EX-1.01 2 d386310dex101.htm EX-1.01 EX-1.01

Exhibit 1.01

Juniper Networks, Inc.

Conflict Minerals Report For The Year Ended December 31, 2016

This Conflict Minerals Report (this “Report”) for Juniper Networks, Inc. (the “Company”, “Juniper”, “our” or “we”) covers the reporting period from January 1, 2016 to December 31, 2016, and is presented in accordance with Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the “Rule”). The Rule imposes certain reporting obligations on U.S. Securities and Exchange Commission (“SEC”) registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. The term “conflict minerals” is defined in Section 13(p) as (A) cassiterite, columbite-tantalite (coltan), gold, wolframite, and their derivatives, tin, tantalum, tungsten, and gold (“3TG”); or (B) any other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of Congo (“DRC”) or any adjoining country that shares an internationally recognized border with the DRC (collectively, the “Covered Countries”). The adjoining countries include: the Republic of the Congo, the Central African Republic, South Sudan, Rwanda, Uganda, Zambia, Burundi, Tanzania and Angola.

Throughout this Report, whenever a reference is made to any document, third party material or website (including Juniper’s website), such reference does not incorporate information from such document, material or website into this Report, unless expressly incorporated by reference herein.

Overview

Company Overview

At Juniper, we design, develop, and sell products and services for high-performance networks, to enable customers to build scalable, reliable, secure and cost-effective networks for their businesses, while achieving agility, efficiency and value through automation.

Product Overview

The Company sells high-performance routing, switching, and security networking products and service offerings to global service providers, cloud providers, national governments, research and public sector organizations and other enterprises who view the network as critical to their success.

Supply Chain Overview

Juniper manufacturing and operations manage relationships with our global supply chain, which include our contract manufacturers, original design manufacturers, components suppliers, warehousing and logistics. Our contract manufacturers and original design manufacturers in all locations are responsible for all phases of manufacturing, from prototypes to full production and assist with activities such as material procurement. Given our downstream position in the supply chain, such that we do not have any direct relationships with the smelters or refiners in our supply chain, we rely heavily on our first-tier suppliers to provide information about the sources of 3TG used in our products.

Industry Alignment Overview

Since 2011, Juniper has supported the development of industry tools and programs that provide a common means to report or collect due diligence information on the source and chain of custody of 3TG, through our membership in the Conflict-Free Sourcing Initiative (“CFSI”) and the CFSI’s predecessor. The CFSI is a recognized industry coalition focused on addressing and advancing the responsible sourcing of 3TG in the supply chain. Through the CFSI, Juniper has been actively engaged, and continues to work, with industry peers in an effort to ensure that implementation of our reasonable country of origin inquiry (“RCOI”) and due diligence processes are aligned with and complementary to the industry approaches. The primary objective of this alignment is to maximize the efficiency and effectiveness of our efforts to identify 3TG smelters and refiners in our supply chain and to encourage their participation in CFSI’s Conflict-Free Smelter Program (“CFSP”). The CFSP is a voluntary initiative in which an independent third party audits smelter procurement and processing activities and determines if the smelter has provided sufficient documentation to demonstrate with reasonable confidence that the 3TG it processes originates from conflict-free sources. As it is a standardized protocol, we, along with other leading participants in the electronics industry, rely on the CFSP or equivalent industry-wide programs for audits of 3TG smelters and refiners.

Juniper also publicly declared support for, and commitment to, the principles of the Responsible Raw Materials Initiative (“RRMI”) and is a member of the Sensing and Prioritization sub-team. The RRMI is a working group, co-sponsored by the Electronic Industry Citizenship Coalition (“EICC”) and the CFSI, to identify and prioritize the salient social and environmental impacts of extraction and processing of raw material in the international supply chain. The RRMI seeks to advance select initiatives to drive meaningful improvement in the mining sector.

We do not seek to embargo the sourcing of 3TG from the Covered Countries and encourage our suppliers to continue to responsibly source 3TG from the Covered Countries.


Products Covered by this Report

The Company determined that 3TG were necessary to the functionality or production of products that we manufactured or contracted to be manufactured during the 2016 calendar year. We determined that only certain of our products were in-scope of this compliance program, based on the criteria that they contain or may contain one or more of the 3TGs.

Our in-scope products consisted of our routing, switching and security hardware products.

For further information concerning our products, see the subheading “Products, Services and Technology” in “Item 1. Business” of our Annual Report on Form 10-K for the year ended December 31, 2016, filed with the SEC on February 24, 2017.

The products covered by this report, and the other information contained herein, do not include the hardware products from the BTI and Aurrion acquisitions, which are excluded under the transition exemption in this rule.

Reasonable Country of Origin Inquiry

RCOI Overview

Juniper was required to undertake a RCOI with respect to the 3TG in its in-scope products that is reasonably designed to determine whether any of the 3TG originated in any of the Covered Countries and were not from recycled or scrap resources. Based on our RCOI design, we surveyed suppliers that provide physical components that become part of our end products or provide manufacturing services for our end products (collectively, “direct suppliers”), or those direct suppliers that, according to the Heritage 2016 Index of Economic Freedom, operate in countries considered unfree. For the reporting period covered by this Report, the direct suppliers surveyed (the “Surveyed Suppliers”) represented an aggregate of 99% of our total direct materials expenditures in 2016.

To determine whether necessary 3TG in our products originated in Covered Countries, we retained Assent Compliance (“Assent”), our third party service provider, to assist us in surveying our Surveyed Suppliers. The Company utilized the then latest revision of the EICC-GeSI Conflict Minerals Reporting Template (“CMRT”) to conduct a survey through Assent’s platform of all Surveyed Suppliers.

We requested that all Surveyed Suppliers complete a CMRT and we provided training and educational materials to assist such suppliers on best practices and the completion of the CMRT. The training program was intended to help ensure the quality and completeness of the CMRTs received from the Surveyed Suppliers. Assent monitored and tracked all communications in their platform. Both Juniper and Assent contacted Surveyed Suppliers that were unresponsive in completing a CMRT. As an improvement to our program for 2016, we included automated data validation on all submitted CMRTs, which we believe increases the accuracy of submissions and helps to identify contradictory answers in the CMRT.

All submitted CMRTs were accepted and classified as valid or invalid, and Surveyed Suppliers that submitted an invalid CMRT were contacted and requested to resubmit a valid and complete form. Data validation was based on completion of questions in the CMRT and on an analysis of internal consistency among responses in the CMRT.

