EX-1.01 2 tmb-20220531xex1d01.htm EX-1.01

Exhibit 1.01

Stoneridge, Inc.
Conflict Minerals Report
For the Year Ended December 31, 2021

This Conflict Minerals Report (“CMR”) for the year ended December 31, 2021 by Stoneridge, Inc. and its subsidiaries (collectively, the “Company” or “we”) is provided in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (“Conflict Minerals Rule”), and 1.01(c) of Form SD. The Conflict Minerals Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to Conflict Minerals as directed by Section 1502 Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”). The Conflict Minerals Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals which are necessary to the functionality or production of their products. Conflict Minerals have been defined as tin, tantalum, tungsten and gold. The Company is committed to complying with the requirements regarding the use of Conflict Minerals under Section 1502 of the Dodd-Frank Act and the related rules issued by the SEC.

If a SEC registrant can establish that the Conflict Minerals originated from sources other than the Democratic Republic of the Congo or certain adjoining countries (the “Covered Countries”) or from recycled or scrap sources, it must submit a Form SD which describes the reasonable country of origin inquiry completed by the SEC registrant. If a SEC registrant has reason to believe that any of the Conflict Minerals in its supply chain may have originated in any of the Covered Countries, or if it is unable to determine the country of origin of those Conflict Minerals, then the SEC registrant must exercise due diligence on the Conflict Minerals’ source and chain of custody.

Forward-Looking Statements

Forward-looking statements contained in this CMR are made based on known events and circumstances at the time of release and, as such, are subject in the future to unforeseen uncertainties and risks. Statements in this CMR which express a belief, expectation or intention, as well as those that are not historical fact, are forward-looking statements, including statements related to the Company’s compliance efforts and expected actions identified in this CMR. These forward-looking statements are subject to various risks, uncertainties and assumptions, including, among other matters, the Company’s customers’ requirements to use certain suppliers, the Company’s suppliers’ responsiveness and cooperation with the Company’s due diligence efforts, the Company’s ability to implement improvements in its conflict minerals program and the Company’s ability to identify and mitigate related risks in its supply chain. If one or more of these or other risks materialize, actual results may vary materially from those expressed. For a more complete discussion of these and other risk factors, see the Company’s other filings with the SEC, including its Annual Report on Form 10-K for the year ended December 31, 2021 and Quarterly Report on Form 10-Q for the quarter ended March 31, 2022. The Company makes these statements as of the date of this disclosure, and undertakes no obligation to update them unless otherwise required by law.

1.COMPANY OVERVIEW

The Company is a leading global designer and manufacturer of highly engineered electrical and electronic systems, components and modules primarily for the automotive, commercial, off-highway and agricultural vehicle markets. Our products and systems are critical elements in the management of mechanical and electrical systems to improve overall vehicle performance, convenience and monitoring in areas such as safety and security, intelligence, efficiency and emissions. Our product offerings consist of actuators, sensors, switches and connectors, driver information systems, camera-based vision systems, connectivity and compliance products, electronic control units, vehicle tracking devices and monitoring services, vehicle security alarms and convenience accessories, in-vehicle audio and infotainment devices and telematics solutions. The Company’s business and products are more fully described on the Company’s public website (www.stoneridge.com).

1


This CMR relates to the Company’s process undertaken with respect to the products that were manufactured or contracted to be manufactured during calendar year 2021 that may contain Conflict Minerals. Assessing the commercial vehicle and automotive industry supply chain is a very complex, interdependent undertaking. As a result, we rely on our direct suppliers to provide the Company with information about the source of Conflict Minerals contained in their parts/products and their downstream supplier products.

The following is a list of our products for which source of origin information was solicited from our Company’s suppliers regarding Conflict Minerals content or Conflict Minerals use in products, components or parts supplied to the Company:

Actuators, sensors, switches, connectors, driver information systems, camera-based vision systems, connectivity and compliance products, electronic control units, vehicle tracking devices, vehicle security alarms and convenience accessories, in-vehicle audio and infotainment devices and telematics devices.

