-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GijR3iugCXDRmoA+CXsD470dYgzS3djEqL+5Ga6cMNq5svLtlVv+EaYFEn0pX4Md KOmNQEphks/7wzbwIe1FfA== 0000950134-07-019443.txt : 20070831 0000950134-07-019443.hdr.sgml : 20070831 20070831171606 ACCESSION NUMBER: 0000950134-07-019443 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20070831 DATE AS OF CHANGE: 20070831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JUNIPER NETWORKS INC CENTRAL INDEX KEY: 0001043604 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770422528 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AM SEC ACT: 1933 Act SEC FILE NUMBER: 333-75758 FILM NUMBER: 071095216 BUSINESS ADDRESS: STREET 1: 1194 NORTH MATHILDA AVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 6505268000 MAIL ADDRESS: STREET 1: 1194 NORTH MATHILDA AVE CITY: SUNNYVALE STATE: CA ZIP: 94089 POS AM 1 f28105p4posam.htm POST-EFFECTIVE AMENDMENT TO FORM S-3 posam
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As filed with the Securities and Exchange Commission on August 31, 2007
Registration No. 333-75758
 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
POST-EFFECTIVE AMENDMENT NO. 1
to
FORM S-3
ON
FORM S-1
REGISTRATION STATEMENT
Under
The Securities Act of 1933
 
JUNIPER NETWORKS, INC.
(Exact name of Registrant as specified in its charter)
         
Delaware   3661   77-0422528
(State or other jurisdiction of   (Primary Standard Industrial   (IRS Employer
incorporation or organization)   Classification Code Number)   Identification Number)
1194 North Mathilda Avenue
Sunnyvale, California 94089
(408) 745-2000
(Address, including zip code, and telephone number,
including area code, of Registrant’s principal executive offices)
 
Mitchell Gaynor, Esq.
Vice President and General Counsel
Juniper Networks, Inc.
1194 North Mathilda Avenue
Sunnyvale, California 94089
(408) 745-2000
(Name, address, including zip code, and telephone number, including area code, of agent for service)
 
Copies to:
Katharine A. Martin, Esq.
Wilson Sonsini Goodrich & Rosati
Professional Corporation
650 Page Mill Road
Palo Alto, California 94304
(650) 493-9300
 
Approximate date of commencement of proposed sale to the public: Not applicable.
If the only securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box: o
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o
 
 

 


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Item 16. Exhibits and Financial Statement Schedules
SIGNATURES
INDEX TO EXHIBITS
EXHIBIT 24.1


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DEREGISTRATION OF SECURITIES
     On December 21, 2001, Juniper Networks, Inc. (the “Company”) filed its Registration Statement on Form S-3 (File No. 333-75758) covering 4,611,705 shares of the Company’s Common Stock held by certain stockholders of the Company. On January 8, 2002, the Company filed Amendment No 1. to its Registration Statement on Form S-3, covering 7,244,278 shares. On January 31, 2002, the Commission declared the Registration Statement effective.
     The Registration Statement was filed in order to register the shares issued to stockholders on December 14, 2001 in connection with the Company’s acquisition of Pacific Broadband Communications, Inc. Based on the records of the Company’s transfer agent, of the 7,244,278 shares registered under the Registration Statement, the selling stockholders have been re-selling shares under the Registration Statement or Rule 144 of the Securities Act of 1933, as amended (the “Securities Act”).
     In accordance with the undertaking contained in the Registration Statement pursuant to Item 512(a)(3) of Regulation S-K promulgated under the Securities Act, the Company respectfully requests that the Commission remove from registration all shares that remain unsold under the Registration Statement. The Company is requesting the de-registration of the shares remaining unsold under the Registration Statement because all shares registered thereunder held by non-affiliates of the Company are freely tradable pursuant to Rule 144(k) of the Securities Act.
     Accordingly, the Company hereby de-registers any shares of its Common Stock, registered pursuant to the Registration Statement remaining unsold thereunder.
Item 16. Exhibits and Financial Statement Schedules
(a)     Index to Exhibits.
     
Exhibit No.   Description
24.1
  Power of Attorney
(b)     Not applicable.
[The remainder of this page is intentionally left blank.]

 


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SIGNATURES
     Pursuant to the requirements of the Securities Act, the Registrant has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Sunnyvale, State of California, on the 31st day of August, 2007.
         
  JUNIPER NETWORKS, INC.
 