RCOI Results

Our RCOI identified 311 known smelters and refiners that may have been in our 2016 supply chain. Based on Juniper’s RCOI, we concluded that 127 of these smelters and refiners sourced 3TG entirely from outside of the Covered Countries, including from recycled or scrap sources. We determined that 23 of the identified smelters and refiners sourced 3TG in whole or in part from within the Covered Countries, but all 23 of these smelters and refiners were designated as “compliant” by the CFSP. Juniper’s conclusions concerning the origin of 3TG are based on information provided by the CFSI to its members.

For 2016, Juniper was unable to determine the origin of at least a portion of the necessary 3TG in its in-scope products. None of the necessary 3TG contained in its in-scope products were determined to directly or indirectly finance or benefit armed groups in a Covered Country. However, Juniper could not conclude that any of its in-scope products were “DRC conflict free.”

Based on the results of our RCOI, we conducted due diligence for 2016. These due diligence efforts are discussed below.

Due Diligence

Design of Due Diligence Program

We designed our due diligence measures to conform, in all material respects, with the framework in The Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (Third Edition) (the “Guidance”) and the related Supplements for gold and tin, tantalum and tungsten. The Guidance identifies five steps for due diligence that should be implemented and provides guidance as to how to achieve each step. We developed our due diligence process to address each of these five steps.


A description of certain activities undertaken by Juniper with respect of each of the due diligence-related steps of the Guidance is provided below.

Step 1: Establish Strong Company Management Systems

We have established management systems that conform to Step 1 of the Guidance and that include the following elements:

 

    Conflict Minerals Policy: Juniper has established and committed to a company statement that explains the importance of the conflict minerals issue and our responsibility for addressing conflict minerals in our supply chain. This policy can be viewed on our website at https://www.juniper.net/us/en/company/citizenship-sustainability/supply-chain/#tab=dtabs-4, and is periodically reviewed by our internal conflict minerals operations team, and approved by certain senior management at Juniper. It is also integrated into our Juniper Business Partner Code of Conduct (http://www.juniper.net/assets/us/en/local/pdf/additional-resources/business-partner-code-of-conduct.pdf).

 

    Governance structure to support due diligence activities: Juniper has established a conflict minerals governance structure that includes certain senior management at Juniper and a conflict minerals operations team comprised of individuals from Supply Chain Operations; Environmental, Health, Safety and Security; Engineering; Investor Relations; Finance; Internal Audit; Sales; Legal; Compliance; and Corporate Communications. Our conflict minerals operations team, under the leadership and purview of Juniper’s executive champions, guides the development, implementation and maintenance of Juniper’s conflict minerals program. Executive champions establish the goals of the conflict minerals operations team, receive updates on the status of the program, and evaluate whether Juniper should suspend, disengage or take other action with a supplier who is non-responsive to Juniper’s request for information or knowingly sources minerals that are found to finance or benefit armed groups.

 

    Control systems and transparency: Juniper expects all of our suppliers to exercise due diligence on the ethical source and chain of custody of any 3TGs used in the production of the products sold to Juniper. These expectations are communicated to our suppliers through the supplier onboarding process and business reviews. Juniper seeks to strengthen our relationship with our suppliers, including by providing training and through our Business Partner Code of Conduct.

 

    Supplier engagement: We engage with suppliers directly to request that they complete a valid CMRT for the products that they supply to us. Juniper has developed an internal procedure that includes steps of supplier engagement and escalation such as in-person meetings, outreach conducted by commodity managers, sharing of best practices and training resources, and identification of corrective actions. When entering into or renewing supplier master purchase agreements, we include our Business Partner Code of Conduct, which require suppliers to exercise due diligence on the source of 3TG and make this information available to Juniper upon request. For 2016, we launched new education and training resources for our suppliers. To accomplish this, we utilized Assent’s Learning Management System and provided all in-scope suppliers access to their Conflict Minerals training course. This training is tracked and evaluated based on completion. Additionally, training was provided to selected suppliers who reported smelters or refiners of concern.

 

    Grievance mechanisms: Employees, customers, partners, and suppliers are encouraged to immediately alert Juniper to any events of questionable, fraudulent, or illegal nature that are, or may be, in violation of the Juniper’s codes of conduct, and may do so through email to integrity@juniper.net, by phone to the toll free Juniper Integrity Hotline at +1 888 475-8388, online at www.juniper.ethicspoint.com, or directly to Juniper’s Chief Compliance Officer. Reports can be made anonymously and will be kept confidential to the fullest extent practicable and allowed by law.

 

    Records maintenance: Juniper has adopted a policy to retain relevant documentation for a period of 5 years. We implemented a document retention policy through Assent to retain conflict minerals related documents, including supplier responses to CMRTs. We store the information and findings from this process in a database that can be audited by internal or external parties.

Step 2: Identify and Assess Risk in the Supply Chain

We have identified and assessed risk in our supply chain in conformance with Step 2 of the Guidance. Our compliance steps include surveying our supply chain using the CMRT, aggregating and analyzing the responses, and following up with suppliers for clarification or with requests for further information when their responses trigger specified quality control flags, such as claiming to have identified all smelters without having surveyed all relevant suppliers. Risks are identified automatically in Assent’s platform based on criteria established for supplier responses in the system. These risks are addressed by Assent Compliance Supply Chain staff and members of our conflict minerals operations team who contact the supplier, gather pertinent data, and perform an assessment of the supplier’s conflict minerals status.

If additional follow up were required, a representative of the conflict minerals team would contact the supplier directly. A list of non-compliant smelters and suppliers is presented to our executive champions to develop a plan to encourage compliance in future years.

The primary risk we identified with respect to the reporting period related to the nature of the responses received. 61% of the responses received provided data at a company or divisional level or were unable to specify the smelters or refiners that processed the 3TG in the components supplied to Juniper. Additionally, 61% of the responding suppliers indicated that they received information regarding their supply chains from fewer than 75% of their suppliers and, therefore, they could not provide a comprehensive list of all smelters or refiners in their supply chains.


Assent compared the smelters and refiners identified by the Surveyed Suppliers to the list of smelters and refiners maintained by the CFSI and, if a supplier indicated that the facility was “compliant”, confirmed that the name was listed as such by the CFSI. The results of this validation are described above in the section titled “RCOI Results”. Most of the Surveyed Suppliers provided company-level CMRTs (meaning that the CMRTs pertained to the 3TG in all of their products, not just the 3TG in the products sold to Juniper). We have not been able to determine whether the smelters and refiners listed in company-level responses were used to produce the 3TG in our in-scope products.

Each smelter or refiner is assigned a risk level based on three scoring criteria:

 

    Geographic proximity to the DRC and Covered Countries;

 

    CFSP audit status;

 

    Known or plausible evidence of unethical or conflict sourcing.