2.DETERMINATION OF PRODUCTS LIKELY TO CONTAIN CONFLICT MINERALS

The Company has determined that Conflict Minerals necessary to the functionality or production of its products were likely present in some products, components or parts purchased from our suppliers.

3.REASONABLE COUNTRY OF ORIGIN INQUIRY

The Company does not purchase Conflict Minerals directly from smelters or mines in the Covered Countries, but purchases parts and components from suppliers that may contain Conflict Minerals, and therefore is several levels removed from the actual mining and smelting of Conflict Minerals. After our initial assessment that some supplier parts likely contain Conflict Minerals, we conducted a reasonable country of origin inquiry (“RCOI”) to determine which products, components or parts purchased by the Company contain Conflict Minerals and whether such Conflict Minerals originated in the Covered Countries.

We rely on our direct suppliers to provide information on the origin of the Conflict Minerals contained in components and materials supplied to us, including sources of Conflict Minerals that are supplied to them from other suppliers. We engaged iPoint to contact each of our suppliers (whose products had the potential to contain Conflict Minerals), using the iPoint Conflict Minerals Platform (“iPCMP”), and asked them to provide information on (1) whether Conflict Minerals were present in the products, components or parts purchased from that supplier, (2) whether the source of the Conflict Minerals was from the Covered Countries and (3) if so, information about the smelters or refiners who directly purchased the Conflict Minerals in their supply chain and specific due diligence measures performed thereon. The tools used to conduct this survey were the Conflict Minerals Reporting Template (“CMRT”) developed by the Responsible Minerals Initiative (“RMI”) and the iPCMP. The due diligence framework used to support our reasonable country of origin inquiry, our outreach and data review process and our conclusions are discussed below in this Conflict Minerals Report.

4.MANAGEMENT SYSTEMS AND DUE DILIGENCE FRAMEWORK

The Company designed its due diligence framework to conform with the five-step framework provided by The Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, an internationally recognized due diligence framework.

A.Establish Strong Company Management Systems
The Company identified a cross functional management team consisting of representatives from Procurement, Legal and Finance functions to oversee the Conflict Mineral program.

2


The Company has adopted a Conflict Minerals policy, which is available on our website: http://investors.stoneridge.com/investors/corporate-governance/governance-documents/.
The Company distributed communications by way of training/educational materials and/or contract provisions to its supply chain informing suppliers of their obligation for reporting and disclosure of Conflict Minerals.
The Company also leveraged the work performed by industry working groups to assist with interpretation and execution to the Dodd-Frank Act and OECD Due Diligence Framework.

B.Identify and Assess Risks in Our Supply Chain
Based upon the size and complexity of our supply base, the various markets we participate in, and the number of products we provide, we took a risk based approach which resulted in a supplier centric method for inquiry based upon the nature of the material supplied and the likelihood of Conflict Mineral content.
Because the Company does not purchase Conflict Minerals directly from smelters or mines, the Company relies on our suppliers, whose components may contain Conflict Minerals, to provide us with information about the source of Conflict Minerals contained in the components supplied to us. Many of our direct suppliers are similarly reliant upon information provided by their suppliers.
The Company leveraged the RMI CMRT and iPCMP to conduct our inquiry and gather information for our due diligence efforts.
The Company evaluated all supplier responses, with particular emphasis on those with responses identified as high-risk.
C.Design and Implement a Strategy to Respond to Identified Risks
The Company designed a risk mitigation and corrective action plan through which the due diligence activities have been performed.
The Company performed periodic management tracking of supplier responses or lack thereof.
Unresponsive suppliers or inadequate responses were addressed utilizing follow-up communications.
The Company evaluated responses and assessed smelter information provided against the RMI member data.
D.Perform Independent Third-party Audit of Smelter/Refinery Due Diligence Practices
The Company does not have a direct relationship with Conflict Minerals smelters and refiners, and therefore has not performed audits of these entities within its supply chain. However, as a member of RMI, the Company supports audits conducted by third parties by urging our suppliers to gather information from their suppliers in order to accurately complete the CMRT.
The Company relies upon industry-wide efforts to encourage smelters to be audited and to provide certifications through RMI’s Responsible Minerals Assurance Process (“RMAP”) and tracks which smelters have been audited via RMI.

