0001331471-23-000045.txt : 20230901 0001331471-23-000045.hdr.sgml : 20230901 20230901125004 ACCESSION NUMBER: 0001331471-23-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230830 FILED AS OF DATE: 20230901 DATE AS OF CHANGE: 20230901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferraiolo Caetano Roberto CENTRAL INDEX KEY: 0001708855 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13337 FILM NUMBER: 231231709 MAIL ADDRESS: STREET 1: ALAMEDA GUARUJA, 199 STREET 2: CONDOMINIO JARDIM PAULISTA - CENTRO CITY: VINHEDO - SP STATE: D5 ZIP: 13280-000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STONERIDGE INC CENTRAL INDEX KEY: 0001043337 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 341598949 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39675 MACKENZIE DRIVE STREET 2: SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 BUSINESS PHONE: 2484899300 MAIL ADDRESS: STREET 1: 39675 MACKENZIE DRIVE STREET 2: SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2023-08-30 0 0001043337 STONERIDGE INC SRI 0001708855 Ferraiolo Caetano Roberto C/O STONERIDGE, INC. 39675 MACKENZIE DRIVE, SUITE 400 NOVI MI 48377 0 1 0 0 President Stoneridge Brazil 0 Common Shares, without par value 2023-08-30 4 S 0 2400 20.02 D 287 D Share Units Common Shares, without par value 17374 17374 D Phantom Shares Common Shares, without par value 14551 14551 D Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Company Common Shares if the Reporting Person remains employed on the date specified in the various grant agreements. Phantom Shares granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan. Each Phantom Share is the economic equivalent of one Company Common Share and will be paid in cash equal to the fair market value of one Company Common Share if the Reporting Person remains employed on June 20, 2025. /s/ Robert M. Loesch, by power of attorney 2023-09-01