Based on these criteria, if certain high risk facilities are reported on a CMRT, risk mitigation activities are initiated, and the Surveyed Supplier is instructed to undertake their own risk mitigation actions, from submission of a product-specific CMRT through removal of high risk facilities from their supply chain.

As per the Guidance, risk mitigation will depend on the supplier’s specific context. Suppliers are given clear performance objectives within reasonable timeframes with the ultimate goal of progressive elimination of these risks from the supply chain. This is communicated to all suppliers who report one or more high risk smelter or refiner.

Additionally, suppliers are evaluated on program strength (further assisting in identifying risk in the supply chain). Evaluating and tracking the strength of the program meets the Guidance and can assist in making key risk mitigation decisions as the program progresses. The criteria used to evaluate the strength of the program are:

 

    Do you have a policy in place that includes DRC conflict-free sourcing?

 

    Have you implemented due diligence measures for conflict-free sourcing?

 

    Do you verify due diligence information received from your suppliers?

 

    Does your verification process include corrective action management?

When suppliers meet or exceed these criteria, they are deemed to have a “strong” program, otherwise their program is deemed to be “weak”. Currently, 10% of the Surveyed Suppliers that responded to our survey have been identified as having a “weak” program. Juniper provides suppliers with “weak” programs further guidance and education.

Step 3: Designing and Implementing a Strategy to Respond to Identified Risks

We address any risks identified through the process described in Step 2 on a case-by-case basis. For example, we may request that a supplier provide a product-level CMRT. For suppliers who do not respond to Assent’s outreach, Juniper’s conflict minerals and supply chain operations teams may contact those suppliers directly. A supplier could also be requested to remove a particular smelter or refiner from our supply chain or to take other corrective action on a prescribed time frame. We may also provide a supplier with further guidance on the Rule, the Guidance, and/or our compliance expectations.

We address smelter and refiner-related risks, and seek to exercise leverage over smelters and refiners to become compliant, through our participation in the CFSI.

The results and findings of our due diligence are shared with the executive champions for Juniper’s conflict minerals program, as well as with the Audit Committee of our Board of Directors. Senior management and Audit Committee recommendations for changes to the program are considered for subsequent years.

Step 4: Carrying Out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain

Juniper has supported independent third-party audits conducted by the CFSP through our financial support for the CFSI and as a member of the CFSI’s Smelter Engagement Team (“SET”) for China. Not all CFSI members are involved with the SET. However, Juniper has actively supported the SET’s goal of increasing smelter and refiner participation in the audit program by (i) making a financial contribution to the Initial Audit Fund and (ii) actively engaging our suppliers in order to identify the direct customers of certain smelters on the SET’s priority list of smelters based in China.


Step 5: Reporting on Supply Chain Due Diligence

The Form and this Report are filed annually with the SEC, and a copy of this Report and the Form are made publicly available on our website at http://www.juniper.net/us/en/company/corporate-responsibility/.

Future Steps to Mitigate Risk

For 2017, we intend to continue to focus on collaborating with industry participants through our membership in the CFSI and the RRMI to improve the systems of transparency and control in our supply chain, which we believe will further mitigate the risk that 3TG contained in our products will benefit armed groups in the Covered Countries.

In addition, as part of our ongoing efforts, we intend to take the following steps for 2017 to improve due diligence efforts:

 

    work with relevant first-tier suppliers to enhance the completeness and accuracy of information on the source and chain of custody of 3TG in their supply chain;

 

    help suppliers who provided invalid or incomplete CMRTs to strengthen their 3TG reporting programs;

 

    engage with suppliers who reported smelters of concern and build their knowledge to remove such smelters from their supply chain;

 

    refine further our process for conducting supplier follow-up in conjunction with Assent to more effectively resolve invalid survey responses from suppliers;

 

    engage suppliers that failed to provide a CMRT and evaluate remedial actions for non-responsive suppliers; and

 

    provide additional training within our internal supply chain teams on our conflict minerals compliance program.

Due Diligence Results

Survey Results

For the 2016 reporting year, Juniper received CMRTs from 93% of the Surveyed Suppliers. In 2016, we surveyed 16 additional suppliers compared to the 2015 reporting period. All final CMRT submissions were reviewed to ensure no inaccuracies or gaps in the data submitted. Seven percent of those suppliers who submitted a CMRT were unable to correct the inaccuracies or gaps in the data and as such are still listed as invalid submissions.

Smelters and Refiners Potentially in Juniper’s Supply Chain

Based on our RCOI and due diligence, we identified 311 known smelters and refiners of 3TG that may be in our supply chain. See Appendix A below for a list of these smelters and refiners, along with their compliance status. Appendix A does not include the names of entities received through our due diligence process that, as of April 1, 2017, were not listed on the CFSI’s list of known smelters and refiners.

A summary of the known smelters and refiners for each 3TG that may be in our supply chain and their CFSP compliance status is provided below:

 

    74% (100) of known Gold smelters or refiners that may be in our supply chain are listed as compliant (93) or active (7).

 

    96% (45) of known Tantalum smelters or refiners that may be in our supply chain are listed as compliant.

 

    87% (72) of known Tin smelters or refiners that may be in our supply chain are listed as compliant (67) or active (5).

 

    89% (40) of known Tungsten smelters or refiners that may be in our supply chain are listed as compliant.

The number of identified smelters and refiners for 2016 increased from 301 to 311 as compared to 2015, an increase of 3%.

Not all of the smelters and refiners listed on CMRTs that we received may have processed the necessary 3TG contained in Juniper’s in-scope products, since, as noted earlier in this Report, many of the Surveyed Suppliers reported their CMRT at a “company level”. In addition, Surveyed Suppliers may have also reported smelters and refiners that were not in Juniper’s supply chain due to over-inclusiveness of the information received from their suppliers or for other reasons. Finally, the smelters and refiners reflected in Appendix A may not include all of the smelters and refiners in Juniper’s supply chain, since some suppliers did not identify all smelters or refiners in their supply chain, and because not all suppliers responded to Juniper’s inquiries.


As of the date of this Report and for the reporting period covered by this Report, we have not identified a supplier, smelter or refiner that we have reason to believe is sourcing 3TG from a Covered Country and that is, directly or indirectly, financing or benefiting an armed group. However, we have not determined that any of our products are “DRC conflict free.”

Country of Origin Information and Efforts to Determine Mine Location

The identified countries of origin of the 3TG processed by the compliant smelters and refiners listed in the table in Appendix A may have included the countries in the categories listed below. The listed countries of origin are derived from information made available by the CFSI to its members. Except for the DRC, the CFSI does not indicate individual countries of origin of the 3TG processed by compliant smelters and refiners. Instead, the CFSI indicates country of origin by category. The categories are based on sourcing risk, as indicated below.