3


E.Report Annually on Supply Chain Due Diligence
In compliance with SEC rules, as directed by the Dodd-Frank Act, the Company files a Form SD and this Conflict Minerals Report with the SEC by May 31 of each year, covering the period of the prior calendar year, and makes these documents available on our website: https://investors.stoneridge.com/investors/reports-and-filings/sec-filings/.

5.RESULTS OF REASONABLE COUNTRY OF ORIGIN INQUIRY EFFORTS

For the calendar year 2021, the Company contacted 277 suppliers, some numerous times, to provide RCOI information and received acceptable responses from 69.3% of them.

Based on the information provided by our suppliers, the Company believes the smelters and refiners that may have been used to produce Conflict Minerals in the Company’s products include those listed in Item 7.

6.STEPS TAKEN TO MITIGATE RISK

The Company will continually work towards a conflict mineral-free supply chain. The Company continues to be a member of the Responsible Minerals Initiative in order to enhance its due diligence framework. The Company regularly evaluates its due diligence program. In particular, the Company annually reviews the criteria used to select suppliers for inquiry and engages with our suppliers to identify the Conflict Minerals used within its supply chain, as well as the origin and chain of custody of those Conflict Minerals. The Company will continue to educate and train suppliers and encourage them to adopt their own Conflict Minerals program. The Company will also continue to communicate to its suppliers who have not satisfied our due diligence requests to provide complete and accurate responses and to perform due diligence procedures on their suppliers as well as promote that each of the smelters and refiners within their supply chain be certified. Finally, to the extent any Company supplier is found to be using not-yet-validated smelters and refiners within its supply chain, the Company intends to engage that supplier and re-communicate our requirement for suppliers to commit that parts supplied to the Company shall not be derived from sources that finance or benefit armed groups in the Covered Countries.

7.SMELTER/REFINER INFORMATION AND COUNTRY OF ORIGIN

Table 1 reflects our RCOI and due diligence for tantalum, tin and tungsten. Table 2 reflects our RCOI and due diligence for gold. The countries listed in the tables are potential sources of origin of the Conflict Minerals that may be contained in the parts and components we purchase from our suppliers.

Table 1

Tantalum

Tin

Tungsten

Australia

Myanmar

Australia

Peru

Australia

Nigeria

Bolivia

Namibia

Bolivia

Portugal

Austria

Peru

Brazil

Nigeria

Brazil

Russia

Bolivia

Philppines

Burundi

Russia

Burundi

Rwanda

Brazil

Portugal

China

Rwanda

China

South Korea

Burundi

Russia

Colombia

Sierra Leone

Colombia

Spain

China

Rwanda

DRC

Spain

DRC

Taiwan

Colombia

Spain

Ethiopia

Thailand

Germany

Thailand

DRC

Thailand

France

Uganda

Indonesia

Uganda

Kazakhstan

Uganda

Germany

USA

Laos

United Kingdom

Krygyzstan

United Kingdom

India

Zimbabwe

Malaysia

USA

Malaysia

USA

Madagascar

Mongolia

Venezuela

Mexico

Uzbekistan

Malaysia

Myanmar

Vietnam

Mongolia

Vietnam

Mozambique

Nigeria

Myanmar

Zimbabwe

4


Table 2

Gold

Argentina

Eritrea

Mexico

South Africa

Armenia

Ethiopia

Mongolia

South Korea

Australia

Fiji

Morocco

Spain

Azerbaijan

Finland

Mozambique

Sudan

Benin

French Guiana

Namibia

Suriname

Bolivia

Germany

New Zealand

Swaziland

Botswana

Ghana

Nicaragua

Sweden

Brazil

Guatemala

Niger

Tanzania

Burkina Faso

Guinea

Oman

Thailand

Canada

Guyana

Panama

Turkey

Chile

Honduras

Papua New Guinea

Uganda

China

Indonesia

Peru

USA

Colombia

Japan

Philippines

Uzbekistan

Côte d'Ivoire

Kazakhstan

Russia

Zambia

Cuba

Kenya

Rwanda

Dominican Republic

Laos

Saudi Arabia

DRC

Liberia

Senegal

Ecuador

Mali

Sierra Leone

Egypt

Mauritania

Slovakia

Table 3

We believe that, to the extent determinable, the facilities that were used to process the Conflict Minerals contained in our products include the smelters/refiners listed below. The information in this list is an aggregation of data provided by our suppliers and not a confirmation of Conflict Minerals contained in our products.

