-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rwx4tkC1kH80whf/KicKlYTBVv3rA8Opn7YlHp0dIx6/m5zXQc0oglH6rKUc7lay cqEJyQcJ4Os+rJlXsyJFNQ== 0000950168-00-000030.txt : 20000202 0000950168-00-000030.hdr.sgml : 20000202 ACCESSION NUMBER: 0000950168-00-000030 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000101 FILED AS OF DATE: 20000110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SONIC AUTOMOTIVE INC CENTRAL INDEX KEY: 0001043509 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 562010790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-13395 FILM NUMBER: 503834 BUSINESS ADDRESS: STREET 1: 5401 EAST INDEPENDENCE BLVD STREET 2: PO BOX 18747 CITY: CHARLOTTE STATE: NC ZIP: 28212 BUSINESS PHONE: 7045323354 MAIL ADDRESS: STREET 1: 5401 EAST INDEPENDENCE BLVD CITY: CHARLOTTE STATE: NC ZIP: 28212 COMPANY DATA: COMPANY CONFORMED NAME: HELLER H ROBERT CENTRAL INDEX KEY: 0001102737 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 90 GILMARTIN DRIVE CITY: TIBURON STATE: CA ZIP: 94920 MAIL ADDRESS: STREET 1: 90 GILMARTIN DRIVE CITY: TIBURON STATE: CA ZIP: 94920 3 1 ROBERT H. HELLER FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL ------------ OMB Number: 3235-0104 Expires: December 31, 2001 Estimated average burden hours per response .... 0.5 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses) 1. Name and Address of Reporting Person* 2. Date of Event Re- 4. Issuer Name and Ticker or quiring Statement Trading Symbol Heller H. Robert (Month/Day/Year) Sonic Automotive, Inc. ("SAH") - -------------------------------------- -------------------------------- (Last) (First) (Middle) 01/00 5. Relationship of Reporting 6. If Amendment, Date of ------------------- Person(s) to Issuer Original (Month/Day/Year) 90 Gilmartin Drive 3. IRS Identification (Check all applicable) ---------------------------- - -------------------------------------- Number of Reporting X Director __10% Owner (Street) Person, If an entity __ Officer (give __Other 7. Individual or Joint/Group (voluntary) title below) (specify below) Filing (Check Applicable Line) Tiburon CA 94920 ------------------------ X Form filed by One Reporting - -------------------------------------- Person (City) (State) (Zip) __ Form filed by More than One Reporting Person
Table I - Non Derivative Securities Beneficially Owned - -------------------------------------------------------------------------------- 1. Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial (Instr. 4) Beneficially Owned Form: Direct Ownership (Instr. 5) (Instr.4) (D) or Indirect (I) (Instr.5) - ------------------------------------------------------------------------------------------------------------ None - ------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. (Over) FORM 3 (continued) Table II-Derivative Securities Beneficially Owned (e.g. puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security 2. Date Exer- 3. Title and Amount of Securities 4. Conver- 5. Owner- 6. Nature of Indirect (Instr. 4) cisable and Underlying Derivative Security sion or ship Beneficial Ownership Expiration (Instr. 4) Exercise Form of (Instr. 4) Date Price of Deriv- (Month/Day/ Deri- ative Year) vative Security: ------------------------------------------------ Security Direct Date Expira- Title Amount (D) or Exer- tion or Indirect cisable Date Number (I) of Shares (Instr.5) - ---------------------------------------------------------------------------------------------------------------------------------- Options to Purchase 1/18/00* 3/17/09 Class A Common Stock 6,447 $12.41 D - ----------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: * 20% of the options will vest at this time. The remainder will vest ratably over the next six years. /s/ H. Robert Heller 1/07/00 ------------------------- ----------------- ** Signature of Reporting Date Person ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----