L1 – Countries that are not identified as conflict regions or plausible areas of smuggling or export of 3TG from the Covered Countries: Australia, Austria, Benin, Bolivia, Brazil, Burkina Faso, Cambodia, Canada, Chile, China, Colombia, Ecuador, Eritrea, Ethiopia, France, Ghana, Guatemala, Guinea, Guyana, Honduras, India, Indonesia, , Japan, Laos, Madagascar, Malaysia, Mali, Mexico, Mongolia, Myanmar, Namibia, Nicaragua, Nigeria, Panama, Peru, Portugal, Russia, Senegal, Sierra Leone, Spain, , Thailand, Togo, United States of America, Uzbekistan, Vietnam, and Zimbabwe.

L2 – Countries that are known or plausible countries for smuggling, export out of region or transit of materials containing 3TG: Mozambique and South Africa.

L3 – The DRC and its nine adjoining countries: Angola, Burundi, Central African Republic, Republic of Congo, Rwanda, South Sudan, Uganda, United Republic of Tanzania and Zambia.

Alternatively, or in addition, some of the compliant smelters and refiners did source or may have sourced from recycled or scrap sources.

Because the CFSI generally does not indicate individual countries of origin of the 3TG processed by compliant smelters and refiners, Juniper was not able to determine the countries of origin of the 3TG processed by the listed compliant smelters and refiners with greater specificity. In addition, for some of the listed compliant smelters and refiners, origin information is not disclosed by the CFSI. Juniper did not determine the countries of origin of the 3TG processed by other smelters and refiners listed in the table.

Juniper endeavored to determine the mine or location of origin of the necessary 3TG contained in its in-scope products by conducting a supply-chain survey with suppliers using the CMRT and through the information made available by the CFSI to its members, as well as the other measures described in this Report.

Forward-Looking Disclaimer

This Report, including the section entitled “Future Steps to Mitigate Risk”, contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 regarding our business, products and 3TG compliance efforts, including steps we intend to take to mitigate the risk that the 3TGs in our products benefit armed groups, and the industry’s 3TG-related compliance efforts. Words such as “expects,” “anticipates,” “targets,” “goals,” “projects,” “would,” “could,” “intends,” “plans,” “believes,” “seeks,” “estimates,” variations of such words, and similar expressions are intended to identify such forward-looking statements. Forward-looking statements by their nature address matters that are, to different degrees, uncertain, and these forward-looking statements are only predictions and are subject to risks, uncertainties, and assumptions that are difficult to predict. While forward-looking statements in this Report are based on reasonable expectations of our management at the time that they are made, you should not rely on them. Forward-looking statements are inherently subject to risks and uncertainties and actual results and outcomes may differ materially from the results and outcomes discussed in or anticipated by the forward-looking statements. Factors that could cause or contribute to such differences in results and outcomes include, without limitation, the risk that information reported to us by our direct suppliers or industry information used by us may be inaccurate; the risk that smelters or refiners may not participate in the CFSP; political and regulatory developments, whether in the Covered Countries, the United States or elsewhere; as well as risks discussed under the heading “Risk Factors” in our most recent Quarterly Report on Form 10-Q and in other reports we file with the Securities and Exchange Commission. Readers are urged not to place undue reliance on these forward-looking statements, which speak only as of the date of this Report. We undertake no obligation to revise or update any forward-looking statements in order to reflect any event or circumstance that may arise after the date of this Report.


Appendix A

Smelters and Refiners List

The below table lists all known smelters or refiners that have been declared by our suppliers through their CMRT. This list includes the Metal, Standard Smelter Name, Smelter Facility Location, Smelter ID, and CFSI audit status. As indicated above, this list has been created based on supplier responses. Not all of the smelters and refiners listed on CMRTs that we received may have processed the necessary 3TG contained in Juniper’s in-scope products, since many of the Surveyed Suppliers reported their CMRT at a “company level”. In addition, this list may include reported smelters and refiners that were not in Juniper’s supply chain due to over-inclusiveness of the information received from their suppliers or for other reasons. Finally, the smelters and refiners reflected in Appendix A likely do not include all of the smelters and refiners in Juniper’s supply chain, since some suppliers did not identify all smelters or refiners in their supply chain, and because not all suppliers responded to Juniper’s inquiries.

 

* CFSI Audit Status is effective as of April 1, 2017. For purposes of this table, “Compliant” denotes that the smelter or refiner participates in and has been listed as “compliant” by the CFSP and “Active” denotes that the smelter or refiner is “active” in the CFSP process by agreeing to participate in the CFSP, but that the audit process has not yet been completed. For Tungsten smelters or refiners, the “Active” category also captures members of the Tungsten Industry – Conflict Minerals Council (“TI-CMC”) that have committed to complete a CFSP validation audit within two years of TI-CMC membership issuance. Smelter or refiner status reflected in the table is based solely on information made publicly available by CFSI, without independent verification by Juniper.

 

Metal

  

Standard Smelter Name

  

Smelter Facility Location

  

Smelter ID

  

CFSI Audit
Status*

Gold    Abington Reldan Metals, LLC    UNITED STATES    CID002708    Active
Gold    Advanced Chemical Company    UNITED STATES    CID000015    Compliant
Gold    Aida Chemical Industries Co., Ltd.    JAPAN    CID000019    Compliant
Gold    Al Etihad Gold Refinery DMCC    UNITED ARAB EMIRATES    CID002560    Compliant
Gold    Allgemeine Gold-und Silberscheideanstalt A.G.    GERMANY    CID000035    Compliant
Gold    Almalyk Mining and Metallurgical Complex (AMMC)    UZBEKISTAN    CID000041    Compliant
Gold    AngloGold Ashanti Córrego do Sítio Mineração    BRAZIL    CID000058    Compliant
Gold    Argor-Heraeus S.A.    SWITZERLAND    CID000077    Compliant
Gold    Asahi Pretec Corp.    JAPAN    CID000082    Compliant
Gold    Asahi Refining Canada Ltd.    CANADA    CID000924    Compliant
Gold    Asahi Refining USA Inc.    UNITED STATES    CID000920    Compliant
Gold    Asaka Riken Co., Ltd.    JAPAN    CID000090    Compliant
Gold    Atasay Kuyumculuk Sanayi Ve Ticaret A.S.    TURKEY    CID000103    Not Enrolled
Gold    AU Traders and Refiners    SOUTH AFRICA    CID002850    Compliant
Gold    AURA-II    UNITED STATES    CID002851    Not Enrolled
Gold    Aurubis AG    GERMANY    CID000113    Compliant
Gold    Bangalore Refinery    INDIA    CID002863    Active
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    PHILIPPINES    CID000128    Compliant
Gold    Boliden AB    SWEDEN    CID000157    Compliant
Gold    C. Hafner GmbH + Co. KG    GERMANY    CID000176    Compliant
Gold    Caridad    MEXICO    CID000180    Not Enrolled
Gold    CCR Refinery - Glencore Canada Corporation    CANADA    CID000185    Compliant
Gold    Cendres + Métaux S.A.    SWITZERLAND    CID000189    Active
Gold    Chimet S.p.A.    ITALY    CID000233    Compliant
Gold    Chugai Mining    JAPAN    CID000264    Not Enrolled
Gold    Daejin Indus Co., Ltd.    KOREA, REPUBLIC OF    CID000328    Compliant
Gold    Daye Non-Ferrous Metals Mining Ltd.    CHINA    CID000343    Not Enrolled
Gold    DODUCO GmbH    GERMANY    CID000362    Compliant
Gold    Dowa    JAPAN    CID000401    Compliant
Gold    DSC (Do Sung Corporation)    KOREA, REPUBLIC OF    CID000359    Compliant
Gold    Eco-System Recycling Co., Ltd.    JAPAN    CID000425    Compliant
Gold    Elemetal Refining, LLC    UNITED STATES    CID001322    Compliant
Gold    Emirates Gold DMCC    UNITED ARAB EMIRATES    CID002561    Compliant
Gold    Fidelity Printers and Refiners Ltd.    ZIMBABWE    CID002515    Not Enrolled
Gold    Gansu Seemine Material Hi-Tech Co., Ltd.    CHINA    CID000522    Not Enrolled
Gold    Geib Refining Corporation    UNITED STATES    CID002459    Active