Metal

Smelter or Refiner Name

Country

Smelter ID

Gold

Advanced Chemical Company

UNITED STATES OF AMERICA

CID000015

Gold

Aida Chemical Industries Co., Ltd.

JAPAN

CID000019

Gold

Allgemeine Gold-und Silberscheideanstalt A.G.

GERMANY

CID000035

Gold

Almalyk Mining and Metallurgical Complex (AMMC)

UZBEKISTAN

CID000041

Gold

AngloGold Ashanti Corrego do Sitio Mineracao

BRAZIL

CID000058

Gold

Asahi Pretec Corp.

JAPAN

CID000082

Gold

Asaka Riken Co., Ltd.

JAPAN

CID000090

Gold

Aurubis AG

GERMANY

CID000113

Gold

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

PHILIPPINES

CID000128

Gold

Boliden AB

SWEDEN

CID000157

Gold

C. Hafner GmbH + Co. KG

GERMANY

CID000176

Gold

CCR Refinery - Glencore Canada Corporation

CANADA

CID000185

Gold

Cendres + Metaux S.A.

SWITZERLAND

CID000189

Gold

Chimet S.p.A.

ITALY

CID000233

Gold

Chugai Mining

JAPAN

CID000264

Gold

DSC (Do Sung Corporation)

KOREA, REPUBLIC OF

CID000359

Gold

DODUCO Contacts and Refining GmbH

GERMANY

CID000362

Gold

Dowa

JAPAN

CID000401

Gold

Eco-System Recycling Co., Ltd. East Plant

JAPAN

CID000425

Gold

LT Metal Ltd.

KOREA, REPUBLIC OF

CID000689

Gold

Heimerle + Meule GmbH

GERMANY

CID000694

Gold

Heraeus Metals Hong Kong Ltd.

CHINA

CID000707

5


Metal

Smelter or Refiner Name

Country

Smelter ID

Gold

Heraeus Germany GmbH Co. KG

GERMANY

CID000711

Gold

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

CHINA

CID000801

Gold

Ishifuku Metal Industry Co., Ltd.

JAPAN

CID000807

Gold

Istanbul Gold Refinery

TURKEY

CID000814

Gold

Japan Mint

JAPAN

CID000823

Gold

Jiangxi Copper Co., Ltd.

CHINA

CID000855

Gold

Asahi Refining Canada Ltd.

CANADA

CID000924

Gold

JX Nippon Mining & Metals Co., Ltd.

JAPAN

CID000937

Gold

Kazzinc

KAZAKHSTAN

CID000957

Gold

Kennecott Utah Copper LLC

UNITED STATES OF AMERICA

CID000969

Gold

Kojima Chemicals Co., Ltd.

JAPAN

CID000981

Gold

LS-NIKKO Copper Inc.

KOREA, REPUBLIC OF

CID001078

Gold

Materion

UNITED STATES OF AMERICA

CID001113

Gold

Matsuda Sangyo Co., Ltd.

JAPAN

CID001119

Gold

Metalor Technologies (Suzhou) Ltd.

CHINA

CID001147

Gold

Metalor Technologies (Hong Kong) Ltd.

CHINA

CID001149

Gold

Metalor Technologies (Singapore) Pte., Ltd.

SINGAPORE

CID001152

Gold

Metalor USA Refining Corporation

UNITED STATES OF AMERICA

CID001157

Gold

Metalurgica Met-Mex Penoles S.A. De C.V.

MEXICO

CID001161

Gold

Mitsubishi Materials Corporation

JAPAN

CID001188

Gold

Mitsui Mining and Smelting Co., Ltd.

