0001043604-23-000092.txt : 20230511 0001043604-23-000092.hdr.sgml : 20230511 20230511164218 ACCESSION NUMBER: 0001043604-23-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230509 FILED AS OF DATE: 20230511 DATE AS OF CHANGE: 20230511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRIENS SCOTT CENTRAL INDEX KEY: 0001204432 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34501 FILM NUMBER: 23911773 MAIL ADDRESS: STREET 1: C/O JUNIPER NETWORKS INC STREET 2: 1194 N MATHILDA AVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JUNIPER NETWORKS INC CENTRAL INDEX KEY: 0001043604 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770422528 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1133 INNOVATION WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087452000 MAIL ADDRESS: STREET 1: 1133 INNOVATION WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgardoc.xml PRIMARY DOCUMENT X0407 4 2023-05-09 0 0001043604 JUNIPER NETWORKS INC JNPR 0001204432 KRIENS SCOTT 1133 INNOVATION WAY SUNNYVALE CA 94089 1 0 0 0 0 Common Stock 2023-05-09 4 M 0 7107 0.0 A 7107 D Common Stock 2023-05-09 4 G 0 7107 0.0 D 0 D Common Stock 2023-05-09 4 G 0 7107 0.0 A 7107 I By Trust Common Stock 1860000 I by CR Unitrust Common Stock 180000 I by KDI Trust LP Common Stock 215713 I by Trust RSU Award 0.0 2023-05-09 4 M 0 7107 0.0 D 2023-05-11 2023-05-11 Common Stock 7107 0 D RSU Award 0.0 2023-05-10 4 A 0 7682 0.0 A 2024-05-10 2024-05-10 Common Stock 7682 7682 D Represents the transfer of shares to the 2020 Scott Kriens Separate Property Trust from the reporting person immediately upon vesting of the restricted stock unit Shares held by the KDI Trust LP, of which the reporting person holds a pecuniary interest. Includes 118,168 shares held in trust of which Mr. Kriens is the sole trustee, and 97,545 shares held in trust of which Mr. Kriens' spouse is the trustee. Pursuant to the terms of the Juniper Networks, Inc. 2015 Equity Incentive Plan, the restricted stock unit ("RSU") award becomes 100% vested on the earlier of (A) the one year anniversary of the grant date, and (B) the day prior to the date of the Company's next annual stockholder meeting, subject to the individual maintaining continuous status as a director through the vesting date. The RSU award was granted at the 2022 annual stockholder meeting, which was held on May 11, 2022. The company held its 2023 annual stockholder meeting on May 10, 2023; accordingly, this RSU award vested in full on May 9, 2023. Column 8 is not an applicable reportable field. The restricted stock unit is automatically granted pursuant to the terms of the Juniper Networks, Inc. 2015 Equity Incentive Plan to each non-employee director who is elected at (or whose term continues after) the company's annual stockholder meeting. The award will become 100% vested on the earlier of (A) May 10, 2024, and (B) the day prior to the date of the company's next annual stockholder meeting, subject in either case to the director maintaining continuous status as a director through the vesting date. By: /s/Colin Lloyd, as attorney-in-fact For: Scott Kriens 2023-05-11