0001331471-20-000026.txt : 20201103 0001331471-20-000026.hdr.sgml : 20201103 20201103120849 ACCESSION NUMBER: 0001331471-20-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201030 FILED AS OF DATE: 20201103 DATE AS OF CHANGE: 20201103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeGaynor Jonathan B CENTRAL INDEX KEY: 0001637951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13337 FILM NUMBER: 201282544 MAIL ADDRESS: STREET 1: C/O STONERIDGE, INC. STREET 2: 39675 MACKENZIE DRIVE, SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STONERIDGE INC CENTRAL INDEX KEY: 0001043337 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 341598949 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39675 MACKENZIE DRIVE STREET 2: SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 BUSINESS PHONE: 2484899300 MAIL ADDRESS: STREET 1: 39675 MACKENZIE DRIVE STREET 2: SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-10-30 0 0001043337 STONERIDGE INC SRI 0001637951 DeGaynor Jonathan B C/O STONERIDGE, INC. 39675 MACKENZIE DRIVE, SUITE 400 NOVI MI 48377 1 1 0 0 President and CEO Common Shares, without par value 2020-10-02 5 G 0 E 5000 0 D 181208 D Common Shares, without par value 2020-10-05 5 G 0 E 5000 0 D 176208 D Common Shares, without par value 2020-10-30 4 S 0 9185 23.1 D 176023 D Common Shares, without par value 2020-11-02 4 S 0 815 22.78 D 166208 D Share Units Common Shares, without par value 116450 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.59 to $23.72, inclusive. The Reporting Person undertakes to provide Stoneridge, Inc., any security holder of Stoneridge, Inc. or the SEC staff, upon request, full information of the number of shares sold at each price within the range. Shares Units granted in 2018, 2019 and 2020 to the Reporting Person pursuant to the Company's Long-Term Incentive Plan payable on a one-for-one basis in Common Shares if the Reporting Person remains employed on the third anniversary from the date of grant. /s/ Robert M. Loesch, by power of attorney 2020-11-03