JAPAN

CID001193

Gold

Nadir Metal Rafineri San. Ve Tic. A.S.

TURKEY

CID001220

Gold

Navoi Mining and Metallurgical Combinat

UZBEKISTAN

CID001236

Gold

Nihon Material Co., Ltd.

JAPAN

CID001259

Gold

Ohura Precious Metal Industry Co., Ltd.

JAPAN

CID001325

Gold

PAMP S.A.

SWITZERLAND

CID001352

Gold

PT Aneka Tambang (Persero) Tbk

INDONESIA

CID001397

Gold

Rand Refinery (Pty) Ltd.

SOUTH AFRICA

CID001512

Gold

Royal Canadian Mint

CANADA

CID001534

Gold

Samduck Precious Metals

KOREA, REPUBLIC OF

CID001555

Gold

SEMPSA Joyeria Plateria S.A.

SPAIN

CID001585

Gold

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

CHINA

CID001622

Gold

Sichuan Tianze Precious Metals Co., Ltd.

CHINA

CID001736

Gold

Solar Applied Materials Technology Corp.

TAIWAN, PROVINCE OF CHINA

CID001761

Gold

Sumitomo Metal Mining Co., Ltd.

JAPAN

CID001798

Gold

Tanaka Kikinzoku Kogyo K.K.

JAPAN

CID001875

Gold

Shandong Gold Smelting Co., Ltd.

CHINA

CID001916

Gold

Tokuriki Honten Co., Ltd.

JAPAN

CID001938

Gold

Torecom

KOREA, REPUBLIC OF

CID001955

Gold

Umicore S.A. Business Unit Precious Metals Refining

BELGIUM

CID001980

Gold

United Precious Metal Refining, Inc.

UNITED STATES OF AMERICA

CID001993

Gold

Valcambi S.A.

SWITZERLAND

CID002003

Gold

Western Australian Mint (T/a The Perth Mint)

AUSTRALIA

CID002030

Gold

Yamakin Co., Ltd.

JAPAN

CID002100

Gold

Yokohama Metal Co., Ltd.

JAPAN

CID002129

Gold

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

CHINA

CID002224

Gold

Gold Refinery of Zijin Mining Group Co., Ltd.

CHINA

CID002243

Gold

SAFINA A.S.

CZECHIA

CID002290

Gold

Umicore Precious Metals Thailand

THAILAND

CID002314

Gold

Geib Refining Corporation

UNITED STATES OF AMERICA

CID002459

Gold

KGHM Polska Miedz Spolka Akcyjna

POLAND

CID002511

6


Metal

Smelter or Refiner Name

Country

Smelter ID

Gold

Singway Technology Co., Ltd.

TAIWAN, PROVINCE OF CHINA

CID002516

Gold

Al Etihad Gold Refinery DMCC

UNITED ARAB EMIRATES

CID002560

Gold

Emirates Gold DMCC

UNITED ARAB EMIRATES

CID002561

Gold

T.C.A S.p.A

ITALY

CID002580

Gold

REMONDIS PMR B.V.

NETHERLANDS

CID002582

Gold

Korea Zinc Co., Ltd.

KOREA, REPUBLIC OF

CID002605

Gold

Marsam Metals

BRAZIL

CID002606

Gold

TOO Tau-Ken-Altyn

KAZAKHSTAN

CID002615

Gold

SAAMP

FRANCE

CID002761

Gold

L'Orfebre S.A.

ANDORRA

CID002762

Gold

8853 S.p.A.

ITALY

CID002763

Gold

Italpreziosi

ITALY

CID002765

Gold

SAXONIA Edelmetalle GmbH

GERMANY

CID002777

Gold

WIELAND Edelmetalle GmbH

GERMANY

CID002778

Gold

Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH

AUSTRIA

CID002779

Gold

Bangalore Refinery

INDIA

CID002863

Gold

SungEel HiMetal Co., Ltd.