Gold    Great Wall Precious Metals Co., Ltd. of CBPM    CHINA    CID001909    Not Enrolled
Gold    Guangdong Jinding Gold Limited    CHINA    CID002312    Not Enrolled
Gold    Gujarat Gold Centre    INDIA    CID002852    Not Enrolled
Gold    Guoda Safina High-Tech Environmental Refinery Co., Ltd.    CHINA    CID000651    Not Enrolled
Gold    Hangzhou Fuchunjiang Smelting Co., Ltd.    CHINA    CID000671    Not Enrolled
Gold    Heimerle + Meule GmbH    GERMANY    CID000694    Compliant
Gold    Heraeus Ltd. Hong Kong    CHINA    CID000707    Compliant
Gold    Heraeus Precious Metals GmbH & Co. KG    GERMANY    CID000711    Compliant
Gold    Hunan Chenzhou Mining Co., Ltd.    CHINA    CID000767    Not Enrolled
Gold    Hwasung CJ Co., Ltd.    KOREA, REPUBLIC OF    CID000778    Not Enrolled
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CHINA    CID000801    Compliant
Gold    Ishifuku Metal Industry Co., Ltd.    JAPAN    CID000807    Compliant
Gold    Istanbul Gold Refinery    TURKEY    CID000814    Compliant
Gold    Japan Mint    JAPAN    CID000823    Compliant
Gold    Jiangxi Copper Co., Ltd.    CHINA    CID000855    Compliant
Gold    JSC Ekaterinburg Non-Ferrous Metal Processing Plant    RUSSIAN FEDERATION    CID000927    Compliant
Gold    JSC Uralelectromed    RUSSIAN FEDERATION    CID000929    Compliant
Gold    JX Nippon Mining & Metals Co., Ltd.    JAPAN    CID000937    Compliant
Gold    Kaloti Precious Metals    UNITED ARAB EMIRATES    CID002563    Not Enrolled
Gold    Kazakhmys Smelting LLC    KAZAKHSTAN    CID000956    Not Enrolled
Gold    Kazzinc    KAZAKHSTAN    CID000957    Compliant
Gold    Kennecott Utah Copper LLC    UNITED STATES    CID000969    Compliant
Gold    KGHM Polska Miedź Spółka Akcyjna    POLAND    CID002511    Active
Gold    Kojima Chemicals Co., Ltd.    JAPAN    CID000981    Compliant
Gold    Korea Zinc Co., Ltd.    KOREA, REPUBLIC OF    CID002605    Compliant
Gold    Kyrgyzaltyn JSC    KYRGYZSTAN    CID001029    Compliant
Gold    L’azurde Company For Jewelry    SAUDI ARABIA    CID001032    Not Enrolled
Gold    Lingbao Gold Co., Ltd.    CHINA    CID001056    Not Enrolled
Gold    Lingbao Jinyuan Tonghui Refinery Co., Ltd.    CHINA    CID001058    Not Enrolled
Gold    LS-NIKKO Copper Inc.    KOREA, REPUBLIC OF    CID001078    Compliant
Gold    Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    CHINA    CID001093    Not Enrolled
Gold    Materion    UNITED STATES    CID001113    Compliant
Gold    Matsuda Sangyo Co., Ltd.    JAPAN    CID001119    Compliant
Gold    Metalor Technologies (Hong Kong) Ltd.    CHINA    CID001149    Compliant
Gold    Metalor Technologies (Singapore) Pte., Ltd.    SINGAPORE    CID001152    Compliant
Gold    Metalor Technologies (Suzhou) Ltd.    CHINA    CID001147    Compliant
Gold    Metalor Technologies S.A.    SWITZERLAND    CID001153    Compliant
Gold    Metalor USA Refining Corporation    UNITED STATES    CID001157    Compliant
Gold    Metalúrgica Met-Mex Peñoles S.A. De C.V.    MEXICO    CID001161    Compliant
Gold    Mitsubishi Materials Corporation    JAPAN    CID001188    Compliant
Gold    Mitsui Mining and Smelting Co., Ltd.    JAPAN    CID001193    Compliant
Gold    MMTC-PAMP India Pvt., Ltd.    INDIA    CID002509    Compliant
Gold    Modeltech Sdn Bhd    MALAYSIA    CID002857    Not Enrolled
Gold    Morris and Watson    NEW ZEALAND    CID002282    Not Enrolled
Gold    Moscow Special Alloys Processing Plant    RUSSIAN FEDERATION    CID001204    Compliant
Gold    Nadir Metal Rafineri San. Ve Tic. A.Ş.    TURKEY    CID001220    Compliant
Gold    Navoi Mining and Metallurgical Combinat    UZBEKISTAN    CID001236    Active
Gold    Nihon Material Co., Ltd.    JAPAN    CID001259    Compliant
Gold    Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH    AUSTRIA    CID002779    Compliant
Gold    Ohura Precious Metal Industry Co., Ltd.    JAPAN    CID001325    Compliant
Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    RUSSIAN FEDERATION    CID001326    Compliant
Gold    OJSC Novosibirsk Refinery    RUSSIAN FEDERATION    CID000493    Compliant
Gold    PAMP S.A.    SWITZERLAND    CID001352    Compliant
Gold    Penglai Penggang Gold Industry Co., Ltd.    CHINA    CID001362    Not Enrolled
Gold    Prioksky Plant of Non-Ferrous Metals    RUSSIAN FEDERATION    CID001386    Compliant
Gold    PT Aneka Tambang (Persero) Tbk    INDONESIA    CID001397    Compliant
Gold    PX Précinox S.A.    SWITZERLAND    CID001498    Compliant
Gold    Rand Refinery (Pty) Ltd.    SOUTH AFRICA    CID001512    Compliant
Gold    Remondis Argentia B.V.    NETHERLANDS    CID002582    Not Enrolled
Gold    Republic Metals Corporation    UNITED STATES    CID002510    Compliant


