-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PwYXZn4J/NOixJjv10I/RzvwTskwwzND8e5eACN3jM2Gv3HpLBFwguSlg1Q+dB20 N26N/o/u0LulhKFK0VxnWQ== 0000950168-99-002458.txt : 19990914 0000950168-99-002458.hdr.sgml : 19990914 ACCESSION NUMBER: 0000950168-99-002458 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990531 FILED AS OF DATE: 19990913 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SONIC AUTOMOTIVE INC CENTRAL INDEX KEY: 0001043509 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 562010790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-13395 FILM NUMBER: 99710392 BUSINESS ADDRESS: STREET 1: 5401 EAST INDEPENDENCE BLVD STREET 2: PO BOX 18747 CITY: CHARLOTTE STATE: NC ZIP: 28026 BUSINESS PHONE: 7045323354 MAIL ADDRESS: STREET 1: 5401 EAST INDEPENDENCE BLVD CITY: CHARLOTTE STATE: NC ZIP: 28026 COMPANY DATA: COMPANY CONFORMED NAME: RACHOR JEFFREY C CENTRAL INDEX KEY: 0001088322 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 5915 BRAINERD RD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238921868 MAIL ADDRESS: STREET 1: 54915 BRIANERD RD CITY: CHATTANOOGA STATE: TN ZIP: 37421 3 1 FORM 3 FOR JEFFREY C. RACHOR FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses) 1. Name and Address of Reporting Person* 2. Date of Event Re- 4. Issuer Name and Ticker or quiring Statement Trading Symbol Rachor Jeffrey C. (Month/Day/Year) Sonic Automotive, Inc. ("SAH") - -------------------------------------- -------------------------------- (Last) (First) (Middle) 5/31/99 (1) 5. Relationship of Reporting 6. If Amendment, Date of ------------------- Person(s) to Issuer Original (Month/Day/Year) 5915 Brainerd Road 3. I.R.S. Identification (Check all applicable) ---------------------------- - -------------------------------------- Number of X Director __10% Owner (Street) Reporting Person X Officer (give __Other 7. Individual or Joint/Group (Voluntary) title below)(specify below) Filing (Check Applicable Line) Chattanooga, TN 37421 Vice President-Retail X Form filed by One Reporting - -------------------------------------- Operations -- Person (City) (State) (Zip) ------------------------ Form filed by More than One -- Reporting Person
Table I - Non-Derivative Securities Beneficially Owned - -------------------------------------------------------------------------------- 1. Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial (Instr. 4) Beneficially Owned Form: Direct Ownership (Instr. 5) (Instr. 4) (D) or Indirect (I) (Instr. 5) - ------------------------------------------------------------------------------------------------------------ Class A Common Stock 14,634 D - ------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). (Over) SEC 1473 (7-97) FORM 3 (continued) Table II-Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security 2. Date Exer- 3. Title and Amount of Securities 4. Conver- 5. Owner- 6. Nature of Indirect (Instr. 4) cisable and Underlying Derivative Security sion or ship Beneficial Ownership Expiration (Instr. 4) Exercise Form of (Instr. 5) Date Price of Deriv- (Month/Day/ Deri- ative Year) vative Security: ------------------------------------------------ Security Direct Date Expira- Title Amount (D) or Exer- tion or Indirect cisable Date Number (I) of Shares (Instr. 5) - ---------------------------------------------------------------------------------------------------------------------------------- Options to purchase (2) 10/99 10/07 Class A Common Stock 27,416 $6.00 D - ---------------------------------------------------------------------------------------------------------------------------------- Options to purchase (2) 10/00 10/07 Class A Common Stock 27,417 $6.00 D - ---------------------------------------------------------------------------------------------------------------------------------- Options to purchase (3) 12/99 12/08 Class A Common Stock 6,667 $15.03 D - ---------------------------------------------------------------------------------------------------------------------------------- Options to purchase (3) 12/00 12/08 Class A Common Stock 6,667 $15.03 D - ---------------------------------------------------------------------------------------------------------------------------------- Options to purchase (3) 12/01 12/08 Class A Common Stock 6,666 $15.03 D - ---------------------------------------------------------------------------------------------------------------------------------- Options to purchase (4) 5/00 5/09 Class A Common Stock 33,334 $15.44 D - ---------------------------------------------------------------------------------------------------------------------------------- Options to purchase (4) 5/01 5/09 Class A Common Stock 33,333 $15.44 D - ---------------------------------------------------------------------------------------------------------------------------------- Options to purchase (4) 5/02 5/09 Class A Common Stock 33,333 $15.44 D - ----------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) Mr. Rachor became a director of Sonic Automotive, Inc. on May 31, 1999. (2) These options were granted as part of one grant of 82,250 shares in November 1997 pursuant to the Company's 1997 Stock Option Plan. (3) These options were granted in one grant of 20,000 shares in December 1998 pursuant to the Company's 1997 Stock Option Plan. (4) These options were granted in one grant of 100,000 shares in May 1999 pursuant to the Company's 1997 Stock Option Plan. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. /s/ Jeffrey C. Rachor 9/9/99 ------------------------- ----------------- ** Signature of Reporting Date Person Page 2 SEC 1473 (7/97) -----END PRIVACY-ENHANCED MESSAGE-----