KOREA, REPUBLIC OF

CID002918

Gold

Planta Recuperadora de Metales SpA

CHILE

CID002919

Gold

Safimet S.p.A

ITALY

CID002973

Gold

NH Recytech Company

KOREA, REPUBLIC OF

CID003189

Gold

Eco-System Recycling Co., Ltd. North Plant

JAPAN

CID003424

Gold

Eco-System Recycling Co., Ltd. West Plant

JAPAN

CID003425

Gold

Metal Concentrators SA (Pty) Ltd.

SOUTH AFRICA

CID003575

Tantalum

Asaka Riken Co., Ltd.

JAPAN

CID000092

Tantalum

Changsha South Tantalum Niobium Co., Ltd.

CHINA

CID000211

Tantalum

Exotech Inc.

UNITED STATES OF AMERICA

CID000456

Tantalum

F&X Electro-Materials Ltd.

CHINA

CID000460

Tantalum

XIMEI RESOURCES (GUANGDONG) LIMITED

CHINA

CID000616

Tantalum

JiuJiang JinXin Nonferrous Metals Co., Ltd.

CHINA

CID000914

Tantalum

Jiujiang Tanbre Co., Ltd.

CHINA

CID000917

Tantalum

LSM Brasil S.A.

BRAZIL

CID001076

Tantalum

Metallurgical Products India Pvt., Ltd.

INDIA

CID001163

Tantalum

Mineracao Taboca S.A.

BRAZIL

CID001175

Tantalum

Mitsui Mining and Smelting Co., Ltd.

JAPAN

CID001192

Tantalum

NPM Silmet AS

ESTONIA

CID001200

Tantalum

Ningxia Orient Tantalum Industry Co., Ltd.

CHINA

CID001277

Tantalum

QuantumClean

UNITED STATES OF AMERICA

CID001508

Tantalum

Yanling Jincheng Tantalum & Niobium Co., Ltd.

CHINA

CID001522

Tantalum

Solikamsk Magnesium Works OAO

RUSSIAN FEDERATION

CID001769

Tantalum

Taki Chemical Co., Ltd.

JAPAN

CID001869

Tantalum

Telex Metals

UNITED STATES OF AMERICA

CID001891

Tantalum

Ulba Metallurgical Plant JSC

KAZAKHSTAN

CID001969

Tantalum

Hengyang King Xing Lifeng New Materials Co., Ltd.

CHINA

CID002492

Tantalum

D Block Metals, LLC

UNITED STATES OF AMERICA

CID002504

Tantalum

FIR Metals & Resource Ltd.

CHINA

CID002505

Tantalum

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

CHINA

CID002506

Tantalum

XinXing HaoRong Electronic Material Co., Ltd.

CHINA

CID002508

Tantalum

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

CHINA

CID002512

Tantalum

KEMET de Mexico

MEXICO

CID002539

Tantalum

TANIOBIS Co., Ltd.

THAILAND

CID002544

Tantalum

TANIOBIS GmbH

GERMANY

CID002545

7


Metal

Smelter or Refiner Name

Country

Smelter ID

Tantalum

H.C. Starck Hermsdorf GmbH

GERMANY

CID002547

Tantalum

H.C. Starck Inc.

UNITED STATES OF AMERICA

CID002548

Tantalum

TANIOBIS Japan Co., Ltd.

JAPAN

CID002549

Tantalum

TANIOBIS Smelting GmbH & Co. KG

GERMANY

CID002550

Tantalum

Global Advanced Metals Boyertown

UNITED STATES OF AMERICA

CID002557

Tantalum

Global Advanced Metals Aizu

JAPAN

CID002558

Tantalum

Resind Industria e Comercio Ltda.

BRAZIL

CID002707

Tantalum

Jiangxi Tuohong New Raw Material

CHINA

CID002842

Tantalum

Meta Materials

NORTH MACEDONIA, REPUBLIC OF

CID002847

Tantalum

Yancheng Jinye New Material Technology Co., Ltd.

CHINA

CID003583

Tantalum

Guangdong Rising Rare Metals-EO Materials Ltd.

CHINA

CID000291

Tin

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

CHINA

CID000228

Tin

Alpha

UNITED STATES OF AMERICA

CID000292

Tin

Dowa

JAPAN

CID000402

Tin

EM Vinto

BOLIVIA (PLURINATIONAL STATE OF)

CID000438

Tin

Estanho de Rondonia S.A.