Gold    Royal Canadian Mint    CANADA    CID001534    Compliant
Gold    SAAMP    FRANCE    CID002761    Not Enrolled
Gold    Sabin Metal Corp.    UNITED STATES    CID001546    Not Enrolled
Gold    SAFINA A.S.    CZECH REPUBLIC    CID002290    Not Enrolled
Gold    Sai Refinery    INDIA    CID002853    Not Enrolled
Gold    Samduck Precious Metals    KOREA, REPUBLIC OF    CID001555    Compliant
Gold    SAMWON Metals Corp.    KOREA, REPUBLIC OF    CID001562    Not Enrolled
Gold    SAXONIA Edelmetalle GmbH    GERMANY    CID002777    Compliant
Gold    Schone Edelmetaal B.V.    NETHERLANDS    CID001573    Compliant
Gold    SEMPSA Joyería Platería S.A.    SPAIN    CID001585    Compliant
Gold    Shandong Tiancheng Biological Gold Industrial Co., Ltd.    CHINA    CID001619    Not Enrolled
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CHINA    CID001622    Compliant
Gold    Sichuan Tianze Precious Metals Co., Ltd.    CHINA    CID001736    Compliant
Gold    Singway Technology Co., Ltd.    TAIWAN    CID002516    Compliant
Gold    So Accurate Group, Inc.    UNITED STATES    CID001754    Not Enrolled
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals    RUSSIAN FEDERATION    CID001756    Compliant
Gold    Solar Applied Materials Technology Corp.    TAIWAN    CID001761    Compliant
Gold    Sudan Gold Refinery    SUDAN    CID002567    Not Enrolled
Gold    Sumitomo Metal Mining Co., Ltd.    JAPAN    CID001798    Compliant
Gold    T.C.A S.p.A    ITALY    CID002580    Compliant
Gold    Tanaka Kikinzoku Kogyo K.K.    JAPAN    CID001875    Compliant
Gold    The Refinery of Shandong Gold Mining Co., Ltd.    CHINA    CID001916    Compliant
Gold    Tokuriki Honten Co., Ltd.    JAPAN    CID001938    Compliant
Gold    Tongling Nonferrous Metals Group Co., Ltd.    CHINA    CID001947    Not Enrolled
Gold    Tony Goetz NV    BELGIUM    CID002587    Active
Gold    TOO Tau-Ken-Altyn    KAZAKHSTAN    CID002615    Not Enrolled
Gold    Torecom    KOREA, REPUBLIC OF    CID001955    Compliant
Gold    Umicore Brasil Ltda.    BRAZIL    CID001977    Compliant
Gold    Umicore Precious Metals Thailand    THAILAND    CID002314    Compliant
Gold    Umicore S.A. Business Unit Precious Metals Refining    BELGIUM    CID001980    Compliant
Gold    United Precious Metal Refining, Inc.    UNITED STATES    CID001993    Compliant
Gold    Universal Precious Metals Refining Zambia    ZAMBIA    CID002854    Not Enrolled
Gold    Valcambi S.A.    SWITZERLAND    CID002003    Compliant
Gold    Western Australian Mint trading as The Perth Mint    AUSTRALIA    CID002030    Compliant
Gold    WIELAND Edelmetalle GmbH    GERMANY    CID002778    Compliant
Gold    Yamamoto Precious Metal Co., Ltd.    JAPAN    CID002100    Compliant
Gold    Yokohama Metal Co., Ltd.    JAPAN    CID002129    Compliant
Gold    Yunnan Copper Industry Co., Ltd.    CHINA    CID000197    Not Enrolled
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CHINA    CID002224    Compliant
Gold    Zijin Mining Group Co., Ltd. Gold Refinery    CHINA    CID002243    Compliant
Tantalum    Changsha South Tantalum Niobium Co., Ltd.    CHINA    CID000211    Compliant
Tantalum    Conghua Tantalum and Niobium Smeltry    CHINA    CID000291    Compliant
Tantalum    D Block Metals, LLC    UNITED STATES    CID002504    Compliant
Tantalum    Duoluoshan    CHINA    CID000410    Compliant
Tantalum    Exotech Inc.    UNITED STATES    CID000456    Compliant
Tantalum    F&X Electro-Materials Ltd.    CHINA    CID000460    Compliant
Tantalum    FIR Metals & Resource Ltd.    CHINA    CID002505    Compliant
Tantalum    Global Advanced Metals Aizu    JAPAN    CID002558    Compliant
Tantalum    Global Advanced Metals Boyertown    UNITED STATES    CID002557    Compliant
Tantalum    Guangdong Zhiyuan New Material Co., Ltd.    CHINA    CID000616    Compliant
Tantalum    H.C. Starck Co., Ltd.    THAILAND    CID002544    Compliant
Tantalum    H.C. Starck GmbH Goslar    GERMANY    CID002545    Compliant
Tantalum    H.C. Starck GmbH Laufenburg    GERMANY    CID002546    Not Enrolled
Tantalum    H.C. Starck Hermsdorf GmbH    GERMANY    CID002547    Compliant
Tantalum    H.C. Starck Inc.    UNITED STATES    CID002548    Compliant
Tantalum    H.C. Starck Ltd.    JAPAN    CID002549    Compliant
Tantalum    H.C. Starck Smelting GmbH & Co. KG    GERMANY    CID002550    Compliant
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    CHINA    CID002492    Compliant


