0001331471-18-000024.txt : 20180508 0001331471-18-000024.hdr.sgml : 20180508 20180508152616 ACCESSION NUMBER: 0001331471-18-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180508 FILED AS OF DATE: 20180508 DATE AS OF CHANGE: 20180508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartman Robert J. Jr. CENTRAL INDEX KEY: 0001679290 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13337 FILM NUMBER: 18814271 MAIL ADDRESS: STREET 1: C/O STONERIDGE, INC. STREET 2: 9400 EAST MARKET STREET CITY: WARREN STATE: OH ZIP: 44484 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STONERIDGE INC CENTRAL INDEX KEY: 0001043337 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 341598949 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39675 MACKENZIE DRIVE STREET 2: SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 BUSINESS PHONE: 2484899300 MAIL ADDRESS: STREET 1: 39675 MACKENZIE DRIVE STREET 2: SUITE 400 CITY: NOVI STATE: MI ZIP: 48377 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-05-08 0 0001043337 STONERIDGE INC SRI 0001679290 Hartman Robert J. Jr. 39675 MACKENZIE DRIVE, SUITE 400 NOVI MI 48377 0 1 0 0 Chief Accounting Officer Common Shares, without par value 2018-05-08 4 S 0 6393 27.8585 D 37281 D Performance Shares Common Shares, without par value 18120 18120 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions on May 8, 2018 at prices ranging from $27.85 to $27.90 per share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC staff, upon request, full information on the number of shares sold at each price within the range. Each Performance Share represents a contingent right to receive one Company common share. The Performance Shares were granted to the Reporting Person under the Company's Long-Term Incentive Plan in 2016, 2017 and 2018 and will be earned (vest) three years after the date of grant contingent either (i) on continued employment until the third anniversary of the grant date, or (ii) on continued employment until the third anniversary of the grant date and the Company's performance over the applicable three year performance period. /s/ Robert M. Loesch, by power of attorney 2018-05-08