BRAZIL

CID000448

Tin

Fenix Metals

POLAND

CID000468

Tin

Gejiu Non-Ferrous Metal Processing Co., Ltd.

CHINA

CID000538

Tin

Gejiu Zili Mining And Metallurgy Co., Ltd.

CHINA

CID000555

Tin

China Tin Group Co., Ltd.

CHINA

CID001070

Tin

Malaysia Smelting Corporation (MSC)

MALAYSIA

CID001105

Tin

Metallic Resources, Inc.

UNITED STATES OF AMERICA

CID001142

Tin

Mineracao Taboca S.A.

BRAZIL

CID001173

Tin

Minsur

PERU

CID001182

Tin

Mitsubishi Materials Corporation

JAPAN

CID001191

Tin

Jiangxi New Nanshan Technology Ltd.

CHINA

CID001231

Tin

O.M. Manufacturing (Thailand) Co., Ltd.

THAILAND

CID001314

Tin

Operaciones Metalurgicas S.A.

BOLIVIA (PLURINATIONAL STATE OF)

CID001337

Tin

PT Artha Cipta Langgeng

INDONESIA

CID001399

Tin

PT Babel Surya Alam Lestari

INDONESIA

CID001406

Tin

PT Mitra Stania Prima

INDONESIA

CID001453

Tin

PT Prima Timah Utama

INDONESIA

CID001458

Tin

PT Refined Bangka Tin

INDONESIA

CID001460

Tin

PT Stanindo Inti Perkasa

INDONESIA

CID001468

Tin

PT Timah Tbk Kundur

INDONESIA

CID001477

Tin

PT Timah Tbk Mentok

INDONESIA

CID001482

Tin

PT Tinindo Inter Nusa

INDONESIA

CID001490

Tin

Rui Da Hung

TAIWAN, PROVINCE OF CHINA

CID001539

Tin

Soft Metais Ltda.

BRAZIL

CID001758

Tin

Thaisarco

THAILAND

CID001898

Tin

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

CHINA

CID001908

Tin

White Solder Metalurgia e Mineracao Ltda.

BRAZIL

CID002036

Tin

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

CHINA

CID002158

Tin

Magnu's Minerais Metais e Ligas Ltda.

BRAZIL

CID002468

Tin

Melt Metais e Ligas S.A.

BRAZIL

CID002500

Tin

PT ATD Makmur Mandiri Jaya

INDONESIA

CID002503

Tin

O.M. Manufacturing Philippines, Inc.

PHILIPPINES

CID002517

Tin

PT Rajehan Ariq

INDONESIA

CID002593

Tin

Resind Industria e Comercio Ltda.

BRAZIL

CID002706

Tin

Metallo Belgium N.V.

BELGIUM

CID002773

Tin

Metallo Spain S.L.U.

SPAIN

CID002774

8


Metal

Smelter or Refiner Name

Country

Smelter ID

Tin

Thai Nguyen Mining and Metallurgy Co., Ltd.

VIET NAM

CID002834

Tin

PT Menara Cipta Mulia

INDONESIA

CID002835

Tin

HuiChang Hill Tin Industry Co., Ltd.

CHINA

CID002844

Tin

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

CHINA

CID003116

Tin

Chifeng Dajingzi Tin Industry Co., Ltd.

CHINA

CID003190

Tin

PT Bangka Serumpun

INDONESIA

CID003205

Tin

Tin Technology & Refining

UNITED STATES OF AMERICA

CID003325

Tin

Ma'anshan Weitai Tin Co., Ltd.

CHINA

CID003379

Tin

PT Rajawali Rimba Perkasa

INDONESIA

CID003381

Tin

Luna Smelter, Ltd.

RWANDA

CID003387

Tin

CRM Synergies

SPAIN

CID003524

Tin

Fabrica Auricchio Industria e Comercio Ltda.