Tantalum    Hi-Temp Specialty Metals, Inc.    UNITED STATES    CID000731    Compliant
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CHINA    CID002512    Compliant
Tantalum    Jiangxi Tuohong New Raw Material    CHINA    CID002842    Compliant
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    CHINA    CID000914    Compliant
Tantalum    Jiujiang Tanbre Co., Ltd.    CHINA    CID000917    Compliant
Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CHINA    CID002506    Compliant
Tantalum    KEMET Blue Metals    MEXICO    CID002539    Compliant
Tantalum    KEMET Blue Powder    UNITED STATES    CID002568    Compliant
Tantalum    King-Tan Tantalum Industry Ltd.    CHINA    CID000973    Compliant
Tantalum    LSM Brasil S.A.    BRAZIL    CID001076    Compliant
Tantalum    Metallurgical Products India Pvt., Ltd.    INDIA    CID001163    Compliant
Tantalum    Mineração Taboca S.A.    BRAZIL    CID001175    Compliant
Tantalum    Mitsui Mining & Smelting    JAPAN    CID001192    Compliant
Tantalum    Molycorp Silmet A.S.    ESTONIA    CID001200    Compliant
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    CHINA    CID001277    Compliant
Tantalum    Plansee SE Liezen    AUSTRIA    CID002540    Not Enrolled
Tantalum    Plansee SE Reutte    AUSTRIA    CID002556    Compliant
Tantalum    Power Resources Ltd.    MACEDONIA    CID002847    Compliant
Tantalum    QuantumClean    UNITED STATES    CID001508    Compliant
Tantalum    Resind Indústria e Comércio Ltda.    BRAZIL    CID002707    Compliant
Tantalum    RFH Tantalum Smeltry Co., Ltd.    CHINA    CID001522    Compliant
Tantalum    Solikamsk Magnesium Works OAO    RUSSIAN FEDERATION    CID001769    Compliant
Tantalum    Taki Chemicals    JAPAN    CID001869    Compliant
Tantalum    Telex Metals    UNITED STATES    CID001891    Compliant
Tantalum    Tranzact, Inc.    UNITED STATES    CID002571    Compliant
Tantalum    Ulba Metallurgical Plant JSC    KAZAKHSTAN    CID001969    Compliant
Tantalum    XinXing HaoRong Electronic Material Co., Ltd.    CHINA    CID002508    Compliant
Tantalum    Yichun Jin Yang Rare Metal Co., Ltd.    CHINA    CID002307    Compliant
Tantalum    Zhuzhou Cemented Carbide Group Co., Ltd.    CHINA    CID002232    Compliant
Tin    Alpha    UNITED STATES    CID000292    Compliant
Tin    An Thai Minerals Co., Ltd.    VIETNAM    CID002825    Not Enrolled
Tin    An Vinh Joint Stock Mineral Processing Company    VIETNAM    CID002703    Not Enrolled
Tin    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CHINA    CID000228    Compliant
Tin    China Tin Group Co., Ltd.    CHINA    CID001070    Compliant
Tin    CNMC (Guangxi) PGMA Co., Ltd.    CHINA    CID000278    Not Enrolled
Tin    Cooperativa Metalurgica de Rondônia Ltda.    BRAZIL    CID000295    Compliant
Tin    CV Ayi Jaya    INDONESIA    CID002570    Compliant
Tin    CV Dua Sekawan    INDONESIA    CID002592    Compliant
Tin    CV Gita Pesona    INDONESIA    CID000306    Compliant
Tin    CV Serumpun Sebalai    INDONESIA    CID000313    Compliant
Tin    CV Tiga Sekawan    INDONESIA    CID002593    Compliant
Tin    CV United Smelting    INDONESIA    CID000315    Compliant
Tin    CV Venus Inti Perkasa    INDONESIA    CID002455    Compliant
Tin    Dowa    JAPAN    CID000402    Compliant
Tin    Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    VIETNAM    CID002572    Active
Tin    Elmet S.L.U.    SPAIN    CID002774    Compliant
Tin    EM Vinto    BOLIVIA    CID000438    Compliant
Tin    Estanho de Rondônia S.A.    BRAZIL    CID000448    Not Enrolled
Tin    Fenix Metals    POLAND    CID000468    Compliant
Tin    Gejiu Fengming Metallurgy Chemical Plant    CHINA    CID002848    Compliant
Tin    Gejiu Jinye Mineral Company    CHINA    CID002859    Compliant
Tin    Gejiu Kai Meng Industry and Trade LLC    CHINA    CID000942    Active
Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    CHINA    CID000538    Compliant
Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CHINA    CID001908    Active
Tin    Gejiu Zili Mining And Metallurgy Co., Ltd.    CHINA    CID000555    Not Enrolled
Tin    Guanyang Guida Nonferrous Metal Smelting Plant    CHINA    CID002849    Compliant
Tin    HuiChang Hill Tin Industry Co., Ltd.    CHINA    CID002844    Compliant
Tin    Huichang Jinshunda Tin Co., Ltd.    CHINA    CID000760    Not Enrolled
Tin    Jiangxi Ketai Advanced Material Co., Ltd.    CHINA    CID000244    Compliant


