0001331471-20-000024.txt : 20200810 0001331471-20-000024.hdr.sgml : 20200810 20200810162853 ACCESSION NUMBER: 0001331471-20-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200807 FILED AS OF DATE: 20200810 DATE AS OF CHANGE: 20200810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartman Robert J. Jr. CENTRAL INDEX KEY: 0001679290 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13337 FILM NUMBER: 201089780 MAIL ADDRESS: STREET 1: C/O STONERIDGE, INC. STREET 2: 9400 EAST MARKET STREET CITY: WARREN STATE: OH ZIP: 44484 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STONERIDGE INC CENTRAL INDEX KEY: 0001043337 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 341598949 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39675 MACKENZIE DRIVE STREET 2: SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 BUSINESS PHONE: 2484899300 MAIL ADDRESS: STREET 1: 39675 MACKENZIE DRIVE STREET 2: SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-08-07 0 0001043337 STONERIDGE INC SRI 0001679290 Hartman Robert J. Jr. C/O STONERIDGE, INC. 39675 MACKENZIE DRIVE, SUITE 400 NOVI MI 48377 0 1 0 0 Chief Accounting Officer Common Shares, without par value 2020-08-07 4 S 0 5000 21.627 D 35963 D Share Units Common Shares, without par value 5291 5291 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on August 7, 2020 at prices ranging from $21.60 to $21.64 per share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC Staff, upon request, full information on the number of shares sold at each price within the range. Share units granted to the Reporting Person in 2018, 2019 and 2020 pursuant to the Company's Long-Term Incentive Plan vesting on a one-for-one basis in Company common shares (if earned depending on continued employment) on the third anniversary of the date of grant. /s/ Robert M. Loesch, by power of attorney 2020-08-10