BRAZIL

CID003582

Tin

PT Babel Inti Perkasa

INDONESIA

CID001402

Tin

PT Sariwiguna Binasentosa

INDONESIA

CID001463

Tin

PT Cipta Persada Mulia

INDONESIA

CID002696

Tungsten

A.L.M.T. Corp.

JAPAN

CID000004

Tungsten

Kennametal Huntsville

UNITED STATES OF AMERICA

CID000105

Tungsten

Guangdong Xianglu Tungsten Co., Ltd.

CHINA

CID000218

Tungsten

Chongyi Zhangyuan Tungsten Co., Ltd.

CHINA

CID000258

Tungsten

Global Tungsten & Powders Corp.

UNITED STATES OF AMERICA

CID000568

Tungsten

Hunan Chenzhou Mining Co., Ltd.

CHINA

CID000766

Tungsten

Hunan Chunchang Nonferrous Metals Co., Ltd.

CHINA

CID000769

Tungsten

Japan New Metals Co., Ltd.

JAPAN

CID000825

Tungsten

Ganzhou Huaxing Tungsten Products Co., Ltd.

CHINA

CID000875

Tungsten

Kennametal Fallon

UNITED STATES OF AMERICA

CID000966

Tungsten

Wolfram Bergbau und Hutten AG

AUSTRIA

CID002044

Tungsten

Xiamen Tungsten Co., Ltd.

CHINA

CID002082

Tungsten

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

CHINA

CID002315

Tungsten

Jiangxi Yaosheng Tungsten Co., Ltd.

CHINA

CID002316

Tungsten

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

CHINA

CID002317

Tungsten

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

CHINA

CID002318

Tungsten

Malipo Haiyu Tungsten Co., Ltd.

CHINA

CID002319

Tungsten

Xiamen Tungsten (H.C.) Co., Ltd.

CHINA

CID002320

Tungsten

Jiangxi Gan Bei Tungsten Co., Ltd.

CHINA

CID002321

Tungsten

Ganzhou Seadragon W & Mo Co., Ltd.

CHINA

CID002494

Tungsten

Asia Tungsten Products Vietnam Ltd.

VIET NAM

CID002502

Tungsten

Chenzhou Diamond Tungsten Products Co., Ltd.

CHINA

CID002513

Tungsten

H.C. Starck Tungsten GmbH

GERMANY

CID002541

Tungsten

TANIOBIS Smelting GmbH & Co. KG

GERMANY

CID002542

Tungsten

Masan High-Tech Materials

VIET NAM

CID002543

Tungsten

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

CHINA

CID002551

Tungsten

Niagara Refining LLC

UNITED STATES OF AMERICA

CID002589

Tungsten

China Molybdenum Tungsten Co., Ltd.

CHINA

CID002641

Tungsten

Ganzhou Haichuang Tungsten Co., Ltd.

CHINA

CID002645

Tungsten

Hydrometallurg, JSC

RUSSIAN FEDERATION

CID002649

Tungsten

Unecha Refractory metals plant

RUSSIAN FEDERATION

CID002724

Tungsten

Philippine Chuangxin Industrial Co., Inc.

PHILIPPINES

CID002827

Tungsten

Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.

CHINA

CID002830

Tungsten

ACL Metais Eireli

BRAZIL

CID002833

Tungsten

Woltech Korea Co., Ltd.

KOREA, REPUBLIC OF

CID002843

Tungsten

Moliren Ltd.

RUSSIAN FEDERATION

CID002845

9


Metal

Smelter or Refiner Name

Country

Smelter ID

Tungsten

KGETS Co., Ltd.

KOREA, REPUBLIC OF

CID003388

Tungsten

Fujian Ganmin RareMetal Co., Ltd.

CHINA

CID003401

Tungsten

Lianyou Metals Co., Ltd.

TAIWAN, PROVINCE OF CHINA

CID003407

Tungsten

JSC "Kirovgrad Hard Alloys Plant"

RUSSIAN FEDERATION

CID003408

Tungsten

GEM Co., Ltd.

CHINA

CID003417

Tungsten

Cronimet Brasil Ltda

BRAZIL

CID003468

Tungsten

Fujian Xinlu Tungsten

CHINA

CID003609

10