Tin    Magnu’s Minerais Metais e Ligas Ltda.    BRAZIL    CID002468    Compliant
Tin    Malaysia Smelting Corporation (MSC)    MALAYSIA    CID001105    Compliant
Tin    Melt Metais e Ligas S.A.    BRAZIL    CID002500    Compliant
Tin    Metallic Resources, Inc.    UNITED STATES    CID001142    Compliant
Tin    Metallo-Chimique N.V.    BELGIUM    CID002773    Compliant
Tin    Mineração Taboca S.A.    BRAZIL    CID001173    Compliant
Tin    Minsur    PERU    CID001182    Compliant
Tin    Mitsubishi Materials Corporation    JAPAN    CID001191    Compliant
Tin    Modeltech Sdn Bhd    MALAYSIA    CID002858    Not Enrolled
Tin    Nankang Nanshan Tin Manufactory Co., Ltd.    CHINA    CID001231    Active
Tin    Nghe Tinh Non-Ferrous Metals Joint Stock Company    VIETNAM    CID002573    Not Enrolled
Tin    O.M. Manufacturing (Thailand) Co., Ltd.    THAILAND    CID001314    Compliant
Tin    O.M. Manufacturing Philippines, Inc.    PHILIPPINES    CID002517    Compliant
Tin    Operaciones Metalurgical S.A.    BOLIVIA    CID001337    Compliant
Tin    Phoenix Metal Ltd.    RWANDA    CID002507    Not Enrolled
Tin    PT Aries Kencana Sejahtera    INDONESIA    CID000309    Compliant
Tin    PT Artha Cipta Langgeng    INDONESIA    CID001399    Compliant
Tin    PT ATD Makmur Mandiri Jaya    INDONESIA    CID002503    Compliant
Tin    PT Babel Inti Perkasa    INDONESIA    CID001402    Compliant
Tin    PT Bangka Prima Tin    INDONESIA    CID002776    Compliant
Tin    PT Bangka Tin Industry    INDONESIA    CID001419    Compliant
Tin    PT Belitung Industri Sejahtera    INDONESIA    CID001421    Compliant
Tin    PT Bukit Timah    INDONESIA    CID001428    Compliant
Tin    PT Cipta Persada Mulia    INDONESIA    CID002696    Compliant
Tin    PT DS Jaya Abadi    INDONESIA    CID001434    Compliant
Tin    PT Eunindo Usaha Mandiri    INDONESIA    CID001438    Compliant
Tin    PT Inti Stania Prima    INDONESIA    CID002530    Compliant
Tin    PT Justindo    INDONESIA    CID000307    Not Enrolled
Tin    PT Karimun Mining    INDONESIA    CID001448    Compliant
Tin    PT Kijang Jaya Mandiri    INDONESIA    CID002829    Compliant
Tin    PT Mitra Stania Prima    INDONESIA    CID001453    Compliant
Tin    PT O.M. Indonesia    INDONESIA    CID002757    Compliant
Tin    PT Panca Mega Persada    INDONESIA    CID001457    Compliant
Tin    PT Prima Timah Utama    INDONESIA    CID001458    Compliant
Tin    PT Refined Bangka Tin    INDONESIA    CID001460    Compliant
Tin    PT Sariwiguna Binasentosa    INDONESIA    CID001463    Compliant
Tin    PT Stanindo Inti Perkasa    INDONESIA    CID001468    Compliant
Tin    PT Sukses Inti Makmur    INDONESIA    CID002816    Compliant
Tin    PT Sumber Jaya Indah    INDONESIA    CID001471    Compliant
Tin    PT Timah (Persero) Tbk Kundur    INDONESIA    CID001477    Compliant
Tin    PT Timah (Persero) Tbk Mentok    INDONESIA    CID001482    Compliant
Tin    PT Tinindo Inter Nusa    INDONESIA    CID001490    Compliant
Tin    PT Tommy Utama    INDONESIA    CID001493    Compliant
Tin    PT Wahana Perkit Jaya    INDONESIA    CID002479    Compliant
Tin    Resind Indústria e Comércio Ltda.    BRAZIL    CID002706    Compliant
Tin    Rui Da Hung    TAIWAN    CID001539    Compliant
Tin    Soft Metais Ltda.    BRAZIL    CID001758    Compliant
Tin    Thaisarco    THAILAND    CID001898    Compliant
Tin    Tuyen Quang Non-Ferrous Metals Joint Stock Company    VIETNAM    CID002574    Not Enrolled
Tin    VQB Mineral and Trading Group JSC    VIETNAM    CID002015    Compliant
Tin    White Solder Metalurgia e Mineração Ltda.    BRAZIL    CID002036    Compliant
Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CHINA    CID002158    Active
Tin    Yunnan Tin Company Limited    CHINA    CID002180    Compliant
Tungsten    A.L.M.T. TUNGSTEN Corp.    JAPAN    CID000004    Compliant
Tungsten    ACL Metais Eireli    BRAZIL    CID002833    Not Enrolled
Tungsten    Asia Tungsten Products Vietnam Ltd.    VIETNAM    CID002502    Compliant
Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd.    CHINA    CID002513    Compliant
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    CHINA    CID000258    Compliant
Tungsten    Dayu Weiliang Tungsten Co., Ltd.    CHINA    CID000345    Not Enrolled
Tungsten    Fujian Jinxin Tungsten Co., Ltd.    CHINA    CID000499    Compliant
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.    CHINA    CID000875    Compliant


Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CHINA    CID002315    Compliant
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    CHINA    CID002494    Compliant
Tungsten    Ganzhou Yatai Tungsten Co., Ltd.    CHINA    CID002536    Not Enrolled
Tungsten    Global Tungsten & Powders Corp.    UNITED STATES    CID000568    Compliant
Tungsten    Guangdong Xianglu Tungsten Co., Ltd.    CHINA    CID000218    Compliant
Tungsten    H.C. Starck GmbH    GERMANY    CID002541    Compliant
Tungsten    H.C. Starck Smelting GmbH & Co.KG    GERMANY    CID002542    Compliant
Tungsten    Hunan Chenzhou Mining Co., Ltd.    CHINA    CID000766    Compliant
Tungsten    Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji    CHINA    CID002579    Compliant
Tungsten    Hunan Chunchang Nonferrous Metals Co., Ltd.    CHINA    CID000769    Compliant
Tungsten    Hydrometallurg, JSC    RUSSIAN FEDERATION    CID002649    Compliant
Tungsten    Japan New Metals Co., Ltd.    JAPAN    CID000825    Compliant
Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CHINA    CID002551    Compliant
Tungsten    Jiangxi Dayu Longxintai Tungsten Co., Ltd.    CHINA    CID002647    Not Enrolled
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    CHINA    CID002321    Compliant
Tungsten    Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    CHINA    CID002313    Not Enrolled
Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CHINA    CID002318    Compliant
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CHINA    CID002317    Compliant
Tungsten    Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.    CHINA    CID002535    Compliant
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.    CHINA    CID002316    Compliant
Tungsten    Kennametal Fallon    UNITED STATES    CID000966    Compliant
Tungsten    Kennametal Huntsville    UNITED STATES    CID000105    Compliant
Tungsten    Malipo Haiyu Tungsten Co., Ltd.    CHINA    CID002319    Compliant
Tungsten    Moliren Ltd    RUSSIAN FEDERATION    CID002845    Compliant
Tungsten    Niagara Refining LLC    UNITED STATES    CID002589    Compliant
Tungsten    Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC    VIETNAM    CID002543    Compliant
Tungsten    Philippine Chuangxin Industrial Co., Inc.    PHILIPPINES    CID002827    Compliant
Tungsten    South-East Nonferrous Metal Company Limited of Hengyang City    CHINA    CID002815    Compliant
Tungsten    Tejing (Vietnam) Tungsten Co., Ltd.    VIETNAM    CID001889    Compliant
Tungsten    Unecha Refractory metals plant    RUSSIAN FEDERATION    CID002724    Compliant
Tungsten    Vietnam Youngsun Tungsten Industry Co., Ltd.    VIETNAM    CID002011    Compliant
Tungsten    Wolfram Bergbau und Hütten AG    AUSTRIA    CID002044    Compliant
Tungsten    Woltech Korea Co., Ltd.    KOREA, REPUBLIC OF    CID002843    Compliant
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    CHINA    CID002320    Compliant
Tungsten    Xiamen Tungsten Co., Ltd.    CHINA    CID002082    Compliant
Tungsten    Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    CHINA    CID002830    Compliant
Tungsten    Xinhai Rendan Shaoguan Tungsten Co., Ltd.    CHINA    CID002095    Compliant