003190    Active
Tin    Modeltech Sdn Bhd    MALAYSIA    CID002858    Active
Tin    An Vinh Joint Stock Mineral Processing Company    VIETNAM    CID002703    Not Enrolled
Tin    CNMC (Guangxi) PGMA Co., Ltd.    CHINA    CID000278    Not Enrolled
Tin    Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    VIETNAM    CID002572    Not Enrolled
Tin    Estanho de Rondônia S.A.    BRAZIL    CID000448    Not Enrolled
Tin    Gejiu Zili Mining And Metallurgy Co., Ltd.    CHINA    CID000555    Not Enrolled
Tin    Nghe Tinh Non-Ferrous Metals Joint Stock Company    VIETNAM    CID002573    Not Enrolled
Tin    Pongpipat Company Limited    MYANMAR    CID003208    Not Enrolled
Tin    Super Ligas    BRAZIL    CID002756    Not Enrolled
Tin    Tuyen Quang Non-Ferrous Metals Joint Stock Company    VIETNAM    CID002574    Not Enrolled
Tungsten    A.L.M.T. TUNGSTEN Corp.    JAPAN    CID000004    Conformant
Tungsten    ACL Metais Eireli    BRAZIL    CID002833    Conformant
Tungsten    Asia Tungsten Products Vietnam Ltd.    VIETNAM    CID002502    Conformant
Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd.    CHINA    CID002513    Conformant
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    CHINA    CID000258    Conformant
Tungsten    Fujian Jinxin Tungsten Co., Ltd.    CHINA    CID000499    Conformant
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.    CHINA    CID000875    Conformant
Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CHINA    CID002315    Conformant
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    CHINA    CID002494    Conformant
Tungsten    Global Tungsten & Powders Corp.    UNITED STATES    CID000568    Conformant


Tungsten    Guangdong Xianglu Tungsten Co., Ltd.    CHINA    CID000218    Conformant
Tungsten    H.C. Starck Smelting GmbH & Co.KG    GERMANY    CID002542    Conformant
Tungsten    H.C. Starck Tungsten GmbH    GERMANY    CID002541    Conformant
Tungsten    Hunan Chenzhou Mining Co., Ltd.    CHINA    CID000766    Conformant
Tungsten    Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji    CHINA    CID002579    Conformant
Tungsten    Hunan Chunchang Nonferrous Metals Co., Ltd.    CHINA    CID000769    Conformant
Tungsten    Hunan Litian Tungsten Industry Co., Ltd.    CHINA    CID003182    Conformant
Tungsten    Hydrometallurg, JSC    RUSSIAN FEDERATION    CID002649    Conformant
Tungsten    Japan New Metals Co., Ltd.    JAPAN    CID000825    Conformant
Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CHINA    CID002551    Conformant
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    CHINA    CID002321    Conformant
Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CHINA    CID002318    Conformant
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CHINA    CID002317    Conformant
Tungsten    Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.    CHINA    CID002535    Conformant
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.    CHINA    CID002316    Conformant
Tungsten    Kennametal Fallon    UNITED STATES    CID000966    Conformant
Tungsten    Kennametal Huntsville    UNITED STATES    CID000105    Conformant
Tungsten    Malipo Haiyu Tungsten Co., Ltd.    CHINA    CID002319    Conformant
Tungsten    Moliren Ltd    RUSSIAN FEDERATION    CID002845    Conformant
Tungsten    Niagara Refining LLC    UNITED STATES    CID002589    Conformant
Tungsten    Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC    VIETNAM    CID002543    Conformant
Tungsten    Philippine Chuangxin Industrial Co., Inc.    PHILIPPINES    CID002827    Conformant
Tungsten    South-East Nonferrous Metal Company Limited of Hengyang City    CHINA    CID002815    Conformant
Tungsten    Tejing (Vietnam) Tungsten Co., Ltd.    VIETNAM    CID001889    Conformant
Tungsten    Unecha Refractory metals plant    RUSSIAN FEDERATION    CID002724    Conformant
Tungsten    Vietnam Youngsun Tungsten Industry Co., Ltd.    VIETNAM    CID002011    Conformant
Tungsten    Wolfram Bergbau und Hütten AG    AUSTRIA    CID002044    Conformant
Tungsten    Woltech Korea Co., Ltd.    KOREA, REPUBLIC OF    CID002843    Conformant
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    CHINA    CID002320    Conformant
Tungsten    Xiamen Tungsten Co., Ltd.    CHINA    CID002082    Conformant
Tungsten    Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    CHINA    CID002830    Conformant
Tungsten    Xinhai Rendan Shaoguan Tungsten Co., Ltd.    CHINA    CID002095    Conformant
Tungsten    Ganzhou Haichuang Tungsten Co., Ltd.    CHINA    CID002645    Active
Tungsten    Ganzhou Yatai Tungsten Co., Ltd.    CHINA    CID002536    Not Enrolled
Tungsten    Jiangxi Dayu Longxintai Tungsten Co., Ltd.    CHINA    CID002647    Not Enrolled
Tungsten    Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    CHINA    CID002313    Not Enrolled