 
  By:   /s/ Robyn Denholm    
    Robyn Denholm  
    Executive Vice President and Chief Financial Officer  
 
POWER OF ATTORNEY
     Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to the Registration Statement has been signed by the following persons in the capacities indicated:
         
Signature   Title   Date
 
                    *
 
     Scott Kriens
  President, Chief Executive Officer and Chairman of the Board (Chief Executive Officer)   August 31, 2007
 
       
/s/ Robyn Denholm
 
     Robyn Denholm
  Executive Vice President and Chief Financial Officer (Principal Financial and Accounting Officer)   August 31, 2007
 
       
                     
 
     Pradeep Sindhu
  Chief Technical Officer and Vice Chairman of the Board   August 31, 2007
 
       
                    *
 
     Robert M. Calderoni
  Director   August 31, 2007
 
       
                    *
 
     Kenneth Goldman
  Director   August 31, 2007
 
       
                    *
 
     William R. Hearst III
  Director   August 31, 2007
 
       
                    
 
     Mike Rose
  Director   August 31, 2007
 
       
                    *
 
     Michael Lawrie
  Director   August 31, 2007
 
       
                    *
 
     Stratton Sclavos
  Director   August 31, 2007
 
       
                    *
 
     William R. Stensrud
  Director   August 31, 2007
 
         
* By:
  /s/ Mitchell Gaynor
 
Mitchell Gaynor
       
 
  Attorney-in-fact    

 


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INDEX TO EXHIBITS
     
Exhibit No.   Description of Document
24.1
  Power of Attorney

 

EX-24.1 2 f28105p4exv24w1.htm EXHIBIT 24.1 exv24w1
 

Exhibit 24.1
POWER OF ATTORNEY
     KNOW ALL PERSONS BY THESE PRESENTS, that each director of Juniper Networks, Inc. whose signature appears below constitutes and appoints Mitchell Gaynor and Robert Dykes, and each of them acting individually, as his or her true and lawful attorneys-in-fact and agents, each with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any post-effective amendments to the S-3 and S-8 registration statements indicated on Schedule A hereto and to file the same with all exhibits thereto, and all documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done, as fully to all intents and purposes as he or she might or could do in person, and hereby ratifying and confirming all that said attorneys-in-fact and agents or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof. This power of attorney may be executed in counterparts.
     Pursuant to the requirements of the Securities Act of 1933, this Power of Attorney has been signed by the following persons in the capacities and on the dates indicated.
         
Signature   Title   Date
/s/ Scott Kriens
 
        
Scott Kriens
  Chairman of the Board   May 31, 2007
 
       
 
 
        
Pradeep Sindhu
  Vice Chairman of the Board   May 31, 2007
 
       
/s/ Robert M. Calderoni
 
        
Robert M. Calderoni
  Director   May 31, 2007
 
       
/s/ Kenneth Goldman
 
        
Kenneth Goldman
  Director   May 31, 2007
 
       
/s/ William R. Hearst III
 
        
William R. Hearst III
  Director   May 31, 2007
 
       
/s/ Michael Lawrie
 
        
Michael Lawrie
  Director   May 31, 2007
 
       
/s/ Stratton Sclavos
 
        
Stratton Sclavos
  Director   May 31, 2007
 
       
/s/ William R. Stensrud
 
        
William R. Stensrud
  Director   May 31, 2007

 


 

Schedule A
List of S-3 Registration Statements
             
Registration   Initial Filing   Amount of Securities    
No.   Date   Registered   Related Transaction(s)
333-106889
  June 8, 2003   $400,000,000 principal amount of Notes
19,860,973 shares of Common Stock
  2003 Issuance of Zero Coupon Convertible Senior
Notes and Common Stock
 
           
333-44116
  August 18, 2000   462,256 shares of Common Stock   Acquisition of Layer 5
Acquisition of Pacific Advantage, Ltd.
Issuance to Community Foundation Silicon Valley
 
           
333-52260
  December 20, 2000   828,351 shares of Common Stock   Acquisition of Micro Magic, Incorporated
 
           
333-75758
  December 21, 2001   7,244,278 shares of Common Stock   Acquisition of Pacific Broadband, Inc.
List of S-8 Registration Statements
             
Registration   Initial Filing   Amount of Securities    
No.   Date   Registered   Related Plan(s)
333-132260
  March 7, 2006   7,090,026 of Common Stock   Amended and Restated 1996 Stock Plan
 
           
333-118340
  August 18, 2004   20,000,000 of Common Stock   Amended and Restated 1996 Stock Plan
 
           
333-92086
  July 9, 2002   10,457,281 of Common Stock   2000 Non-Statutory Stock Option Plan

 

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